Prosecution Insights
Last updated: August 17, 2026
Application No. 18/620,915

COMPOSITIONS, SYSTEMS, AND METHODS FOR SEQUENCING POLYNUCLEOTIDES USING TETHERS ANCHORED TO POLYMERASES ADJACENT TO NANOPORES

Non-Final OA §112§DP
Filed
Mar 28, 2024
Priority
Jun 03, 2015 — provisional 62/170,563 +3 more
Examiner
PRIEST, AARON A
Art Unit
Tech Center
Assignee
Illumina Inc.
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
9m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
490 granted / 802 resolved
+1.1% vs TC avg
Strong +26% interview lift
Without
With
+25.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
49 currently pending
Career history
836
Total Applications
across all art units

Statute-Specific Performance

§101
7.8%
-32.2% vs TC avg
§103
33.0%
-7.0% vs TC avg
§102
22.1%
-17.9% vs TC avg
§112
23.3%
-16.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 802 resolved cases

Office Action

§112 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Status of the Claims Claims 1-18 are pending and the subject of this NON-FINAL Office Action. This is the first action on the merits. Claim Rejections - 35 USC § 112- Indefiniteness The following is a quotation of 35 U.S.C. 112(b): (B) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claim 1-18 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. The last clause of claim 1 is confusing. It reads: “to measure a second signal state through the aperture it being determinable, based upon the second signal state, that the first nucleotide is being complementary or is not complementary to the next nucleotide of the second polynucleotide.” The Examiner suggests the following amendment: wherein the reporter region is configured to indicate whether the first nucleotide is complementary or is not complementary to a next nucleotide in the sequence of the second polynucleotide; and the measurement circuit being configured to: measure a first signal state through the aperture generated responsive to the polymerase acting upon the first nucleotide and based upon the binding of the first moiety of the permanent tether with the elongated tag of the first nucleotide, the first nucleotide being identifiable based on the measured first signal state; and generated responsive tobeing complementary or [[is]] not complementary to the next nucleotide of the second polynucleotide. Double Patenting- Obvious Type The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Instant claims 1-18 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over conflicting claims 1-49 of US10648022. The instant claims are obvious over the conflicting claims because the conflicting claims anticipate the instant claims. More specifically, the conflicting claims teach: 1. A composition including: a nanopore including a first side, a second side, and an aperture extending through the first and second sides; a plurality of nucleotides, wherein each of the nucleotides comprises an elongated tag; first and second polynucleotides, the first polynucleotide being complementary to the second polynucleotide; a polymerase disposed adjacent to the first side of the nanopore, the polymerase configured to add nucleotides of the plurality of nucleotides to the first polynucleotide based on a sequence of the second polynucleotide; a permanent tether including a head region, a tail region, and an elongated body disposed therebetween, the head region being anchored to the polymerase, wherein the elongated body is disposed in the aperture of the nanopore; a first moiety disposed on the elongated body, wherein the first moiety is configured to bind to the elongated tag of a first nucleotide upon which the polymerase is acting; and a reporter region disposed on the elongated body, wherein the reporter region is configured to indicate when the first nucleotide is complementary or is not complementary to a next nucleotide in the sequence of the second polynucleotide. 2. The composition of claim 1, the first moiety being configured to generate a first signal state responsive to the polymerase acting upon the first nucleotide, the first nucleotide being identifiable based on the first signal state. 3. The composition of claim 2, wherein the polymerase acting upon the first nucleotide comprises the polymerase binding the first nucleotide. 4. The composition of claim 2, the first signal state including an electrical or optical signal. 5. The composition of claim 2, the reporter region being configured to generate a second signal state when the first nucleotide is complementary or is not complementary to the next nucleotide of the second polynucleotide. 6. The composition of claim 5, the reporter region being configured to generate the second signal state responsive to the polymerase successfully incorporating the first nucleotide into the first polynucleotide. 7. The composition of claim 6, the reporter region being configured to generate the second signal state responsive to release of pyrophosphate responsive to the polymerase successfully incorporating the first nucleotide into the first polynucleotide. 8. The composition of claim 7, the polymerase being modified so as to delay release of the pyrophosphate responsive to incorporation of the first nucleotide into the first polynucleotide. 9. The composition of claim 8, wherein the polymerase comprises a modified recombinant .PHI.29, B103, GA-1, PZA, .PHI.15, BS32, M2Y, Nf, G1, Cp-1, PRD1, PZE, SF5, Cp-5, Cp-7, PR4, PR5, PR722, or L17 polymerase. 10. The composition of claim 8, wherein the polymerase comprises a modified recombinant .PHI.29 DNA polymerase having at least one amino acid substitution or combination of substitutions selected from the group consisting of: an amino acid substitution at position 484, an amino acid substitution at position 198, and an amino acid substitution at position 381. 11. The composition of claim 8, wherein the polymerase comprises a modified recombinant .PHI.29 DNA polymerase having at least one amino acid substitution or combination of substitutions selected from the group consisting of E374Y, K512Y, T368F, A484E, A484Y, N387L, T372Q, T372L, K478Y, 1370W, F198W, and L381A. 12. The composition of claim 5, the reporter region being configured to generate the second signal state responsive to a conformational change of the polymerase. 13. The composition of claim 12, a magnitude or a time duration of the conformational change of the polymerase being responsive to the first nucleotide being complementary or not complementary to the next nucleotide of the second polynucleotide, a magnitude or a time duration, or both, of the second signal state being based upon the conformational change of the polymerase. 14. The composition of claim 12, the measurement circuitry further being configured to measure a second current or flux state through the aperture. 15. The composition of claim 14, wherein the second current or flux state is based on a position of the reporter region within the aperture, it being determinable based on the second current or flux state whether the first nucleotide is complementary or is not complementary to the next nucleotide in the second polynucleotide. 16. The composition of claim 5, wherein the second signal state includes an electrical signal. 17. The composition of claim 5, wherein the second signal state includes an optical signal. 18. The composition of claim 17, wherein the first moiety and a second moiety of the tether are configured to hybridize with one another so as to form a hairpin structure. 19. The composition of claim 18, further including a voltage source configured to apply a voltage across the first and second sides. 20. The composition of claim 19, wherein the first moiety and the second moiety of the tether are configured to dehybridize from one another responsive to the voltage in a two-step process. 21. The composition of claim 1, wherein the elongated tag comprises a first nucleotide sequence and the first moiety comprises a second nucleotide sequence that is complementary to the first nucleotide sequence. 22. A system including the composition of claim 21, and further including measurement circuitry configured to measure a first current or flux state through the aperture. 23. The composition of claim 22, wherein the first current or flux state is based on the elongated tag, the first nucleotide being identifiable based on the first current or flux state. 24. A method including: (a) providing a nanopore including a first side, a second side, and an aperture extending through the first and second sides; (b) providing a plurality of nucleotides, wherein each of the nucleotides comprises an elongated tag; (c) providing first and second polynucleotides, the first polynucleotide being complementary to the second polynucleotide; (d) providing a polymerase disposed adjacent to the first side of the nanopore, the polymerase configured to add nucleotides of the plurality of nucleotides to the first polynucleotide based on a sequence of the second polynucleotide, wherein the polymerase is anchored to a permanent tether including a head region, a tail region, and an elongated body disposed therebetween, the elongated body is disposed in the aperture of the nanopore; (e) determining that a first nucleotide is being acted upon by the polymerase based on binding of the elongated tag to a first moiety disposed on the elongated body; and (f) with a reporter region disposed on the elongated body, indicating when the first nucleotide is complementary or is not complementary to a next nucleotide in the sequence of the second polynucleotide. 25. The method of claim 24, said determining comprising generating a first signal state responsive to the polymerase acting upon the first nucleotide and identifying the first nucleotide based on the first signal state. 26. The method of claim 25, wherein the polymerase acting upon the first nucleotide comprises the polymerase binding the first nucleotide. 27. The method of claim 26, the first signal state including an electrical or optical signal. 28. The method of claim 26, said indicating comprising detecting a second signal state and determining based upon the second signal state that the first nucleotide is complementary or is not complementary to the next nucleotide of the second polynucleotide. 29. The method of claim 28, comprising generating the second signal state responsive to the polymerase incorporating the first nucleotide into the first polynucleotide. 30. The method of claim 29, comprising generating the second signal state responsive to release of pyrophosphate responsive to the polymerase incorporating the first nucleotide into the first polynucleotide. 31. The method of claim 30, the polymerase being modified so as to delay release of the pyrophosphate responsive to incorporation of the first nucleotide into the first polynucleotide. 32. The method of claim 31, wherein the polymerase comprises a modified recombinant .PHI.29, B103, GA-1, PZA, .PHI.15, BS32, M2Y, Nf, G1, Cp-1, PRD1, PZE, SF5, Cp-5, Cp-7, PR4, PR5, PR722, or L17 polymerase. 33. The method of claim 31, wherein the polymerase comprises a modified recombinant .PHI.29 DNA polymerase having at least one amino acid substitution or combination of substitutions selected from the group consisting of: an amino acid substitution at position 484, an amino acid substitution at position 198, and an amino acid substitution at position 381. 34. The method of claim 33, wherein the polymerase comprises a modified recombinant .PHI.29 DNA polymerase having at least one amino acid substitution or combination of substitutions selected from the group consisting of E374Y, K512Y, T368F, A484E, A484Y, N387L, T372Q, T372L, K478Y, 1370W, F198W, and L381A. 35. The method of claim 28, comprising generating the second signal state responsive to a conformational change of the polymerase. 36. The method of claim 35, a magnitude or a time duration of the conformational change of the polymerase being responsive to the first nucleotide being complementary or not complementary to the next nucleotide of the polynucleotide, a magnitude or a time duration, or both, of the second signal state being based upon the conformational change of the polymerase. 37. The method of claim 29, wherein the second signal state includes an electrical signal. 38. The method of claim 29, wherein the second signal state includes an optical signal. 39. The method of claim 24, wherein the elongated tag comprises a first nucleotide sequence and the first moiety comprises a second nucleotide sequence that is complementary to the first nucleotide sequence. 40. The method of claim 39, said determining further comprising measuring a first current or flux state through the aperture. 41. The method of claim 40, wherein the first current or flux state is based on the elongated tag, said determining further including identifying the first nucleotide based on the first current or flux state. 42. The method of claim 41, said indicating including moving the reporter region within the aperture responsive to the polymerase acting upon the first nucleotide. 43. The method of claim 42, said indicating further including measuring a second current or flux state through the aperture. 44. The method of claim 43, wherein the second current or flux state is based on a position of the reporter region within the aperture, said indicating further including determining based on the second current or flux state whether the first nucleotide is complementary or is not complementary to the next nucleotide in the second polynucleotide. 45. The method of claim 39, the first moiety and a second moiety of the tether hybridizing with one another so as to form a hairpin structure. 46. The method of claim 45, further including applying a voltage across the first and second sides. 47. The method of claim 46, wherein the first moiety and the second moiety of the tether dehybridize from one another responsive to the voltage in a two-step process. 48. The method of claim 24, further comprising (g) determining that a subsequent nucleotide is being acted upon by the polymerase based on binding of the elongated tag to the first moiety disposed on the elongated body; and (h) with a reporter region disposed on the elongated body, indicating when the subsequent nucleotide is complementary or is not complementary to a nucleotide that is subsequent to the next nucleotide in the sequence of the second polynucleotide. 49. The method of claim 48, further comprising repeating steps (g) and (h) for a plurality of subsequent nucleotides that are complementary or not complementary to a plurality of nucleotides that are subsequent to the next nucleotide. Instant claims 1-18 are rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over conflicting claims 1-21 of US11970734. The instant claims are obvious over the conflicting claims because the conflicting claims anticipate the instant claims. More specifically, the conflicting claims teach: 1. A composition including: a substrate having a first side and a second side, a nanopore extending through the first and second sides of the substrate, wherein the nanopore has a diameter D1, and wherein nanopore comprises a constricting region that has a diameter D2 at the narrowest point, and wherein D2<D1, a plurality of nucleotides, wherein each of the nucleotides comprises an elongated tag; first and second polynucleotides, the first polynucleotide being complementary to the second polynucleotide; a polymerase disposed adjacent to the first side of the nanopore, wherein the polymerase adds nucleotides of the plurality of nucleotides to the first polynucleotide based on a sequence of the second polynucleotide; a permanent tether including a head region, a tail region, and an elongated body disposed therebetween, the head region being anchored to the polymerase, wherein the elongated body is disposed in the nanopore; a first moiety disposed on the elongated body, wherein the first moiety is configured to bind to the elongated tag of a first nucleotide upon which the polymerase is acting; and a reporter region disposed on the elongated body, wherein the reporter region is configured to indicate when the first nucleotide is complementary or is not complementary to a next nucleotide in the sequence of the second polynucleotide, wherein the first moiety is configured to generate a first signal state responsive to the polymerase acting upon the first nucleotide, the first nucleotide being identifiable based on the first signal state, and wherein the reporter region is configured to generate a second signal state when the first nucleotide is complementary or is not complementary to the next nucleotide of the second polynucleotide. 2. The composition of claim 1, wherein the reporter region disposed on the elongated body is located within the constricting region of the nanopore. 3. The composition of claim 1, wherein the elongated body and tail region do not extend beyond the second side of the substrate. 4. The composition of claim 1, wherein the tail region extends beyond the second side of the substrate. 5. The composition of claim 1, wherein the polymerase acting upon the first nucleotide comprises the polymerase binding the first nucleotide. 6. The composition of claim 1, wherein the first signal state includes an electrical or optical signal. 7. The composition of claim 1, wherein the reporter region is configured to generate the second signal state responsive to the polymerase successfully incorporating the first nucleotide into the first polynucleotide. 8. The composition of claim 1, wherein the reporter region is configured to generate the second signal state responsive to release of pyrophosphate responsive to the polymerase successfully incorporating the first nucleotide into the first polynucleotide. 9. The composition of claim 8, wherein the polymerase is modified so as to delay release of the pyrophosphate responsive to incorporation of the first nucleotide into the first polynucleotide. 10. The composition of claim 9, wherein the polymerase comprises a modified recombinant Φ29, B103, GA-1, PZA, Φ15, BS32, M2Y, Nf, G1, Cp-1, PRD1, PZE, SF5, Cp-5, Cp-7, PR4, PR5, PR722, or L17 polymerase. 11. The composition of claim 9, wherein the polymerase comprises a modified recombinant Φ29 DNA polymerase having at least one amino acid substitution or combination of substitutions selected from the group consisting of: an amino acid substitution at position 484, an amino acid substitution at position 198, and an amino acid substitution at position 381. 12. The composition of claim 9, wherein the polymerase comprises a modified recombinant Φ29 DNA polymerase having at least one amino acid substitution or combination of substitutions selected from the group consisting of E374Y, K512Y, T368F, A484E, A484Y, N387L, T372Q, T372L, K478Y, 1370 W, F198 W, and L381A. 13. The composition of claim 1, the reporter region being configured to generate the second signal state responsive to a conformational change of the polymerase. 14. The composition of claim 1, wherein the elongated tag comprises a first nucleotide sequence and the first moiety comprises a second nucleotide sequence that is complementary to the first nucleotide sequence. 15. A system including the composition of claim 14, and further including measurement circuitry configured to measure a first current or flux state through the nanopore. 16. The system of claim 15, wherein the first current or flux state is based on the elongated tag, the first nucleotide being identifiable based on the first current or flux state. 17. The system of claim 16, the measurement circuitry further being configured to measure a second current or flux state through the nanopore. 18. The system of claim 17, wherein the second current or flux state is based on a position of the reporter region within the aperture, it being determinable based on the second current or flux state whether the first nucleotide is complementary or is not complementary to the next nucleotide in the second polynucleotide. 19. The system of claim 17, further including a voltage source configured to apply a voltage across the first and second sides of the nanopore. 20. The system of claim 17, wherein the first moiety and the second moiety of the permanent tether are configured to dehybridize from one another responsive to the voltage in a two-step process. 21. A method including: (a) providing a substrate having a first side, a second side, and a nanopore extending through the first and second sides of the substrate, wherein the nanopore has a diameter D1, and wherein nanopore comprises a constricting region that has a diameter D2 at the narrowest point, and wherein D2<D1, (b) providing a plurality of nucleotides, wherein each of the nucleotides comprises an elongated tag; (c) providing first and second polynucleotides, the first polynucleotide being complementary to the second polynucleotide; (d) providing a polymerase disposed adjacent to the first side of the substrate, the polymerase configured to add nucleotides of the plurality of nucleotides to the first polynucleotide based on a sequence of the second polynucleotide, wherein the polymerase is anchored to a permanent tether including a head region, a tail region, and an elongated body disposed therebetween, the elongated body is disposed in the nanopore; (e) determining that a first nucleotide is being acted upon by the polymerase based on binding of the elongated tag to a first moiety disposed on the elongated body; and (f) with a reporter region disposed on the elongated body, indicating when the first nucleotide is complementary or is not complementary to a next nucleotide in the sequence of the second polynucleotide, wherein the first moiety is configured to generate a first signal state responsive to the polymerase acting upon the first nucleotide, the first nucleotide being identifiable based on the first signal state, and wherein the reporter region is configured to generate a second signal state when the first nucleotide is complementary or is not complementary to the next nucleotide of the second polynucleotide. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Aaron Priest whose telephone number is (571)270-1095. The examiner can normally be reached 8am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gary Benzion can be reached at (571) 272-0782. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AARON A PRIEST/Primary Examiner, Art Unit 1681
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Prosecution Timeline

Mar 28, 2024
Application Filed
Jul 14, 2026
Non-Final Rejection mailed — §112, §DP (current)

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
87%
With Interview (+25.7%)
3y 2m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 802 resolved cases by this examiner. Grant probability derived from career allowance rate.

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