Prosecution Insights
Last updated: August 17, 2026
Application No. 18/623,419

SEMICONDUCTOR DEVICES AND FABRICATING METHODS THEREOF

Non-Final OA §102
Filed
Apr 01, 2024
Priority
Mar 14, 2024 — continuation of PCTCN2024081701
Examiner
MENZ, LAURA MARY
Art Unit
Tech Center
Assignee
Yangtze Memory Technologies Co., Ltd.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
828 granted / 946 resolved
+27.5% vs TC avg
Moderate +9% lift
Without
With
+8.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
37 currently pending
Career history
975
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
27.4%
-12.6% vs TC avg
§102
40.1%
+0.1% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 946 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Yu et al (US 2018/0294278) A memory device, comprising: an array of memory cells (Fig.7 (cube) and [0108]) in an array region (Fig.7 (cube) and [0108]); word lines (Fig.7 (WLL) and [0109]) extending parallel in a first lateral direction (x-direction); bit lines (Fig.7 (BL) and [0108]) extending parallel in a second lateral direction (y direction) different from the first lateral direction (x-direction); and interconnection structures (Fig. 10A-10D) and [0116]) located within the array region and coupled with the bit lines (Fig.7 (BL) and [0108]), and arranged in staggered rows along the first lateral direction [0116-0117]. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-8 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chen et al (US 2023/0371244). A memory device, comprising: an array of memory cells (Fig.2A (200/204) and [0083-0085]) in an array region [0130] ; word lines (Fig.12B (1238) and [0150]) extending parallel in a first lateral direction (x-direction); bit lines (Fig.11I/12C (1128/1228) and [0144/0154]) extending parallel in a second lateral direction (y direction) different from the first lateral direction (x-direction); and interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) located within the array region and coupled with the bit lines, and arranged in staggered rows along the first lateral direction. 2. The memory device of claim 1, wherein: a first distance between two interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) coupled with two adjacent bit lines (Fig.11I/12C (1128/1228) and [0144/0154]) is greater than a second distance between the two adjacent bit lines (Fig.11I/12C (1128/1228) and [0144/0154]). 3. The memory device of claim 1, wherein: a first row of interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) are located at a first side of a center position of the array region; and a second row of interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) are located at a second side of the center position opposite to the first side (Fig. 11J/12D (1132/1232) and [0146-0148]). 4. The memory device of claim 1, wherein: a first row of interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) are located at a first side of one word line (Fig.12B (1238) and [0150]); and a second row of interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) are located at a second side of the one word line (Fig.12B (1238) and [0150]) opposite to the first side. 5. The memory device of claim 1, wherein: each of the array of memory cells comprises a vertical transistor (Fig. 11J/12C (1114/1204) and [0151]) and a storage unit (Fig. 11J/12C (1116/1216/1234) and [0154] coupled with the vertical transistor (Fig. 11J/12C (1114/1204) and [0151]); and gate structures (Fig.4 (416) and [0101-0103]) of each row of vertical transistors (Fig. 11J/12C (1114/1204) and [0151]/ (Fig. 4 (410) and [0101])) aligned along the first lateral direction are connected with each other to constitute a corresponding word line (Fig.12B (1238) and [0150]). 6. The memory device of claim 5, wherein the gate structures (Fig.4 (416) and [0101-0103]) of each row of vertical transistors (Fig. 4 (410) and [0101]) are located on a lateral side of channel structures [0101] of the row of vertical transistors (Fig. 4 (410) and [0101]). 7. The memory device of claim 6, wherein each gate structure (Fig.4 (416) and [0103]) laterally surrounds a corresponding channel structure (Fig. 4 (414) and [0103]). 8. The memory device of claim 7, further comprising: a conductive layer (Fig. 11J/12D (1128/1228) and [0146-0148]) connected to first ends of the interconnection structures (Fig. 11J/12D (1132/1232) and [0146-0148]), wherein second ends of the interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) are connected to the bit lines (Fig.11I/12C (1128/1228) and [0144/0154]); and an insulating layer (Fig.11J (1130) and [0146]) between the bit lines (Fig.11I/12C (1128/1228) and [0144/0154]) and the conductive layer, wherein the interconnection structures (Fig. 11J/12D (1132/1128/1228/1232) and [0146-0148]) vertically extend through the insulating layer (Fig.11J (1130) and [0146]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Zhu et al (US 20240332232); Liu et al (US 20230062524) and Yang et al (US 20230134556) teach similar memory cell structures with vertical transistors. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA M MENZ whose telephone number is (571)272-1697. The examiner can normally be reached Monday-Friday 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Gauthier can be reached at 571-270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA M MENZ/Primary Examiner, Art Unit 2813 7/24/26
Read full office action

Prosecution Timeline

Apr 01, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
96%
With Interview (+8.7%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 946 resolved cases by this examiner. Grant probability derived from career allowance rate.

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