Prosecution Insights
Last updated: October 02, 2026
Application No. 18/624,206

COAXIAL VIA FORMATION WITH SIDEWALL CONTACTS

Non-Final OA §102§103
Filed
Apr 02, 2024
Examiner
CHA, GRACE YEH-EUN SAET
Art Unit
Tech Center
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
96%
Grant Probability
Favorable
1-2
OA Rounds
12m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 96% — above average
96%
Career Allowance Rate
44 granted / 46 resolved
+35.7% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
18 currently pending
Career history
71
Total Applications
across all art units

Statute-Specific Performance

§103
68.2%
+28.2% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 46 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 04/02/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Election/Restrictions Applicant’s election without traverse of Group II and Species 1 in the reply filed on 07/21/2026 is acknowledged. Claims 1-7 and 16-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected group, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 07/21/2026. Claims 14-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected species, there being no allowable generic or linking claim. Applicant indicates claims 14 and 15 are included in species 1, however, claim 14 includes the limitation “wherein the through material comprises a semiconductor material sandwiched by dielectric materials, thereby forming the coaxial via as a through silicon via (TSV)”, and claim 15 includes the limitation “recessing a height of the coaxial via on the second end”, which are only drawn to Species 3 and 4. Therefore, claims 14-15 are withdrawn. Claim Objections Claim 9 is objected to because of the following informalities: the phrase "first conductive" should read "first conductive via". Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 8, 10, and 12-13 rejected under 35 U.S.C. 102(a)(1)(a)(2) as being anticipated by Sinha et al. (US Publication 20190159333). Regarding independent claim 8, Sinha teaches a method comprising: forming a coaxial via (fig. 1A, 120) comprising an outer conductor (123) surrounding an inner conductor (121 and 122), the outer conductor being separated from the inner conductor by a dielectric material (105 inside 123), the coaxial via being formed through a through material (105 outside 123) so as to have a first end (bottom of 105) opposite a second end (top of 105); forming a first contact (107c) connected to the outer conductor at the first end; and forming a second contact (106c) connected to the outer conductor at the second end. Regarding dependent claim 10, Sinha teaches the method of claim 8, wherein the first contact extends laterally from the outer conductor (fig. 1A, 107c extends laterally from 123). Regarding dependent claim 12, Sinha teaches the method of claim 8, wherein the second contact extends laterally from the outer conductor (fig. 1A, 106c extends laterally from 123). Regarding dependent claim 13, Sinha teaches the method of claim 8, wherein the through material comprises at least one dielectric material, thereby forming the coaxial via as a through insulator via (TIV) (paragraph 0017, epoxy resin is a dielectric material). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 9 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Sinha. Regarding dependent claim 9, Sinha teaches the method of claim 8. Sinha does not explicitly teach wherein the first contact connects to a first conductive at the first end, however, fig. 1A of Sinha discloses first conductive vias 137a and 137b connected to first contacts 107a and 107b connected to the inner conductor. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to connect the first conductive via of Sinha to the first contact connected to the outer conductor in order to couple signal trances (Sinha paragraph 0024), since it has been held that rearranging parts of an invention involves only routine skill in the art. In re Japikse, 86 USPQ 70. Regarding dependent claim 11, Sinha teaches the method of claim 8. Sinha does not explicitly teach wherein a second contact connects to a second conductive via at the second end, however, fig. 1A of Sinha discloses second conductive vias 136a and 136b connected to first contacts 106a and 106b connected to the inner conductor. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to connect the first conductive via of Sinha to the first contact connected to the outer conductor in order to couple signal trances (Sinha paragraph 0024), since it has been held that rearranging parts of an invention involves only routine skill in the art. In re Japikse, 86 USPQ 70. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GRACE Y CHA whose telephone number is (703)756-5393. The examiner can normally be reached Monday - Thursday 8:00 am - 5:00 pm and every other Friday 8:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jacob Choi can be reached at (469) 295-9060. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GRACE CHA/ Examiner, Art Unit 2897 /JACOB Y CHOI/Supervisory Patent Examiner, Art Unit 2897
Read full office action

Prosecution Timeline

Apr 02, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
96%
Grant Probability
99%
With Interview (+5.9%)
3y 5m (~12m remaining)
Median Time to Grant
Low
PTA Risk
Based on 46 resolved cases by this examiner. Grant probability derived from career allowance rate.

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