Prosecution Insights
Last updated: October 02, 2026
Application No. 18/627,338

FIBER ALIGNMENT MONITORING TOOL AND ASSOCIATED FIBER ALIGNMENT METHOD

Final Rejection §102
Filed
Apr 04, 2024
Priority
Oct 06, 2021 — EU 21201127.4 +1 more
Examiner
CAPUTO, LISA M
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
ASML Holding N.V.
OA Round
2 (Final)
38%
Grant Probability
At Risk
3-4
OA Rounds
2m
Est. Remaining
44%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
23 granted / 61 resolved
-30.3% vs TC avg
Moderate +6% lift
Without
With
+5.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
17 currently pending
Career history
75
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
32.4%
-7.6% vs TC avg
§112
13.5%
-26.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 61 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Amendment/Arguments Receipt is acknowledged of the arguments and amendment filed 6/24/2026. Response to Arguments Applicant's arguments filed June 24, 2026 have been fully considered but they are not persuasive. In response to applicant’s arguments that the coupling arrangement is not clear, examiner submits that the overall fiber alignment monitoring tool is the optical head, wherein that monitoring tool comprises a coupling arrangement that comprises the optical socket 137 along with the ferrule 311 for coupling the fiber alignment monitoring tool to a beam adjustment tool of the source module, in this case the illuminating light source 316. Regarding the argument that the fiber alignment monitoring tool is coupled to itself, examiner respectfully submits that the portions of the monitoring tool can be integrated together and considered to be coupled together. Regarding applicant’s argument that Nagasaka does not disclose the "beam alignment sensor operable to sense beam alignment and provide a beam alignment signal indicating beam alignment status, said beam alignment status describing a position status and/or angle status of said beam,” examiner respectfully disagrees and submits that the word “describing” is broad and it is interpreted that the use of the camera to capture the position and markings reads on the “describing” limitation (see paragraphs 77-81). Additionally, “The CCD image pick-up element 314 arranges a large number of read pixels and converts the alignment mark image to an image signal. This signal is image-processed by the computer system 320 to discriminate the position of each alignment mark, and the position of the optical socket 137 is moved relative to the board 130 so that both alignment marks overlap (refer to FIG. 6(a)) and paragraph 80). Applicant’s arguments regarding claim 17 are persuasive and rejection is withdrawn. Examiner also acknowledges the amendment to claim 13 to correct an objection. Claim Objections Claim 1 is objected to because of the following informalities: Claim 1 recites “a beam alignment sensor operable to sense beam alignment and provide a beam alignment signal indicating beam alignment status, said beam alignment status describing a position status and/or angle status of said beam.” It is unclear what the “describing” limitation entails. Perhaps there a mathematical/geographical location position status that can be recited instead of “describing.” Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-16 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Nagasaka et al. (USPGPub No. 2004/0028349, from hereinafter “Nagasaka”). Regarding claim 1, Nagasaka teaches a fiber alignment monitoring tool (optical head 310) for monitoring of beam alignment of a beam generated by a source module with respect to an optical fiber, the fiber alignment monitoring tool comprising: a coupling arrangement (optical socket 137 along with ferrule 311) for coupling the fiber alignment monitoring tool to a beam adjustment tool of said source module (illuminating light source 316); and a beam alignment sensor (according to such constitution, the bottom part of the fitting hole 137b in the sleeve 137a is illuminated by the illuminating light source 316, and an image of the bottom part is read together with the ferrule alignment mark 313 by the CCD image pick-up element 314), operable to sense beam alignment and provide a beam alignment signal indicating beam alignment status (the CCD image pick-up element 314 arranges a large number of read pixels and converts the alignment mark image to an image signal; this signal is image-processed by the computer system 320 to discriminate the position of each alignment mark), said beam alignment status describing a position status and/or angle status of said beam (see Figures 2, 9, 10, paragraphs 77-81). Regarding claim 2, Nagasaka teaches that the fiber alignment monitoring tool of claim 1, wherein said beam alignment sensor is operable such that beam alignment signal indicates said beam alignment status in real time during adjustment of said beam alignment when it is taught that the CCD image pick-up element 314 arranges a large number of read pixels and converts the alignment mark image to an image signal. This signal is image-processed by the computer system 320 to discriminate the position of each alignment mark, and the position of the optical socket 137 is moved relative to the board 130 so that both alignment marks overlap (refer to FIG. 6(a)). In an example shown in FIG. 10, an optical circuit board 130 and an optical socket 137 are suitably moved relative to each other, so that the central position of a C-shaped alignment mark 132a on the board overlaps with an alignment mark 313 of the ferrule. Thereafter, the adhesive 138 is hardened. When the optical socket 137 includes a plurality of sleeves 137a to connect a plurality of optical fibers, the mounting position adjustment of the optical socket for a plurality of optical fiber terminals can be performed by carrying out the above-mentioned position alignment with fitting holes 137b in at least two sleeves 137a (see Figures 6, 9, 10 paragraph 80). Regarding claim 3, Nagasaka teaches that the fiber alignment monitoring tool of claim 1, further comprising a display (image display screen 314a) for displaying said beam alignment status to a user (see paragraph 8, 80, Figure 10). Regarding claim 4, Nagasaka teaches that the fiber alignment monitoring tool of claim 3, wherein said display is operable to display a visual representation of one or more target values for said beam alignment, and to display said beam alignment status in relation to said visual representation of one or more target values when it is taught that the signal is image-processed by the computer system 320 to discriminate the position of each alignment mark (see paragraph 80). Regarding claim 5, Nagasaka teaches that the fiber alignment monitoring tool of claim 1, wherein said display is operable to display each of said position and/or angle on a respective displacement grid when it is taught that besides a position alignment mark prepared particularly for the mounting adjustment of the optical socket 137, for example, the shape of a light-emitting portion in the light-emitting element 133 or a light-receiving portion in the light-receiving element 134, an alignment mark prepared to mount the light-emitting element 133 or the light-receiving element 134, an electrode or wiring pattern, mounted parts, etc., can also be used as an alignment mark for the alignment mark 132a (see paragraph 30, Fig 9-10). Regarding claim 6, Nagasaka teaches that the fiber alignment monitoring tool of claim 1, wherein said source module comprises a measurement radiation source module for providing measurement radiation for a metrology device when it is taught that an illuminating light source 316, such as an LED and a mercury lamp, which illuminates the surface of the lower end of the ferrule 311 as needed, and a half mirror 317 to guide light of the illuminating light source 316 toward the ferrule 311 (see paragraph 78). Regarding claim 7, Nagasaka teaches the fiber alignment monitoring tool of claim 1, further comprising a processor (computer system 320) operable to receive the beam alignment signal and provide said beam alignment status to a user (see Figure 6, paragraph 74). Regarding claim 8, Nagasaka teaches the fiber alignment monitoring tool of claim 7, wherein the processor is operable to generate actuation signals (via actuator 330) to adjustment actuators under control of the processor, such that the processor actuates adjustment of said beam alignment so as to automatically align the beam (see Figure 6, paragraph 74). Regarding claim 9, Nagasaka teaches the fiber alignment monitoring tool of claim 1, wherein said coupling arrangement is configured to couple to the fiber alignment monitoring tool in place of the optical fiber during a beam adjustment phase when it is taught that an optical head 310 includes a ferrule 311 as a columnar member to transmit light, which is inserted into a fitting hole 137b (a guide groove) of a sleeve 137a of the optical socket 137, and a housing portion 312 disposed on the upper end of this ferrule 311. A ferrule alignment mark 313 is formed on the lower end of the ferrule 311; the housing portion 312 includes therein a CCD image pick-up element 314 to read a mark, a lens 315 to form a read image of an alignment mark on the board (refer to FIG. 10), or the ferrule alignment mark 313 on the CCD image pick-up element 314, an illuminating light source 316, such as an LED and a mercury lamp, which illuminates the surface of the lower end of the ferrule 311 as needed, and a half mirror 317 to guide light of the illuminating light source 316 toward the ferrule 311 (see Figure 12, paragraph 78). Regarding claim 10, Nagasaka teaches the fiber alignment monitoring tool of claim 1, further comprising a mirror (half mirror 317) for directing said beam into said beam alignment sensor (see Figure 12, paragraph 78). Regarding claim 11, Nagasaka teaches the fiber alignment monitoring tool of claim 1, further comprising a housing (housing 312) for at least partially housing said fiber coupling arrangement and beam alignment sensor (see Figure 12-13, paragraph 78). Regarding claims 12-13, Nagasaka teaches a method of aligning a beam generated by a source module with respect to an optical fiber, the method comprising: attaching a fiber alignment monitoring tool (optical head 310) to a beam adjustment tool (according to such constitution, the bottom part of the fitting hole 137b in the sleeve 137a is illuminated by the illuminating light source 316, and an image of the bottom part is read together with the ferrule alignment mark 313 by the CCD image pick-up element 314), operable to sense beam alignment and provide a beam alignment signal indicating beam alignment status (the CCD image pick-up element 314 arranges a large number of read pixels and converts the alignment mark image to an image signal; this signal is image-processed by the computer system 320 to discriminate the position of each alignment mark), said beam alignment status describing a position status and/or angle status of said beam) of said source module illuminating light source 316; and using the beam adjustment tool to align said beam in dependence of a beam alignment status obtained from said fiber alignment monitoring tool, said beam alignment status describing a position and/or angle of said beam (see Figures 2, 9, 10, paragraphs 77-81). Regarding further claim 13, Nagasaka teaches a beam alignment sensor (according to such constitution, the bottom part of the fitting hole 137b in the sleeve 137a is illuminated by the illuminating light source 316, and an image of the bottom part is read together with the ferrule alignment mark 313 by the CCD image pick-up element 314), operable to sense beam alignment and provide a beam alignment signal indicating beam alignment status (the CCD image pick-up element 314 arranges a large number of read pixels and converts the alignment mark image to an image signal; this signal is image-processed by the computer system 320 to discriminate the position of each alignment mark), said beam alignment status describing a position status and/or angle status of said beam (see Figures 2, 9, 10, paragraphs 77-81). Regarding claim 14, Nagasaka teaches the method of claim 12, wherein said beam alignment status comprises beam position status and beam angle status by computer system 320 (see paragraph 80). Regarding claim 15, Nagasaka teaches the method of claim 12, further comprising referring to a visual representation (on display screen 314a) of said beam alignment status in said step of aligning said beam (see Figure 10, paragraph 80). Regarding claim 16, Nagasaka teaches the method of claim 12, wherein said source module comprises a measurement radiation source module for providing measurement radiation for a metrology device, such that said beam comprises a beam of measurement radiation (an illuminating light source 316, such as an LED and a mercury lamp, which illuminates the surface of the lower end of the ferrule 311 as needed, and a half mirror 317 to guide light of the illuminating light source 316 toward the ferrule 311) (see paragraph 78). Allowable Subject Matter Claim 17 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The best prior art of record fails to teach the specific limitation of the metrology device being an alignment sensor within a lithography apparatus. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LISA M CAPUTO whose telephone number is (571)272-2388. The examiner can normally be reached Monday-Friday 9-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Uyen-Chau Le can be reached at 571-272-2397. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LISA M CAPUTO/Primary Patent Examiner, Art Unit 2874
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Prosecution Timeline

Apr 04, 2024
Application Filed
Apr 06, 2026
Non-Final Rejection mailed — §102
Jun 24, 2026
Response Filed
Sep 09, 2026
Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
38%
Grant Probability
44%
With Interview (+5.8%)
2y 8m (~2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 61 resolved cases by this examiner. Grant probability derived from career allowance rate.

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