Prosecution Insights
Last updated: April 19, 2026
Application No. 18/627,952

DEFECTIVE INKJET COMPENSATION USING HALFTONE SCREEN PERMUTATIONS

Non-Final OA §103§112
Filed
Apr 05, 2024
Examiner
VALENCIA, ALEJANDRO
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Xerox Corporation
OA Round
1 (Non-Final)
42%
Grant Probability
Moderate
1-2
OA Rounds
2y 11m
To Grant
48%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allow Rate
567 granted / 1335 resolved
-25.5% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
151 currently pending
Career history
1486
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
24.4%
-15.6% vs TC avg
§112
20.8%
-19.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1335 resolved cases

Office Action

§103 §112
DETAILED ACTION Claim Objections Claim 1 is objected to because of the following informalities: “the identified first column,” “the lowest threshold value” and “the threshold value in the identified first column” lack antecedent basis. Appropriate correction is required. Claim 2 is objected to because of the following informalities: “the threshold values in the cells” lacks antecedent basis. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claim recites both “the identified first column” and “the first column.” While it is believed these two terms are intended to refer to the same thing, the claim is nonetheless indefinite. Correction is required. Because all other claims depend from claim 1, they are also rejected on this basis. Claim 3 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. It is not understood what “circularizing” is intended to mean within the context of the claims. Because claim 4 depends from claim 3, it is also rejected on this basis. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-18 are rejected under 35 U.S.C. 103 as being unpatentable over Metcalfe et al. (8,955,937) in view of Mizutani (8,139,267). Regarding claims 1, 15 and 16, Metcalfe teaches a method for compensating for defective ink jets comprising: for an original screen including cells (fig. 5C, items 520) arranged in columns and rows (fig. 5C, note columns 514 and unlabeled rows), each cell comprising a threshold value (see fig. 5C, note threshold values of 1 or 0 depending on whether a droplet is to be ejected), identifying a first column (fig. 5C, column corresponding to nozzle 508C) in the original screen corresponding to a defective inkjet in a marking device (see fig. 5C); generating a permuted screen (fig. 5D) from the original screen with a protocol which includes: (a) for each row in the original screen, providing for swapping a threshold value of a cell in the identified first column with threshold values in cells of neighboring columns, such that the first column assumes the lowest threshold value of: the threshold value in the identified first column, a threshold value in a first of the neighboring columns, and a threshold value in a second of the neighboring columns; and storing the permuted screen for an input image to be printed by the marking device (see fig. 5D, Note that the lowest threshold value 0 is swapped with the larger threshold value of 1 in rows where a pixel is to be printed with the defective nozzle. Note first and second neighboring columns). Metcalfe does expressly not teach wherein the original screen and the permuted screen are halftone screens. Mizutani teaches halftone screens with threshold values that are converted to values for using nozzles to print or not print in pixels (Mizutani, see fig. 11). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use a halftoning printing scheme, as disclosed by Mizutani, with the defective nozzle compensation scheme disclosed by Metcalfe because doing so would amount to combining prior art teachings according to known methods to obtain predictable results. In other words, because Metcalfe does not go into any specific image processing scheme for image formation, and Mizutani does not go into detail about any process for compensating for defective nozzles, it would have been obvious to combine the teachings to arrive at a more comprehensive printing device. Upon combination of the two teachings, higher threshold values would correspond with cells not to be printed as shown in Mizutani, and applying this to the compensation scheme of Metcalfe would yield a process whereby the rows corresponding to the defective nozzle would apply the highest threshold value in the row to the column with the defective nozzle, swapping threshold values. Regarding claim 2, Metcalfe in view of Mizutani teaches the method of claim 1, wherein in (a), where the threshold values in the cells of the first and second neighboring columns are both larger than the threshold value of the cell in the identified first column, the protocol includes swapping the threshold value of the cell in the identified first column with a smaller one of the threshold values in the cells of the first and second of the neighboring columns, followed by swapping the threshold value currently in the cell in the identified first column with the threshold value in the other of the first and second neighboring columns (Note that, upon combination of Mizutani with Metcalfe, the limitation would be met. That is, while Metcalfe teaches swapping binary threshold numbers, it would have been obvious given Mizutani’s greyscale threshold value assignation to swap the threshold value of the first column with the highest of the neighboring columns so as to keep the threshold value of the cell in the first column as close to a value corresponding to zero ink ejection as possible). Regarding claim 3, Metcalfe in view of Mizutani teaches the method of claim 1, wherein the protocol further includes: (b) circularizing the threshold values in the first column in a first direction; (c) after step (b), repeating step (a); (d) circularizing the threshold values in the first column in a second direction, opposite to the first direction (Metcalfe, see fig. 5, Note that the neighboring columns to the first column on both sides are evaluated in a circular fashion to determine a proper swapping cell for the cell in the first column). Regarding claim 4, Metcalfe in view of Mizutani teaches the method of claim 3, wherein the protocol further includes: (e) circularizing the threshold values in the first column in the second direction; (f) after step (e), repeating step (a); and (h) circularizing the threshold values in the first column in the first direction (Metcalfe, see fig. 5, Note that the neighboring columns to the first column on both sides are evaluated in a circular fashion to determine a proper swapping cell for the cell in the first column). Regarding claim 5, Metcalfe in view of Mizutani teaches the method of claim 1, wherein the protocol includes at least two iterations, wherein in a first of the iterations, the neighboring columns are each spaced from the first column by one cell, and in a second of the iterations, the neighboring columns are each spaced from the first column by more than one cell (Metcalfe, see fig. 5, Note that the neighboring columns can be either one or two cells away from the first column). Regarding claim 6, Metcalfe in view of Mizutani teaches the method of claim 5, wherein in the second of the iterations, the neighboring columns are each spaced from the first column by two cells (Metcalfe, see fig. 5, Note that the neighboring columns can be either one or two cells away from the first column). Regarding claim 7, Metcalfe in view of Mizutani teaches the method of claim 6, wherein in a third of the iterations, the neighboring columns are each spaced from the first column by three cells (Metcalfe, see figs. 3, 5, Note that, while Figure 5 shows an abbreviated representation of the number of nozzles used for the process, Figure 3 shows the more accurate representation of hundreds of nozzles, which would result in neighboring cells three and more columns away from the first column). Regarding claim 8, Metcalfe in view of Mizutani teaches the method of claim 1, wherein the original screen comprises a first row of sub-screens, the method comprising performing the protocol for each of the sub-screens in the first row that include a first column corresponding to a respective defective inkjet in the marking device and assembling the permuted subscreens to form the permuted screen (Metcalfe, see figs. 3, 5, Note that, while Figure 5 shows an abbreviated representation of the number of nozzles used for the process, Figure 3 shows the more accurate representation of hundreds of nozzles, which would result in neighboring cells three and more columns away from the first column. Note that, extrapolating the representation in Figure 5 over all nozzles represented in Figure 3, there would be any number of rows of subscreens and permuted subscreens). Regarding claim 9, Metcalfe in view of Mizutani teaches the method of claim 8, wherein the original screen comprises a plurality of rows of sub-screens, the method comprises repeating the permuted subscreens to form a plurality of rows of the permuted screen (Metcalfe, see figs. 3, 5, Note that, while Figure 5 shows an abbreviated representation of the number of nozzles used for the process, Figure 3 shows the more accurate representation of hundreds of nozzles, which would result in neighboring cells three and more columns away from the first column. Note that, extrapolating the representation in Figure 5 over all nozzles represented in Figure 3, there would be any number of rows of subscreens and permuted subscreens). Regarding claim 10, 17 and 18, Metcalfe in view of Mizutani teaches the method of claim 1, wherein the marking device comprises a plurality of printheads, a first of the printheads ejecting a first ink through respective inkjets and a second of the printheads ejecting a second ink through respective inkjets, the method including generating a first permuted halftone screen from the original halftone screen with the protocol to compensate for defective ink jets in the first printhead and generating a second permuted halftone screen from the original halftone screen or from another halftone screen with the protocol to compensate for defective ink jets in the second printhead (Metcalfe, see fig. 6, Note that there is a plurality of printheads, each of the printheads using its own halftone screens and compensation protocols to arrive at permuted halftone screens). Regarding claim 11, Metcalfe in view of Mizutani teaches the method of claim 1, wherein step (a) is performed with a processor including hardware (Metcalfe, see fig. 6). Regarding claim 12, Metcalfe in view of Mizutani teaches the method of claim 1, further comprising detecting the defective inkjets, the detecting including rendering a halftone test pattern with the marking device to generate a printed image and evaluating the printed image (Metcalfe, cols. 6-7, lines 65-17). Regarding claim 13, Metcalfe in view of Mizutani teaches the method of claim 1, wherein the identifying of the first column in the original halftone screen corresponding to a defective inkjet includes accessing a data structure which lists pixels in the original halftone screen corresponding to the defective inkjet (Metcalfe, see fig. 3). Regarding claim 14, Metcalfe in view of Mizutani teaches the method of claim 1, further comprising halftoning an input image with the permuted screen to generate a halftone image and printing an output image with the marking device, using the halftone image (Note that, upon combination, the claimed limitation is met). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DOUGLAS X. RODRIGUEZ can be reached at 571-431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
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Prosecution Timeline

Apr 05, 2024
Application Filed
Jan 12, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
42%
Grant Probability
48%
With Interview (+5.9%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 1335 resolved cases by this examiner. Grant probability derived from career allow rate.

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