Prosecution Insights
Last updated: October 02, 2026
Application No. 18/646,229

ELECTROMECHANICAL BRAKE ACTUATOR

Non-Final OA §103
Filed
Apr 25, 2024
Examiner
TORRES WILLIAMS, MELANIE
Art Unit
Tech Center
Assignee
ZF Friedrichshafen AG
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
660 granted / 780 resolved
+24.6% vs TC avg
Moderate +12% lift
Without
With
+11.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
26 currently pending
Career history
797
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
39.6%
-0.4% vs TC avg
§102
41.6%
+1.6% vs TC avg
§112
14.9%
-25.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 780 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to as failing to comply with 37 CFR 1.84(p)(4) because reference character “152” has been used to designate both the “first portion” and the “resilient band” in Fig. 4. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6, and 12-14 are rejected under 35 U.S.C. 103 as being unpatentable over Nesmjanowitsch (EP 2410198 A1) in view of Boyle et al. (US 2020/0096067 A1). Re claims 1 and 13, Nesmjanowitsch teaches an electromechanical brake actuator for applying braking force to a rotor, comprising: a first ball nut assembly (7) including a first spindle and a first nut axially movable relative to the rotor in response to rotation of the first spindle; a second ball nut assembly (7) including a second spindle and a second nut axially movable relative to the rotor in response to rotation of the second spindle; and an anti-rotation member (see below) secured to both the first and second nuts for limiting relative rotational movement between the first and second nuts. (Fig. 1-4) [AltContent: arrow][AltContent: textbox (First nut)][AltContent: arrow][AltContent: textbox (Second nut)][AltContent: textbox (Anti-rotation member)][AltContent: arrow] PNG media_image1.png 618 412 media_image1.png Greyscale Nesmjanowitsch teaches an application device (2) for supplying torque to the spindles such that both spindles rotate to cause both nuts to simultaneously move towards the rotor for applying braking force thereto. However, Nesmjanowitsch does not teach a motor. Boyle et al. teaches a motor (40) for supplying torque to the spindles such that both spindles rotate to cause both nuts to simultaneously move towards the rotor for applying braking force thereto. It would have been obvious to one of ordinary skill in the art before the effective filing date to supply torque to the spindles since motors are well known means for actuating brake devices. Re claims 2 and 13, Nesmjanowitsch does not teach a gear train connected to the first and second spindles. Boyle et al. teaches a gear train (40) connected to the first and second spindles. ([0061], [0065]) It would have been obvious to one of ordinary skill in the art before the effective filing date to provide a gear train as taught by Boyle et al. in order to allow for torque adjustment. Re claims 3 and 14, Nesmjanowitsch as modified teaches wherein the gear train comprises a first gear rotatable with the first spindle, a second gear rotatable with the second spindle, and an idler gear meshed with the first and second gears. (Boyle et al. - [0027]) Re claim 4, Nesmjanowitsch as modified teaches wherein the motor supplies torque directly to the idler gear. (Boyle et al. - [0027]) Re claim 5, Nesmjanowitsch as modified teaches wherein the motor supplies torque directly to first spindle and indirectly to the second spindle. (Boyle et al. - [0027]) Re claim 6, Nesmjanowitsch as modified teaches wherein the anti-rotation member (10) extends from the first nut to the second nut and moves with the nuts. (Fig. 1-4) Re claim 12, Nesmjanowitsch as modified teaches wherein the anti-rotation member (see above) further limits at least one of relative axial movement and relative pivoting between the first and second nuts. . Allowable Subject Matter Claims 7-11 and 15-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 19-22 are allowed. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record does not teach heating the anti-rotation member to expand first and second openings therein; passing the nuts of the first and second ball nut assemblies into the first and second openings; and cooling the anti-rotation member to shrink the first and second openings and secure the anti-rotation member to the first and second ball nut assemblies to thereby limit relative movement therebetween. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Bieker et al., Baumgartner, Ritsema, Howard et al., Thomas et al., and Giering teach similar brake actuators. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MELANIE TORRES WILLIAMS whose telephone number is (571)272-7127. The examiner can normally be reached Monday - Thursday, 7:00AM-3:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Siconolfi can be reached at 571-272-7124. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MELANIE TORRES WILLIAMS/ Primary Examiner Art Unit 3616 MTWAugust 12, 2026
Read full office action

Prosecution Timeline

Apr 25, 2024
Application Filed
Aug 19, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747765
TEMPERATURE SENSOR AND DISC BRAKE HAVING THE SAME
3y 11m to grant Granted Sep 29, 2026
Patent 12734854
HYDRO BUSHING
3y 4m to grant Granted Sep 15, 2026
Patent 12736099
DISC BRAKE DEVICE FOR RAILWAY VEHICLE
2y 11m to grant Granted Sep 15, 2026
Patent 12729728
BRAKE LINING ARRANGEMENT FOR A VEHICLE DISC BRAKE
4y 2m to grant Granted Sep 08, 2026
Patent 12722615
HYDRAULIC ADJUSTMENT UNIT, BRAKE SYSTEM, AND CONTROL METHOD
3y 9m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
96%
With Interview (+11.8%)
2y 6m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 780 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month