Prosecution Insights
Last updated: July 17, 2026
Application No. 18/649,553

SEMICONDUCTOR DEVICE AND METHOD OF FABRICATING THE SAME

Non-Final OA §DP
Filed
Apr 29, 2024
Priority
Mar 18, 2021 — RE 10-2021-0035442 +2 more
Examiner
BOWEN, ADAM S
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
96%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 96% — above average
96%
Career Allowance Rate
700 granted / 726 resolved
+28.4% vs TC avg
Minimal +2% lift
Without
With
+2.4%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 9m
Avg Prosecution
20 currently pending
Career history
747
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
64.4%
+24.4% vs TC avg
§102
21.1%
-18.9% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 726 resolved cases

Office Action

§DP
. DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on 04/29/2024, 06/13/2025 and 10/15/2025 were filed before the first action on the merits. The submissions are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 1 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 1 of the instant application. Claim 2 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 1 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 2 of the instant application. Claim 3 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 1 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 3 of the instant application. Claim 4 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 2 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 2 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 4 of the instant application. Claim 5 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 8 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 8 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 5 of the instant application. Claim 6 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 7 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 7 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 6 of the instant application. Claim 7 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 5 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 5 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 7 of the instant application. Claim 8 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 3 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 3 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 8 of the instant application. Claim 9 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 4 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 4 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 9 of the instant application. Claim 10 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 9 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 9 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 10 of the instant application. Claim 11 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 11 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 11 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 11 of the instant application. Claim 14 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 12 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 12 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 14 of the instant application. Claim 15 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 12 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 12 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 15 of the instant application. Claim 16 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 15 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 15 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 16 of the instant application. Claim 17 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 11 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 11 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 17 of the instant application. Claim 18 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 12 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 12 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 18 of the instant application. Claim 19 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 13 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 13 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 19 of the instant application. Claim 20 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 11 of U.S. Patent No. 11,978,779. Although the claims at issue are not identical, they are not patentably distinct from each other because claim 11 of U.S. Patent No. 11,978,779 recites all of the limitations in claim 20 of the instant application. Prior art of record Re claim 1, Song et al. (2019/0268000) teaches a semiconductor device (Figs. 1-35B) comprising: a active pattern (FN1) on a substrate (100), the active pattern (FN1) including a pair of source/drain patterns (SD1) and a channel pattern (CH1) therebetween, the channel pattern (CH1) including a plurality of semiconductor patterns that are stacked and spaced apart from each other [76-78]; a gate electrode (GE) on the channel pattern (CH1); a gate spacer (GS) on a side surface of the gate electrode (GE); a gate contact (GC) coupled to the gate electrode (GE). Song does not explicitly teach a blocking pattern between the gate contact and the gate spacer, wherein the first blocking pattern comprises a material having an etch selectivity with respect to the first gate spacer. Re claim 11, Song et al. (2019/0268000) teaches a semiconductor device (Figs. 1-35B) comprising: a active pattern (FN1) on a substrate (100), the active pattern (FN1) including a pair of source/drain patterns (SD1) and a channel pattern (CH1) therebetween; a gate electrode (GE) on the channel pattern (CH1); a gate spacer (GS) on a side surface of the gate electrode (GE); a gate capping pattern (CP) on the gate electrode (GE); a gate contact (GC) provided to penetrate the gate capping pattern (CP) and coupled to the gate electrode (GE). Song does not explicitly teach a blocking pattern between the gate contact and the gate spacer, wherein a bottom surface of the blocking pattern is at a different level from a bottom surface of the gate contact. Re claim 17, Song et al. (2019/0268000) teaches a semiconductor device (Figs. 1-35B) comprising: a active pattern (FN1) on a peripheral region of a substrate (100), the active pattern (FN1) comprising a pair of source/drain patterns (SD1) and a channel pattern (CH1) therebetween; a long gate electrode (GE) on the channel pattern (CH1); a gate spacer (GS) on a side surface of the long gate electrode (GE); a gate capping pattern (CP) on the long gate electrode (GE). Song does not explicitly teach a blocking pattern between the gate capping pattern and the gate spacer. Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter: The prior art of record does not anticipate or make obvious the method of claim 1, including each of the limitations and specifically a blocking pattern between the gate contact and the gate spacer, wherein the first blocking pattern comprises a material having an etch selectivity with respect to the first gate spacer, for the same reasons as mentioned for claim 1 in the prior art of record above. The prior art of record does not anticipate or make obvious the device of claim 11, including each of the limitations and specifically a blocking pattern between the gate contact and the gate spacer, wherein a bottom surface of the blocking pattern is at a different level from a bottom surface of the gate contact, for the same reasons as mentioned for claim 11 in the prior art of record above. The prior art of record does not anticipate or make obvious the device of claim 17, including each of the limitations and specifically a blocking pattern between the gate capping pattern and the gate spacer, for the same reasons as mentioned for claim 17 in the prior art of record above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ADAM S BOWEN whose telephone number is (571)272-3984. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fernando Toledo can be reached on 571-272-1867. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FERNANDO L TOLEDO/Supervisory Patent Examiner, Art Unit 2897 /ADAM S BOWEN/Examiner, Art Unit 2897
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Prosecution Timeline

Apr 29, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
96%
Grant Probability
99%
With Interview (+2.4%)
1y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 726 resolved cases by this examiner. Grant probability derived from career allowance rate.

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