Prosecution Insights
Last updated: August 16, 2026
Application No. 18/651,909

SEMICONDUCTOR DEVICE

Non-Final OA §103
Filed
May 01, 2024
Priority
May 12, 2023 — JP 2023-079338
Examiner
FOX, BRANDON C
Art Unit
Tech Center
Assignee
Idemitsu Kosan Co.,ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
700 granted / 816 resolved
+25.8% vs TC avg
Moderate +10% lift
Without
With
+10.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
23 currently pending
Career history
835
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
60.0%
+20.0% vs TC avg
§102
31.1%
-8.9% vs TC avg
§112
5.9%
-34.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 816 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This is a Non-Final office action based on application 18/651,909 filed May 1, 2024. Claims 1-9 are currently pending and have been considered below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9 are is/are rejected under 35 U.S.C. 103 as being unpatentable over Hayashi (Pre-Grant Publication 2012/0267633) in view of Yamazaki (US Patent 9,494,830). Regarding claim 1-4, Hayashi discloses a semiconductor device comprising: a gate electrode (Fig. 1a-2d, 11); a gate insulating layer (13) above the gate electrode; a metal oxide layer (15; Paragraph [0041]) containing aluminum as a main component above the gate insulating layer; a semiconductor layer (19a; Paragraph [0050]) that is crystallized to from polycrystalline structure above the metal oxide layer; a source electrode (27s/29s) and a drain electrode (27d/29d) contacting the oxide semiconductor layer from above the oxide semiconductor layer; and an insulating layer (31) above the source electrode and the drain electrode. Hayashi does not disclose an oxide semiconductor layer. However Yamazaki disclose a semiconductor device comprising: A channel/oxide semiconductor layer (23) wherein the oxide semiconductor can be polycrystalline oxide semiconductor layer (Col. 12, Lines 23-35 & Col. 35, Line 42-Col. 36 Line 15). Yamazaki also disclose a voltage between the source and drain could be 0.1V (Col. 17, Lines 18-31) It would have been obvious to those having ordinary skill in the art at the time of invention to form the channel as an oxide semiconductor layer because it will have high resistance when no electric field is applied thereby reducing off-state current and will exhibit high carrier mobility (Col. 35, Line 65-Col. 36, Line 2). Further although neither reference explicitly disclose a linear mobility of the semiconductor device is larger than 20 cm2/Vs when (Vg - Vth) × Cox = 5 × 10-7 C/cm2, in the case where the Vg is a voltage supplied to the gate electrode, the Vth is a threshold voltage of the semiconductor device, and the Cox is an electrostatic capacitance of the gate insulating layer sandwiched by the gate electrode and the oxide semiconductor layer, it has been held when the structure recited in reference is substantially identical to that of the claims, claimed properties or functions are presumed inherent and a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977) MPEP 2112.01 I. Therefore since the combination of Hayashi and Yamazaki meets all of the structural limitations of the claim, the structure would be able to meet the same functional properties such as a linear mobility larger than 20 cm2/Vs when (Vg - Vth) × Cox = 5 × 10-7 or applying a voltage of 0.1V across the source and drain. Likewise the characteristics/properties of dependent claims 2-4 would also be anticipated by the structure of Hayashi and Yamazaki. Regarding claim 5, Hayashi discloses a semiconductor device comprising: a gate electrode (Fig. 1a-2d, 11); a gate insulating layer (13) above the gate electrode; a metal oxide layer (15; Paragraph [0041]) containing aluminum as a main component above the gate insulating layer; a semiconductor layer (19a; Paragraph [0050]) that is crystallized to from polycrystalline structure above the metal oxide layer; a source electrode (27s/29s) and a drain electrode (27d/29d) contacting the oxide semiconductor layer from above the oxide semiconductor layer; and an insulating layer (31) above the source electrode and the drain electrode. Hayashi does not disclose an oxide semiconductor layer. However Yamazaki disclose a semiconductor device comprising: A channel/oxide semiconductor layer (23) wherein the oxide semiconductor can be polycrystalline oxide semiconductor layer (Col. 12, Lines 23-35 & Col. 35, Line 42-Col. 36 Line 15). Yamazaki also disclose a voltage between the source and drain could be 0.1V (Col. 17, Lines 18-31). It would have been obvious to those having ordinary skill in the art at the time of invention to form the channel as an oxide semiconductor layer because it will have high resistance when no electric field is applied thereby reducing off-state current and will exhibit high carrier mobility (Col. 35, Line 65-Col. 36, Line 2). Further although neither reference explicitly disclose a linear mobility of the semiconductor device is larger than 30 cm2/Vs when (Vg - Vth) × Cox = 1 × 10-6 C/cm2, in the case where the Vg is a voltage supplied to the gate electrode, the Vth is a threshold voltage of the semiconductor device, and the Cox is an electrostatic capacitance of the gate insulating layer sandwiched by the gate electrode and the oxide semiconductor layer, it has been held when the structure recited in reference is substantially identical to that of the claims, claimed properties or functions are presumed inherent and a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977) MPEP 2112.01 I. Therefore since the combination of Hayashi and Yamazaki meets all of the structural limitations of the claim, the structure would be able to meet the same functional properties such as a linear mobility larger than 30 cm2/Vs when (Vg - Vth) × Cox = 1 × 10-6. Regarding claim 6-9, Hayashi discloses a semiconductor device comprising: a gate electrode (Fig. 1a-2d, 11); a gate insulating layer (13) above the gate electrode; a metal oxide layer (15; Paragraph [0041]) containing aluminum as a main component above the gate insulating layer; a semiconductor layer (19a; Paragraph [0050]) that is crystallized to from polycrystalline structure above the metal oxide layer; a source electrode (27s/29s) and a drain electrode (27d/29d) contacting the oxide semiconductor layer from above the oxide semiconductor layer; and an insulating layer (31) above the source electrode and the drain electrode. Hayashi does not disclose an oxide semiconductor layer. However Yamazaki disclose a semiconductor device comprising: A channel/oxide semiconductor layer (23) wherein the oxide semiconductor can be polycrystalline oxide semiconductor layer (Col. 12, Lines 23-35 & Col. 35, Line 42-Col. 36 Line 15). Yamazaki also disclose a voltage between the source and drain could be 0.1V (Col. 17, Lines 18-31) It would have been obvious to those having ordinary skill in the art at the time of invention to form the channel as an oxide semiconductor layer because it will have high resistance when no electric field is applied thereby reducing off-state current and will exhibit high carrier mobility (Col. 35, Line 65-Col. 36, Line 2). Further although neither reference explicitly disclose a normalized linear mobility of the semiconductor device is larger than 3.0 when (Vg - Vth) × Cox = 5 × 10-7 C/cm2, in the case where the Vg is a voltage supplied to the gate electrode, the Vth is a threshold voltage of the semiconductor device, and the Cox is an electrostatic capacitance of the gate insulating layer sandwiched by the gate electrode and the oxide semiconductor layer, it has been held when the structure recited in reference is substantially identical to that of the claims, claimed properties or functions are presumed inherent and a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977) MPEP 2112.01 I. Therefore since the combination of Hayashi and Yamazaki meets all of the structural limitations of the claim, the structure would be able to meet the same functional properties such as a normalized linear mobility larger than 3.0 when (Vg - Vth) × Cox = 5 × 10-7 or applying a voltage of 0.1V across the source and drain. Likewise the characteristics/properties of dependent claims 7-9 would also be anticipated by the structure of Hayashi and Yamazaki. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Morita (Pre-Grant Publication 2024/0161698) discloses a display device comprising an oxide semiconductor and metal oxide stacked over gate electrode wherein the oxide semiconductor has a high mobility. Cao (Pre-Grant Publication 2014/0084282) discloses a thin film transistor comprising a stacked insulating layer in a first insulating layer and a second insulating layer wherein the second insulating layer is an oxygen rich material. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRANDON C FOX whose telephone number is (571)270-5016. The examiner can normally be reached M-F 9:00AM-6:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeff W Natalini can be reached at 571-272-2266. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRANDON C FOX/Examiner, Art Unit 2818 /DAVID VU/Primary Examiner, Art Unit 2818
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Prosecution Timeline

May 01, 2024
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
96%
With Interview (+10.0%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 816 resolved cases by this examiner. Grant probability derived from career allowance rate.

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