Prosecution Insights
Last updated: September 17, 2026
Application No. 18/657,850

METHOD FOR MANUFACTURING A LEAD FRAME AND STRUCTURE THEREOF

Non-Final OA §102§103
Filed
May 08, 2024
Priority
Nov 12, 2021 — CN 202111339289.6 +1 more
Examiner
MUSE, ISMAIL A
Art Unit
Tech Center
Assignee
Shenzhen Siptory Technology Co. Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
561 granted / 646 resolved
+26.8% vs TC avg
Moderate +8% lift
Without
With
+8.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
33 currently pending
Career history
668
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
57.5%
+17.5% vs TC avg
§102
27.1%
-12.9% vs TC avg
§112
14.3%
-25.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 646 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 11 is objected to because of the following informalities: The limitation “APPA atmospheric pressure plasma” should be written as “atmospheric pressure plasma (APPA).” Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 14-17 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Brandi et al. [US PGPUB 20150255313] (hereinafter Brandi). Regarding claim 14, Brandi teaches a lead frame structure, characterized in comprising a frame substrate (1, Para 45), a first protruding platform (see annotated Fig. 2A), and a capping structure (see annotated Fig. 2A), wherein the first protruding platform is set on the frame substrate (Fig. 2A), the periphery of the first protruding platform is a recess (Fig. 2A), and the capping structure is set on the first protruding platform (Fig. 2A), and wherein at least a portion of the capping structure protrudes from the upper part of the first protruding platform and covers the recess (Fig. 2A). PNG media_image1.png 203 779 media_image1.png Greyscale Regarding claim 15, Brandi teaches a lead frame structure characterized in that the number of the first protruding platform and the capping structure is both more than 2, with one first protruding platform corresponding to one capping structure (Fig. 2A). Regarding claim 16, Brandi teaches a lead frame structure characterized in that the first protruding platform is distributed in an array on the frame substrate (Fig. 2A). Regarding claim 17, Brandi teaches a lead frame structure characterized in that the capping structure, the first protruding platform, and the frame substrate form an I-shape structure (Fig. 1). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 18 is rejected under 35 U.S.C. 103 as being unpatentable over Brandi in view of Wang et al. [US PGPUB 20210193590] (hereinafter Wang). Regarding claim 18, Brandi teaches the limitation of claim 17 upon which it depends. Brandi does not specifically disclose a lead frame structure characterized in that the side walls of the first protruding platform and the capping structure are arranged in a serrated shape. Referring to the invention of Wang, Wang teaches a lead frame structure (108, Para 24) wherein the entire surface of the lead frame is arranged in a serrated shape (Fig. 3F). In view of such teaching by Wang, it would have been obvious to a person having ordinary skills in the art before the effective filing date of the claimed invention to have the invention of Brandi comprise the teachings of Wang to improve adhesion between layers/components of package being formed. Claim 1 is rejected under 35 U.S.C. 103 as being unpatentable over Hwang et al. [KR 20120115034 A] in view of Hurwitz et al. [US PPGUB 20070281471] (hereinafter Hwang and Hurwitz). Regarding clam 1, Hwang teaches a method for manufacturing a lead frame, characterized in comprising: Step A: providing a first plating resistant layer (125, Para 41) on the surface of a frame substrate (110, Para 39), exposing and developing the first plating resistant layer to obtain a first recess (Para 41; recess in which material 135 is formed, -Fig. 5-6); Step B: adding layers (135; wherein the layer is deposited by electroplating (Para 25) which is a process of depositing material in layers, Fig. 41) by addition method, filling the first recess by electroplating (Para 25), chemical deposition or sputtering to obtain a first protruding platform (Fig. 6); Step C: providing a second plating resistant layer (128, Para 42) on the first protruding platform and the first plating resistant layer (Fig. 7), exposing and developing the second plating resistant layer to obtain a second recess (129, Para 43) which is located at the upper part of the first protruding platform (Fig. 7), with a portion of the second recess located at the upper part of the first plating resistant layer (Fig. 7); Step D: adding layers (140 and/or 145, Para 47) by addition method, filling the second recess to form a capping structure on the first protruding platform (Fig. 9); Step E: removing the first plating resistant layer and the second plating resistant layer (Fig. 10). Hwang does not specifically disclose that in step D, the adding of layers is by electroplating, chemical deposition or sputtering. Referring to the invention of Hurwitz, Hurwitz teaches depositing layers selected from a list including gold and nickel (Para 161) on a copper pad (Para 161), and wherein the depositing is via an electroplating process (Para 161). In view of such teaching by Hurwitz, it would have been obvious to a person having ordinary skills in the art before the effective filing date of the claimed invention to have the invention of Hwang comprise the teaching of Hurwitz at least based on the rationale of using known technique to improve similar devices (methods, or products) in the same way using (MPEP 2143.I.C). Allowable Subject Matter Claims 2-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ISMAIL A MUSE whose telephone number is (571)272-1470. The examiner can normally be reached Monday - Friday 8:00 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at (571)270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ISMAIL A MUSE/Primary Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

May 08, 2024
Application Filed
Aug 31, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12740194
DISPLAY DEVICE AND METHOD OF FABRICATING THE SAME
3y 9m to grant Granted Sep 15, 2026
Patent 12733295
DISPLAY DEVICE AND MANUFACTURING METHOD THEREOF
3y 1m to grant Granted Sep 08, 2026
Patent 12724121
TIME-OF-FLIGHT SENSOR
3y 6m to grant Granted Sep 01, 2026
Patent 12727302
MICRO LIGHT-EMITTING DIODE DEVICE
3y 5m to grant Granted Sep 01, 2026
Patent 12708036
DISPLAY DEVICE
5y 0m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
95%
With Interview (+8.0%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 646 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month