Prosecution Insights
Last updated: August 06, 2026
Application No. 18/663,216

TAP MACHINING METHOD AND TAP MACHINING APPARATUS

Non-Final OA §103
Filed
May 14, 2024
Priority
May 31, 2023 — JP 2023-090387 +1 more
Examiner
GATES, ERIC ANDREW
Art Unit
3722
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Okuma Corporation
OA Round
2 (Non-Final)
79%
Grant Probability
Favorable
2-3
OA Rounds
6m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
868 granted / 1100 resolved
+8.9% vs TC avg
Moderate +14% lift
Without
With
+14.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
48 currently pending
Career history
1137
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
41.5%
+1.5% vs TC avg
§102
32.5%
-7.5% vs TC avg
§112
20.1%
-19.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1100 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This office action is in response to Applicant’s amendment filed 24 June 2026. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Kitagawa et al. (JP 2541667 B2) in view of Zheng et al. (CN 110340459 A). Regarding claims 1-2, Kitagawa et al. discloses a tap machining method comprising: forming a female thread (in hole 10a) by cutting while synchronizing a rotation phase of a main spindle with positions of a workpiece to be machined (using numerical control device 80) by a tap 16 and the main spindle 18 in a rotation axis direction of the main spindle, the main spindle rotating while holding the tap with a tool holder 14 mounted on a distal end portion. Kitagawa et al. does not disclose adding or subtracting an angle amount of torsional deformation of the tap generated according to a cutting speed to or from the rotation phase of the main spindle during the synchronization, or wherein the angle amount of the torsional deformation of the tap is calculated from a relationship between an angle amount of the torsional deformation of the tap and the cutting speed preliminarily obtained by at least any one of a calculation based on material mechanics, a finite element method, or an actual measurement. Zheng et al. teaches a tap machining method wherein a tap tool shaft torsion deformation is measured according to a rotational period (time for one rotation of the tap) from a rotational phase of the tap main spindle (circumferential position of the tap which is attached to a spindle), wherein the angle amount of the torsional deformation of the tap is calculated from a relationship between an angle amount ΔӨ-1 of the torsional deformation of the tap and the cutting speed (based on the rotational period) using a calculation of actual measurements by a photoelectric sensor, all for the purpose of optimizing the tapping precision of the machine. Therefore, it would have been obvious to one having ordinary skill in the art prior to the effective filing date of the invention to have combined the tap machining method of Kitagawa et al. with the torsional deformation measurement of Zheng et al. in order to improve the tapping precision of the tap machining method. Regarding claims 3-4, Kitagawa et al. discloses a tap machining apparatus comprising: a machining unit 12/14/16/18/20 that forms a female thread (in hole 10a) by cutting while synchronizing a rotation phase of a main spindle 18 with positions of a workpiece 10 to be machined (using numerical control device 80) by a tap 16 and the main spindle in a rotation axis direction of the main spindle, the main spindle rotating while holding the workpiece mounted on a distal end portion 12. Kitagawa et al. does not disclose an adding or subtracting unit that adds or subtract an angle amount of torsional deformation of the tap generated according to a cutting speed to or from the rotation phase of the main spindle during the synchronization, or wherein the angle amount of the torsional deformation of the tap is calculated from a relationship between an angle amount of the torsional deformation of the tap and the cutting speed preliminarily obtained by at least any one of a calculation based on material mechanics, a finite element method, or an actual measurement. Zheng et al. teaches a tap machining apparatus comprising a control box 2 that is used whereby a tap tool shaft torsion deformation is measured according to a rotational period (time for one rotation of the tap) from a rotational phase of the tap main spindle (circumferential position of the tap which is attached to a spindle), wherein the angle amount of the torsional deformation of the tap is calculated from a relationship between an angle amount ΔӨ-1 of the torsional deformation of the tap and the cutting speed (based on the rotational period) using a calculation of actual measurements by a photoelectric sensor, all for the purpose of optimizing the tapping precision of the machine. Therefore, it would have been obvious to one having ordinary skill in the art prior to the effective filing date of the invention to have combined the tap machining method of Kitagawa et al. with the torsional deformation measurement of Zheng et al. in order to improve the tapping precision of the tap machining apparatus. Response to Arguments Applicant’s arguments, see pages 4-7, filed 24 June 2026, with respect to the rejection(s) of claim(s) 1-4 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Kitagawa et al. (JP 2541667 B2) in view of Zheng et al. (CN 110340459 A). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC ANDREW GATES whose telephone number is (571)272-5498. The examiner can normally be reached on M-Th 9-6, Alt Fr 9-5. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sunil Singh, can be reached on 571-272-3460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC A. GATES/Primary Examiner, Art Unit 3722 15 July 2026
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Prosecution Timeline

May 14, 2024
Application Filed
Apr 10, 2026
Non-Final Rejection mailed — §103
Jun 24, 2026
Response Filed
Jul 17, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12691507
DRILL BODY AND MANUFACTURING METHOD OF DRILL BODY
3y 3m to grant Granted Jul 28, 2026
Patent 12678875
TAP AND DIE HANDLE ASSEMBLY
3y 2m to grant Granted Jul 14, 2026
Patent 12678865
CORING TOOL
3y 2m to grant Granted Jul 14, 2026
Patent 12667894
DRILLING TOOL INCLUDING A STEP DRILL BIT
3y 11m to grant Granted Jun 30, 2026
Patent 12667897
METHOD FOR PRODUCING A WORKPIECE THREADED HOLE
3y 10m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
79%
Grant Probability
93%
With Interview (+14.2%)
2y 9m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1100 resolved cases by this examiner. Grant probability derived from career allowance rate.

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