Prosecution Insights
Last updated: July 17, 2026
Application No. 18/665,627

NITRIDE SEMICONDUCTOR MODULE

Non-Final OA §103
Filed
May 16, 2024
Priority
Jun 09, 2023 — JP 2023-095603
Examiner
GOODWIN, DAVID J
Art Unit
Tech Center
Assignee
Rohm Co., Ltd.
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
547 granted / 813 resolved
+7.3% vs TC avg
Strong +17% interview lift
Without
With
+16.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
56 currently pending
Career history
889
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
82.7%
+42.7% vs TC avg
§102
3.0%
-37.0% vs TC avg
§112
10.4%
-29.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 813 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 5/16/2024 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Rejection Note: Italicized and struck through claim limitations indicate limitations that are not explicitly disclosed in the primary reference, but disclosed in the secondary reference(s) or using case law. Claim(s) 1, 7, 8, 9, and 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Otake (US 2020/0381518) in view of Liu (US 2026/0156858) Regarding claim 1. Otake teaches: A nitride semiconductor module, comprising: a chip including at least one transistor (fig 2:1; [para 0056]), wherein the chip includes: a semiconductor substrate (fig 2:11; [para 0061]) including a substrate upper surface and a substrate lower surface facing an opposite side of the substrate upper surface; an electron transit layer (fig 2:13; [para 0064]) formed over the substrate upper surface of the semiconductor substrate (fig 2:11; [para 0061]) and made of GaN ([para 0064]); and an electron supply layer (fig 2:14; [para 0065]) formed over the electron transit layer (fig 2:13; [para 0064]) and made of GaN ([para 0065]) having a larger band gap than the electron transit layer (fig 2:13; [para 0065]), wherein the at least one transistor (fig 2:1; [para 0056]) includes a gate electrode (fig 2:24; [para 0070]), a source electrode (fig 2:3; [para 0058]), and a drain electrode (fig 2:4; [para 0059]), which are formed over the electron supply layer (fig 2:14; [para 0065]), and wherein the semiconductor substrate (fig 2:11; [para 0061]) is a GaN substrate having a thickness . Otake does not teach the substrate thickness is 100 microns Liu teaches: A substrate (fig 5:1; [para 0030]) thickness of 100 microns ([para 0030]) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have a substrate thickness of 100 microns in order to reduce thermal and electrical resistance through the substrate. Regarding claim 7 Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake teaches: the electron transit layer (fig 2:13; [para 0064]) is a GaN layer, and wherein the electron supply layer (fig 2:14; [para 0065]) is an AlGaN layer. Regarding claim 8 Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake teaches: the at least one transistor (fig 2:1; [para 0056]) includes a gate layer (fig 2:21; [para 0071]) formed over the electron supply layer (fig 2:14; [para 0065]) and made of GaN containing an acceptor type impurity ([para 0071]), and wherein the gate electrode (fig 2:24; [para 0070]) is formed over the gate layer (fig 2:21; [para 0071]) Regarding claim 9 Otake in view of Liu teaches the nitride semiconductor module of claim 8, above Otake teaches: the electron transit layer (fig 2:13; [para 0064]) is a GaN layer, wherein the electron supply layer (fig 2:14; [para 0065]) is an AlGaN layer, and wherein the gate layer is a GaN layer (fig 2:21; [para 0071]) containing the acceptor type impurity. Regarding claim 10. Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake teaches: a control circuit (fig 6:102; [para 0080]) configured to control an on/off operation of the at least one transistor (fig 2,6:1,101; [para 0080,0087]). Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Otake (US 2020/0381518) in view of Liu (US 2026/0156858) as applied to claim 1 and further in view of Leong (US 2023/0282638) Regarding claim 2. Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake in view of Liu does not teach a plurality of transistors. Leong teaches: the at least one transistor includes a plurality of transistors (fig 2:122,124; [para 0020]), and wherein the chip (fig 2:8a; [para 0020]) includes the plurality of transistors (fig 2:122,124; [para 0020]), It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide multiple transistors in the chip in order to form a bidirectional switch device for AC switching (paragraph 1) Claim(s) 3, 4, and 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Otake (US 2020/0381518) in view of Liu (US 2026/0156858) as applied to claim 1 and further in view of Yu (US 2023/0083337) Regarding claim 3. Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake in view of Liu does not teach a sealing member Yu teaches: a sealing member (fig 10:40; [para 0072]) configured to cover the chip (fig 10:10; [para 0071]), wherein the nitride semiconductor module (fig 10:2; [para 0072])includes a module upper surface formed of the sealing member (fig 10:40; [para 0072]) and facing a same side as the substrate upper surface, and a module lower surface formed of the sealing member and facing a same side as the substrate lower surface (fig 10), and wherein a thickness (fig 10:h2; [para 0073]) of the semiconductor substrate (fig 8:110; [para 0039]) is thinner than a distance from an upper surface of the electron supply layer (fig 8:123; [para 0049]) to the module upper surface (fig 8,10). PNG media_image1.png 404 896 media_image1.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide a sealing member in order to protect the semiconductor device from damage and the environment Regarding claim 4. Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake in view of Liu does not teach a sealing member Yu teaches: a sealing member (fig 10:40; [para 0072]) configured to cover the chip (fig 10:10; [para 0071]), wherein the nitride semiconductor module (fig 10:2; [para 0072]) includes a module upper surface formed of the sealing member (fig 10:40; [para 0072]) and facing a same side as the substrate upper surface, and a module lower surface formed of the sealing member and facing a same side as the substrate lower surface, and wherein a chip lower surface of the chip (fig 10:10; [para 0071]) is located closer to the module lower surface than the module upper surface in a thickness direction of the semiconductor substrate. PNG media_image1.png 404 896 media_image1.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide a sealing member in order to protect the semiconductor device from damage and the environment Regarding claim 5. Otake in view of Liu teaches the nitride semiconductor module of claim 1, above Otake in view of Liu does not teach a sealing member Yu teaches: a sealing member (fig 10:40; [para 0072]) configured to cover the chip (fig 10:10; [para 0071]), wherein the nitride semiconductor module (fig 10:2; [para 0072]) includes a module upper surface formed of the sealing member (fig 10:40; [para 0072]) and facing a same side as the substrate upper surface, and a module lower surface formed of the sealing member (fig 10:40; [para 0072]) and facing a same side as the substrate lower surface, and wherein the nitride semiconductor module (fig 10:2; [para 0072]) further comprises a heat dissipation member (fig 10:80; [para 0058]) installed at the substrate lower surface and exposed to the module lower surface (fig 10). PNG media_image1.png 404 896 media_image1.png Greyscale Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Otake (US 2020/0381518) in view of Liu (US 2026/0156858) in view of Yu (US 2023/0083337) as applied to claim 5 and further in view of Kinzer (US 2016/0247748) Regarding claim 6. Otake in view of Liu in view of Yu teaches The nitride semiconductor module of claim 5, above Otake in view of Liu in view of Yu does not teach the heat dissipation member has a thickness of 150 μm or less. Kinzer teaches: the heat dissipation member (fig 7b:205; [para 0060]) has a thickness of 150 μm or less ([para 0060]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention for the thickness of the member to be less than 150 microns in order to minimize package size and material used in the process Given the teaching of the references, it would have been obvious to determine the optimum thickness of the heat dissipation layer for the purpose of heat dissipation and electrical connection. See In re Aller, Lacey and Hall (10 USPQ 233-237) It is not inventive to discover optimum or workable ranges by routine experimentation. Note that the specification contains no disclosure of either the critical nature of the claimed ranges or any unexpected results arising therefrom. Where patentability is said to be based upon particular chosen dimensions or upon another variable recited in a claim, the Applicant must show that the chosen dimensions are critical. In re Woodruff, 919 f.2d 1575,1578, 16 USPQ2d 1934, 1936 (Fed. Cir. 1990). Claim(s) 11 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Otake (US 2020/0381518) in view of Liu (US 2026/0156858) in view of Leong (US 2023/0282638) as applied to claim 2 and further in view of Escudero Rodrguez (US 2019/0052167) Regarding claim 11. Otake in view of Liu in view of Leong teaches the nitride semiconductor module of claim 1, above Otake in view of Liu in view of Leong does not teach a bridge circuit. Escudero Rodriguez teaches: a bridge circuit configured by using the plurality of transistors (fig 2; [para 0023]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to incorporate with a bridge circuit in order to form a bidirectional phase-shift full bridge converters in which induced voltage overshoot in the reverse direction (boost mode) is mitigated (paragraph 21). Regarding claim 12. Otake in view of Liu in view of Leong in view of Escudero Rodriguez teaches the nitride semiconductor module of claim 11, Otake teaches: and wherein the nitride semiconductor module further comprises a control circuit (fig 6:102; [para 0080]) configured to control on/off operations (fig 2,6:1,101; [para 0080,0087]). . Escudero Rodriguez teaches: wherein the plurality of transistors constitute a half-bridge circuit including a high-side transistor and a low-side transistor connected in series with each other, and further comprises a control circuit configured to control on/off operations of the high-side transistor and the low-side transistor (paragraph 23). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to incorporate with a bridge circuit in order to form a bidirectional phase-shift full bridge converters in which induced voltage overshoot in the reverse direction (boost mode) is mitigated (paragraph 21). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID J GOODWIN whose telephone number is (571)272-8451. The examiner can normally be reached Monday - Friday, 11:00 - 19:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kretelia Graham can be reached at (571)272-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.J.G/Examiner, Art Unit 2817 /Kretelia Graham/Supervisory Patent Examiner, Art Unit 2817
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Prosecution Timeline

May 16, 2024
Application Filed
Jul 02, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
84%
With Interview (+16.6%)
3y 2m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 813 resolved cases by this examiner. Grant probability derived from career allowance rate.

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