Prosecution Insights
Last updated: October 01, 2026
Application No. 18/665,786

NITRIDE STRUCTURE AND SEMICONDUCTOR DEVICE

Non-Final OA §102§Other
Filed
May 16, 2024
Priority
Oct 03, 2023 — JP 2023-172068
Examiner
MENZ, LAURA MARY
Art Unit
Tech Center
Assignee
Kabushiki Kaisha Toshiba
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
844 granted / 962 resolved
+27.7% vs TC avg
Moderate +9% lift
Without
With
+8.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
27 currently pending
Career history
979
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
27.1%
-12.9% vs TC avg
§102
39.9%
-0.1% vs TC avg
§112
7.4%
-32.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 962 resolved cases

Office Action

§102 §Other
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Species 1 in the reply filed on 8/24/26 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7, 14 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Hikosaka et al (US 2021/0273057). 1. A nitride structure, comprising: a base (Fig.1-10 (50s) and [0025]); a nitride member (Fig.1-10 (55) and [0025]); and a semiconductor member including Ga and N (Fig.6 (50L) and [0075]), the nitride member (Fig.1-10 (55) and [0025]) being provided between the base (Fig.1-10 (50s) and [0025]) and the semiconductor member (Fig.6 (50L) and [0075]) in a first direction (z-direction), the nitride member (Fig.1-10 (55) and [0025]) including a first nitride region (Fig.1-10 (10) and [0068]), a second nitride region (Fig.1-10 (20) and [0068]), and a third nitride region (Fig.1-10 (30) and [0067]), the first nitride region (Fig.1-10 (10) and [0068]) being provided between the base (Fig.1-10 (50s) and [0025]) and the third nitride region (Fig.1-10 (30) and [0067]), the second nitride region (Fig.1-10 (20) and [0068]) being provided between the first nitride region (Fig.1-10 (10) and [0068]) and the third nitride region (Fig.1-10 (30) and [0067]), the first nitride region (Fig.1-10 (10) and [0068]) including AlN, the second nitride region (Fig.1-10 (20) and [0068]) including Alx2Ga1-x2N (0 < x2 < 1), the third nitride region (Fig.1-10 (30) and [0067]) including Alx3Ga1-x3N (0 < x3 ≤ 1, x2 < x3), and a second thickness of the second nitride region (Fig.1-10 (20) and [0068/0071-0073]) along the first direction (z-direction) being thinner than a third thickness of the third nitride region (Fig.1-10 (30) and [0071-0073]) along the first direction (z-direction). 2. The structure according to claim 1, wherein the first nitride region (Fig.11B (10) and [0068]) is in contact with the base (Fig.1-10 (50s) and [0025]), the second nitride region (Fig.1-10 (20) and [0068/0071-0072]) is in contact with the first nitride region (Fig.11B (10) and [0068]), and the third nitride region (Fig.1-10 (30) and [0067]) is in contact with the second nitride region (Fig.1-10 (20) and [0068/0071-0072]). 3. The structure according to claim 1, wherein the second thickness is thinner than a first thickness of the first nitride region along the first direction [0071-0073]. 4. The structure according to claim 3, wherein the third thickness is thicker than the first thickness [0071-0073]). 5. The structure according to claim 3, wherein the first thickness is not less than 100 nm and not more than 300 nm [0071-0073]). 6. The structure according to claim 1, wherein the second thickness is not less than 10 nm and less than 100 nm, and the third thickness is not less than 100 nm and not more than 300 nm [0071-0073]). 7. The structure according to claim 1, wherein the x2 is not less than 0.15 and less than 0.7, and the x3 is not less than 0.7 and not more than 1 [0070]. 14. The structure according to claim 1, wherein the base includes Si [0124]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Hikosaka et al (US 20230046560 and US 12170318) and Kajiwara et al (US 20240038849) teach similar nitride graded structures with varying thicknesses. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA M MENZ whose telephone number is (571)272-1697. The examiner can normally be reached Monday-Friday 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Gauthier can be reached at 571-270-0373. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA M MENZ/Primary Examiner, Art Unit 2813 9/5/26
Read full office action

Prosecution Timeline

May 16, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §102, §Other (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
96%
With Interview (+8.7%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 962 resolved cases by this examiner. Grant probability derived from career allowance rate.

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