Prosecution Insights
Last updated: April 19, 2026
Application No. 18/676,135

MEMORY DEVICE, MEMORY SYSTEM, AND METHOD OF OPERATING THE SAME

Non-Final OA §102
Filed
May 28, 2024
Examiner
LAPPAS, JASON
Art Unit
2827
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Yangtze Memory Technologies Co. Ltd.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
375 granted / 413 resolved
+22.8% vs TC avg
Moderate +8% lift
Without
With
+8.3%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
16 currently pending
Career history
429
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
28.9%
-11.1% vs TC avg
§102
61.8%
+21.8% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 413 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless - (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102 (a)(1) as being anticipated by Aritome (Patent Application Publication 2013/0010547). Claim 1. A method of operating a memory device, comprising: applying a first read voltage to a first word line WLn corresponding to target memory cells (Vpgm Aritome Fig 4, WLn Fig 3); applying a first pass voltage to a second word line WLn-1 corresponding to memory cells adjacent to the target memory cells (Vpass1 Fig 4, WLn-1 Fig 3); and applying a second pass voltage to a third word line WLn+1 corresponding to memory cells adjacent to the target memory cells (Vpass2 Fig 4, WLn-1, Fig 3), wherein the second pass voltage is higher than the first pass voltage (Vpass2 is higher than Vpass1 Fig 4). Claim 2. The method of claim 1, wherein in a forward programming scheme or a reverse programming scheme, the second word line WLn-1 (WLn-1 Fig 3), the first word line WLn (WLn Fig 3), and the third word line WLn+1 (WLn+1 Fig 3) are applied with program voltages in sequence (application of voltages taught in Aritome Fig 4). Claim 3. The method of claim 2, wherein in the forward programming scheme, the second word line WLn-1 (WLn-1 Fig 3) is closer to a source select gate of a memory string of the memory device than the third word line WLn+1 (seen closer to SSL than WLn+1, Fig 3). Claim 4. The method of claim 2, wherein in the reverse programming scheme, the third word line WLn+1 (WLn+1 Fig 3) is closer to a source select gate of a memory string of the memory device than the second word line WLn-1 (seen closer to DSL than WLn-1, Fig 3). Claim 5. The method of claim 1, wherein the second pass voltage is between 7V and 9V (Fig 2 teaches Vpass2 between 7V and 9V). Claim 6. The method of claim 1, wherein the first pass voltage is between 6V and 8V (Fig 5 teaches Vpass1 between 6V and 8V). Claim 7. The method of claim 1, further comprising: applying a third pass voltage to a fourth word line WLn-2 (WLn-2 Fig 3 Vpass3 Fig 5); and applying a fourth pass voltage to a fifth word line WLn+2 (WLn+2 Fig 3 Vpass4 Fig 6), wherein the third pass voltage is equal to or lower than the first pass voltage (Vpass3 is equal or lower than Vpass1 as seen in Fig 6). Claim 8. The method of claim 7, wherein the fourth pass voltage is lower than the second pass voltage (Vpass4 is lower than Vpass2 as seen in Fig 6). Claim 9. The method of claim 7, wherein the fourth pass voltage is higher than the first pass voltage (Choosing Vpass11 as the first pass voltage, Vpass4 is higher than Vpass11 as seen in Fig 6). Claim 10. A memory device, comprising: a memory cell array comprising memory cells; and a peripheral circuit coupled to the memory cell array, wherein the peripheral circuit is configured to (functional language): apply a first read voltage to a first word line WLn corresponding to target memory cells (Vpgm Aritome Fig 4, WLn Fig 3); apply a first pass voltage (Vpass1) to a second word line WLn-1 corresponding to memory cells adjacent to the target memory cells (WLn-1, Aritome Fig 3); and apply a second pass voltage to a third word line WLn+1 corresponding to memory cells adjacent to the target memory cells (Vpass2 Fig 4, WLn-1, Fig 3), wherein the second pass voltage is higher than the first pass voltage (Vpass2 is higher than Vpass1 Fig 4). Claim 11. The memory device of claim 10, wherein in a forward programming scheme or a reverse programming scheme, the second word line WLn-1 (WLn-1 Fig 3), the first word line WLn (WLn Fig 3), and the third word line WLn+1 (WLn+1 Fig 3) are applied with program voltages in sequence (application of voltages taught in Aritome Fig 4). Claim 12. The memory device of claim 11, wherein in the forward programming scheme, the second word line WLn-1 (WLn-1 Fig 3) is closer to a source select gate of a memory string of the memory device than the third word line WLn+1 (seen closer to SSL than WLn+1, Fig 3). Claim 13. The memory device of claim 11, wherein in the reverse programming scheme, the third word line WLn+1 is closer to a source select gate of a memory string of the memory device than the second word line WLn-1. Claim 14. The memory device of claim 10, wherein the second pass voltage is between 7V and 9V (Fig 2 teaches Vpass2 between 7V and 9V). Claim 15. The memory device of claim 10, wherein the first pass voltage is between 6V and 8V (Fig 5 teaches Vpass1 between 6V and 8V). Claim 16. The memory device of claim 10, wherein the peripheral circuit is configured to (functional language): apply a third pass voltage to a fourth word line WLn-2 (WLn-2 Fig 3 Vpass3 Fig 5); and apply a fourth pass voltage to a fifth word line WLn+2 (WLn+2 Fig 3 Vpass4 Fig 6), wherein the third pass voltage is equal to or lower than the first pass voltage (Vpass3 is equal or lower than Vpass1 as seen in Fig 6). Claim 17. The memory device of claim 16, wherein the fourth pass voltage is lower than the second pass voltage (Vpass4 is lower than Vpass2 as seen in Fig 6). Claim 18. The memory device of claim 16, wherein the fourth pass voltage is higher than the first pass voltage (Choosing Vpass11 as the first pass voltage, Vpass4 is higher than Vpass11 as seen in Fig 6). Claim 19. A memory system, comprising: a memory device (comprising 110 Aritome Fig 3); and a memory controller coupled to the memory device (120 Fig 3), wherein the memory device comprises: a memory cell array comprising memory cells (array in 110 Aritome Fig 3); and a peripheral circuit coupled to the memory cell array (as seen in Fig 3), wherein the peripheral circuit is configured to (functional language): apply a first read voltage to a first word line WLn corresponding to target memory cells (Vpgm Aritome Fig 4, WLn Fig 3); apply a first pass voltage to a second word line WLn-1 corresponding to memory cells adjacent to the target memory cells (Vpass1 Fig 4, WLn-1 Fig 3); and apply a second pass voltage to a third word line WLn+1 corresponding to memory cells adjacent to the target memory cells (Vpass2 Fig 4, WLn-1, Fig 3), wherein the second pass voltage is higher than the first pass voltage (Vpass2 is higher than Vpass1 Fig 4). Claim 20. The memory system of claim 19, wherein the peripheral circuit is configured to (functional language): apply a third pass voltage to a fourth word line WLn-2 (WLn-2 Fig 3 Vpass3 Fig 5); and apply a fourth pass voltage to a fifth word line WLn+2 (WLn+2 Fig 3 Vpass4 Fig 6), wherein the third pass voltage is equal to or lower than the first pass voltage (Vpass3 is equal or lower than Vpass1 as seen in Fig 6). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jason Lappas whose telephone number is (571) 270-1272. The examiner can normally be reached on M-F 7:30AM-5:00PM EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Amir Zarabian can be reached on (571) 272-1852. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JASON LAPPAS/ Primary Examiner, Art Unit 2827
Read full office action

Prosecution Timeline

May 28, 2024
Application Filed
Feb 06, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12602159
APPARATUS HAVING SEGMENTED DATA LINES AND METHODS OF THEIR OPERATION
2y 5m to grant Granted Apr 14, 2026
Patent 12597475
MEMORY SYSTEM, CONTROL METHOD THEREOF, AND PROGRAM
2y 5m to grant Granted Apr 07, 2026
Patent 12597471
NON-VOLATILE MEMORY AND CORRESPONDING MANUFACTURING METHOD
2y 5m to grant Granted Apr 07, 2026
Patent 12597472
SELECTIVELY ERASING ONE OF MULTIPLE ERASE BLOCKS COUPLED TO A SAME STRING USING GATE INDUCED DRAIN LEAKAGE
2y 5m to grant Granted Apr 07, 2026
Patent 12597479
SEMICONDUCTOR DEVICE
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
99%
With Interview (+8.3%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 413 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month