Prosecution Insights
Last updated: April 19, 2026
Application No. 18/680,659

VOICE COIL MOTOR, MAGNETIC CIRCUIT CONFIGURATION COMPONENT THEREFOR, AND MANUFACTURING METHOD THEREFOR

Non-Final OA §103
Filed
May 31, 2024
Examiner
VAZIRI, MASOUD
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shin-Etsu Chemical Co. Ltd.
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
80%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allow Rate
94 granted / 135 resolved
+1.6% vs TC avg
Moderate +10% lift
Without
With
+10.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
27 currently pending
Career history
162
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
55.3%
+15.3% vs TC avg
§102
26.2%
-13.8% vs TC avg
§112
14.9%
-25.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 135 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-3 are pending. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-3 are rejected under 35 U.S.C. 103 as being unpatentable over Yamawaki, S. (JP 2004023969 A) in view of Sakaki, et al. (US 20050028890 A1). PNG media_image1.png 372 630 media_image1.png Greyscale Regarding claim 1, Yamawaki discloses a magnetic circuit configuration component for a voice coil motor (see the title: “VOICE COIL MOTOR AND MAGNETIC DISK UNIT USING IT”), comprising: a pair of yokes (yokes, annotated fig. 2a); a pair of magnets (magnets, annotated fig. 2a) respectively provided in contact with inner surfaces of the pair of yokes; and a support member (support, annotated fig. 2a) that maintains a gap (gap, annotated fig. 2a) between the pair of magnets and fixes the pair of yokes to each other, wherein the magnet is a rare earth sintered magnet (para [0016]: “As the main magnets 22 to 28, for example, an R-Fe-B based sintered magnet such as NEOMAX-50 manufactured by Sumitomo Special Metals Co., Ltd. is used, and its thickness is about 1 mm to 3 mm.”), and the rare earth sintered magnet has a composition consisting of R, B, Fe (para [0016]: “As the main magnets 22 to 28, for example, an R-Fe-B based sintered magnet such as NEOMAX-50 manufactured by Sumitomo Special Metals Co., Ltd.”). Yamawaki does not disclose: the sintered magnet having a surface on which coating is performed, the rare earth sintered magnet has a composition consisting of R of 28% to 34% by weight, Co of 2% or less by weight, B of 0.5% to 2% by weight, at least one type of element selected from Ni, Nb, Al, Ti, Zr, Cr, V, Mn, Mo, Si, Sn, Ga, Cu, and Zn as an additive of 2% or less by weight, and the balance of Fe with inevitable impurities, and the coating has a multi-layer structure consisting of a metal plating layer and a metal oxide layer and/or a metal nitride layer in order from a rare earth sintered magnet side, the metal plating layer further has a multi-layer structure consisting of a copper plating layer and a nickel plating layer in order from the rare earth sintered magnet side, a total thickness of the metal plating layer and the metal oxide layer and/or the metal nitride layer is in a range of 3 μm to 80 μm, and a thickness of the metal oxide layer and/or the metal nitride layer is in a range of 0.01 μm to 2 μm. Sakaki teaches a sintered magnet wherein the composition of R is 20-35 wt %, B is 0.2-8 wt %, at least one type of element selected from Ni, Nb, Al, Ti, Zr, Cr, V, Mn, Mo, Si, Sn, Ga, Cu, and Zn as an additive of up to 8% by weight, and the balance of Fe with inevitable impurities (“[0019] (4) A rare-earth sintered magnet composed of 20 to 35 wt % of a constituent R (R being one or more rare-earth element selected from among neodymium, praseodymium, dysprosium, terbium and holmium), up to 15 wt % cobalt, 0.2 to 8 wt % boron, and up to 8 wt % of one or more element selected from among nickel, niobium, aluminum, titanium, zirconium, chromium, vanadium, manganese, molybdenum, silicon, tin, gallium, copper and zinc as an additive, with the balance being iron and inadvertent impurities, which rare-earth sintered magnet is characterized by having on a surface thereof, either directly or over n metal-plating layers (n being an integer such that n.gtoreq.1), a metal oxide layer and/or a metal nitride layer.”) and the coating has a multi-layer structure consisting of a metal plating layer and a metal oxide layer and/or a metal nitride layer (para [0019]: “rare-earth sintered magnet is characterized by having on a surface thereof, either directly or over n metal-plating layers (n being an integer such that n.gtoreq.1), a metal oxide layer and/or a metal nitride layer.”) in order from a rare earth sintered magnet side, the metal plating layer further has a multi-layer structure (n-layers) consisting of a copper plating layer and a nickel plating layer in order from the rare earth sintered magnet side, a total thickness of the metal plating layer and the metal oxide layer and/or the metal nitride layer is in a range of 3 μm to 80 μm ( para [0033]: “the number of such layers may be set at 1 to 5 layers and, in the case of R.sub.2Fe.sub.14B-based magnets in particular, 2 to 5 layers. The number of layers is preferably selected on the basis of such considerations as the corrosion resistance required of the intended application. The metal-plating metal is preferably one or more selected from among copper, nickel, cobalt, tin, and alloys thereof. The plating thickness is preferably 1 to 100 .mu.m, and most preferably 1 to 50 .mu.m. Preferred multilayer platings include those composed of a copper bottom layer followed by one or more nickel layer, such as Cu--Ni, Cu--Ni--Ni, and Ni--Cu--Ni..”), and a thickness of the metal oxide layer and/or the metal nitride layer is in a range of 0.01 μm to 2 μm (para [0036]: “The above-mentioned layer of excellent hydrogen resistance is an oxide layer of the plating metal which has a thickness of preferably 0.1 to 100 .mu.m, and most preferably 0.1 to 20 .mu.m.”). Sakaki states that introduced sintered magnets can withstand exposure to hydrogen for a long time (abstract: “Hydrogen embrittlement is prevented in Sm.sub.2Co.sub.17-based magnets and R.sub.2Fe.sub.14B-based magnets by metal plating the magnet, then carrying out heat treatment, or by forming a metal oxide or metal nitride layer on the metal plating layer or directly on the magnet itself.”) To prevent hydrogen embrittlement, it would have been obvious to a person having ordinary skills in the art before the effective filing date of the claimed invention that the sintered magnet should additionally have the following characteristics: the sintered magnet having a surface on which coating is performed, the rare earth sintered magnet has a composition consisting of R of 28% to 34% by weight, Co of 2% or less by weight, B of 0.5% to 2% by weight, at least one type of element selected from Ni, Nb, Al, Ti, Zr, Cr, V, Mn, Mo, Si, Sn, Ga, Cu, and Zn as an additive of 2% or less by weight, and the balance of Fe with inevitable impurities, and the coating has a multi-layer structure consisting of a metal plating layer and a metal oxide layer and/or a metal nitride layer in order from a rare earth sintered magnet side, the metal plating layer further has a multi-layer structure consisting of a copper plating layer and a nickel plating layer in order from the rare earth sintered magnet side, a total thickness of the metal plating layer and the metal oxide layer and/or the metal nitride layer is in a range of 3 μm to 80 μm, and a thickness of the metal oxide layer and/or the metal nitride layer is in a range of 0.01 μm to 2 μm. Regarding claim 2, Yamawaki as modified in claim 1 by Sakaki discloses a voice coil motor comprising: the magnetic circuit configuration component for a voice coil motor according to claim 1 (see the title, Yamawaki); and a coil (coil, annotated fig. 2a) that is located in the gap between the pair of magnets (see annotated fig. 2a). Regarding claim 3, Yamawaki as modified by Sakaki and discussed regarding claim 1 discloses a method for manufacturing a magnetic circuit configuration component for a voice coil motor, the method comprising: forming a pair of plates consisting of a rare earth sintered magnet (implied) having a composition consisting of R (R is one or two or more types of rare earth elements selected from Nd, Pr, Dy, Tb, Ce, La, and Gd) of 28% to 34% by weight, Co of 2% or less by weight, B of 0.5% to 2% by weight, at least one type of element selected from Ni, Nb, Al, Ti, Zr, Cr, V, Mn, Mo, Si, Sn, Ga, Cu, and Zn as an additive of 2% or less by weight, and the balance of Fe with inevitable impurities (discussed regarding claim 1); applying copper plating to surfaces of the pair of plates and applying nickel plating to the copper-plated surfaces to form metal plating layers (para [0075]: “Copper electroplating was carried out using a plating bath adjusted to concentrations of 60 g/L copper pyrophosphate, 240 g/L potassium pyrophosphate and 30 g/L potassium oxalate, and at a bath temperature of 40.degree. C. and a current density of 1.5 A/dm.sup.2. Next, nickel electroplating was carried out using a plating bath adjusted to concentrations of 40 g/L nickel chloride, 270 g/L nickel sulfate and 30 g/L boric acid, and at a bath temperature of 50.degree. C. and a current density of 2.0 A/dm.sup.2.”); performing a heat treatment (required for forming oxidation, see the abstract) on the pair of plates on which the metal plating layers are formed to oxidize and/or nitride a metal of the metal plating layer, to form a metal oxide layer and/or a metal nitride layer, wherein a total thickness of the metal plating layer and the metal oxide layer and/or the metal nitride layer is in a range of 3 μm to 80 μm, and a thickness of the metal oxide layer and/or the metal nitride layer is in a range of 0.01 μm to 2 μm (discussed regarding claim 1); respectively adhering a pair of yokes to the pair of plates on which the metal oxide layers and/or the metal nitride layers are formed (required to attach the magnets to the yokes to build the circuit); and fixing the pair of yokes to each other with a support member such that the pair of plates adhered to the pair of yokes face each other and a gap is maintained between the pair of plates (implied to build the circuit). Conclusion Additional prior art made of record and not relied upon is considered pertinent to applicant's disclosure listed on PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MASOUD VAZIRI whose telephone number is (571)272-2340. The examiner can normally be reached M-F, 8am-5pm EST.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, the examiner’s supervisor, SEYE IWARERE can be reached on (571) 270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MASOUD VAZIRI/Examiner, Art Unit 2834 /OLUSEYE IWARERE/Supervisory Patent Examiner, Art Unit 2834
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Prosecution Timeline

May 31, 2024
Application Filed
Feb 05, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
80%
With Interview (+10.3%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 135 resolved cases by this examiner. Grant probability derived from career allow rate.

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