Prosecution Insights
Last updated: August 06, 2026
Application No. 18/685,236

Multi-beam scanning systems

Non-Final OA §103
Filed
Feb 21, 2024
Priority
Sep 02, 2021 — provisional 63/240,012 +1 more
Examiner
HULKA, JAMES R
Art Unit
Tech Center
Assignee
Lyte AI Inc.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
751 granted / 984 resolved
+16.3% vs TC avg
Moderate +12% lift
Without
With
+11.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
30 currently pending
Career history
1009
Total Applications
across all art units

Statute-Specific Performance

§101
6.8%
-33.2% vs TC avg
§103
56.0%
+16.0% vs TC avg
§102
18.8%
-21.2% vs TC avg
§112
14.7%
-25.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 984 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-12 and 30-41 is/are rejected under 35 U.S.C. 103 as being unpatentable over Vertikov (US 2014/0276108) in view of Sumi (JP 6,696,762). Regarding Claims 1 and 30, Vertikov teaches an optoelectronic device and method for optical sensing [0049; 0053], comprising: an array of optical transceiver cells comprising respective optical transducers configured to couple optical radiation between the transceiver cells and a target through respective optical apertures defined by the optical transducers [0071; 0074]; a tunable radiation source, configured to output … radiation while tuning a wavelength of the … radiation over a selected range [0157]; and projection optics, which are configured to project the optical apertures onto respective fields of view on the target, and which comprise a dispersive element, which shifts the fields of view across the target responsively to the tuning of the wavelength [0120; 0170]. Vertikov does not explicitly teach – but Sumi does teach an optical distribution network, coupled to convey the coherent radiation from the radiation source to the optical transceiver cells for transmission via the optical transducers toward the target [Fig 2; 30-32; 0114-0121; 0126-27; 0134-36; 0144-45; 0151; 0155-58; 0422; 0507-0508; 0572; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include coherent radiation and an optical distribution network to improve spatial resolution of a generated image signal in a range and depth direction of a measurement target. Regarding Claims 2 and 31, Vertikov does not explicitly teach – but Sumi does teach comprising a planar substrate, wherein the optical transceiver cells are disposed on the substrate, and the optical distribution network comprises multiple waveguides disposed on the substrate [Fig 2; 30-32; 0114-0121; 0126-27; 0134-36; 0144-45; 0151; 0155-58; 0422; 0507-0508; 0572; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include waveguides on a substrate to manufacture the optical device in a small form factor. Regarding Claims 3 and 32, Vertikov also teaches receive the radiation from the waveguides [Fig 12A; 0080; 0107-08]. Vertikov does not explicitly teach – but Sumi does teach wherein the optical distribution network comprises optical switches, and wherein the device comprises a controller, which is configured to actuate the switches so as to select different subsets of the optical transceiver cells that are to receive the coherent radiation from the waveguides [0089; 0114-0121; 0126-27; 0134-36; 0144-45; 0151; 0155-58; 0422; 0507-0508; 0572; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include coherent radiation and an optical distribution network to improve spatial resolution of a generated image signal in a range and depth direction of a measurement target. Regarding Claims 4 and 33, Vertikov also teaches wherein the waveguides are configured as optical buses, and the optical transceiver cells comprise respective taps coupled to extract a portion of the …radiation propagating through the optical buses [0141; 0163]. Vertikov does not explicitly teach – but Sumi does teach coherent radiation [0422; 0507-0508; 0572; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include coherent radiation as using 2 or more phases of radiation that differ by a known value increases imaging resolution. Regarding Claims 5 and 34, Vertikov does not explicitly teach – but Sumi does teach wherein the optical transducers comprise grating couplers disposed on a surface of the substrate [0126-27; 0134-36; 0144-45; 0151; 0155-58; 0422; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include grating couplers on a substrate to manufacture the optical device in a small form factor. Regarding Claims 6 and 35, Vertikov does not explicitly teach – but Sumi does teach wherein the optical transducers comprise edge couplers disposed along an edge of the substrate [0126-27; 0134-36; 0144-45; 0151; 0155-58; 0422; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include directional couplers on a substrate to manufacture the optical device in a small form factor. Regarding Claims 7 and 36, Vertikov also teaches wherein the optical transceiver cells comprise respective receivers, which are coupled to mix a part of …with the optical radiation received from the target by the respective optical transducers and to output electrical signals responsively to the mixed radiation [0105-06; 0163-64]. Vertikov does not explicitly teach – but Sumi teaches the coherent radiation received from the optical distribution network [0126-27; 0134-36; 0144-45; 0151; 0155-58; 0572; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include coherent radiation and an optical distribution network to improve spatial resolution of a generated image signal in a range and depth direction of a measurement target. Regarding Claims 8 and 37, Vertikov also teaches wherein the dispersive element comprises one or more dispersive elements selected from a set including prisms, gratings, grating prisms, and arrangements of multiple gratings and/or prisms [0120]. Regarding Claims 9 and 38, Vertikov also teaches wherein the optical transducers are arranged along one or more parallel rows in the array, and wherein the dispersive element is configured to shift the fields of view in a scan direction perpendicular to the rows responsively to the scanning of the wavelength [Fig 14A, 20A; 0074; 0120; 0168]. Regarding Claims 10 and 39, Vertikov also teaches wherein the dispersive element is configured to shift the fields of view across the target in a first direction responsively to the scanning of the wavelength [0089; 0120; 0170], and wherein the device comprises an optomechanical scanner, which is configured to shift the fields of view across the target in a second direction, different from the first direction [0089; 0120; 0170]. Regarding Claims 11 and 40, Vertikov also teaches wherein the tunable radiation source is configured to output the … radiation at multiple wavelengths simultaneously, whereby the dispersive element shifts the fields of view at each of the multiple wavelengths by a different, respective angular shift [0101; 0106; 0110; 0120; 0157]. Regarding Claims 12 and 41, Vertikov also teaches direct the radiation at the multiple wavelengths [0170]. Vertikov does not explicitly teach – but Sumi does teach wherein the optical distribution network comprises one or more optical switches, which are configured to direct the coherent radiation at the multiple wavelengths to different, respective sets of the transceiver cells [0114-0121; 0126-27; 0134-36; 0144-45; 0151; 0155-58; 0422; 0507-0508; 0572; 0578-82]. It would have been obvious to modify the system and method of Vertikov to include coherent radiation and an optical distribution network to improve spatial resolution of a generated image signal in a range and depth direction of a measurement target. Claim(s) 13-15, 42-44 is/are rejected under 35 U.S.C. 103 as being unpatentable over Vertikov (US 2014/0276108) in view of Sumi (JP 6,696,762), as applied to claims 11-12 and 40-41 above, and further in view of Asghari (US 2020/0116842). Regarding Claims 13 and 42, Vertikov does not explicitly teach – but Sumi teaches the coherent radiation [0126-27; 0134-36; 0144-45; 0151; 0155-58; 0572; 0578-82]. Vertikov does not explicitly teach – but Asghari teaches wherein the one or more optical switches are configured to cycle the multiple wavelengths through the sets of the transceiver cells so that each of the transceiver cells receives and transmits the … radiation at two or more different wavelengths at different, respective times [0039; 0043-45; 0058]. It would have been obvious to modify the system and method of Vertikov to include optical switches to cycle the wavelengths at different, respective times to sample different regions in the field of view of the target. Regarding Claims 14 and 43, Vertikov also teaches tunable radiation source [0157]. Vertikov does not explicitly teach – but Sumi teaches the coherent radiation [0126-27; 0134-36; 0144-45; 0151; 0155-58; 0572; 0578-82]. Vertikov does not explicitly teach – but Asghari teaches wherein the tunable radiation source comprises multiple laser sources, wherein each of the laser sources outputs a respective beam of the coherent radiation at a respective one of the multiple wavelengths [0039; 0045-46; 0058; 0061]. It would have been obvious to modify the system and method of Vertikov to include multiple laser sources to sample different regions in the field of view of the target. Regarding Claims 15 and 44, Vertikov also teaches tunable radiation source [0157]. Vertikov does not explicitly teach – but Asghari teaches wherein the tunable radiation source is configured to generate a frequency comb comprising the multiple wavelengths in a single beam 0022; 0039; 0100]. It would have been obvious to modify the system and method of Vertikov to include a frequency comb with multiple wavelengths to simultaneously tune the frequency of the source and the output from the laser. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES R HULKA whose telephone number is (571)270-7553. The examiner can normally be reached M-R: 9am-6pm, F: 10am-2pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Helal Algahaim can be reached at 5712705227. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JAMES R. HULKA Primary Examiner Art Unit 3645 /JAMES R HULKA/Primary Examiner, Art Unit 3645
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Prosecution Timeline

Feb 21, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
88%
With Interview (+11.7%)
3y 1m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 984 resolved cases by this examiner. Grant probability derived from career allowance rate.

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