Prosecution Insights
Last updated: April 19, 2026
Application No. 18/688,511

Preparation of High Molecular Weight Polymers with Minimal Gel Content

Non-Final OA §103
Filed
Mar 01, 2024
Examiner
MANGOHIG, THOMAS A
Art Unit
1788
Tech Center
1700 — Chemical & Materials Engineering
Assignee
3M Company
OA Round
1 (Non-Final)
20%
Grant Probability
At Risk
1-2
OA Rounds
5y 0m
To Grant
45%
With Interview

Examiner Intelligence

Grants only 20% of cases
20%
Career Allow Rate
85 granted / 430 resolved
-45.2% vs TC avg
Strong +26% interview lift
Without
With
+25.6%
Interview Lift
resolved cases with interview
Typical timeline
5y 0m
Avg Prosecution
46 currently pending
Career history
476
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
63.3%
+23.3% vs TC avg
§102
8.5%
-31.5% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 430 resolved cases

Office Action

§103
DETAILED ACTION This is an Office action based on application number 18/688,511 filed 1 March 2024, which is a national stage entry of PCT/IB2022/056956 filed 27 July 2022, which claims priority to US Provisional Application No. 63/240,251 filed 2 September 2021. Claims 1-6 and 10-23 are pending. Claims 7-9 are canceled. Amendments to the claims, filed 1 March 2024, have been entered into the above-identified application. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-6 and 10-23 are rejected under 35 U.S.C. 103 as being unpatentable over Traser et al. (US Patent Application Publication No. US 2013/0273362 A1) (Traser) in view of Attarawala et al. (US Patent Application Publication No. US 2014/0138013 A1) (Attarawala). Regarding instant claims 1-6, 10, and 21: Traser discloses a UV-radiation curable pressure sensitive adhesive comprising a polymerization reaction product of (a) 0.5 to 25 wt % of a hydroxyl-containing (meth)acrylate monomer; (b) 0 to 3 wt % of polar crosslinkable monomer; and (c) 40 to 99.5 wt% of a C4 to C20 (meth)acylate ester monomer (paragraphs [0006-0010]). The mixture of at least components (a)-(c) of Traser meet the claimed mixture, and the mixture of (a)-(c) prior to the polymerization reaction meets the claimed preadhesive composition. Said components (a) and (c) of Traser meet the claimed (a) recited by the instant claim. Traser further discloses that examples of the polar crosslinkable monomer include (meth)acrylic acid and N-vinyl-2-pyrrolidone (paragraph [0050]). As Traser discloses that components (a)-(c) undergo a polymerization reaction, said components are construed copolymerizable as required by the claims. Traser further discloses that an initiator is added to aid in the polymerization of the monomers or pre-polymerized syrup (paragraph [0074]). Any amount of initiator meets the claimed “effective amount”. Traser does not disclose the claimed transition metal complex. However, Attarawala discloses a UV radiation curing-redux curing adhesive systems (paragraph [0001]). Attarawala discloses that the adhesive system comprises a curing reaction accelerator and (meth)acrylate monomers (paragraphs [0050; 0053]). Attarawala further discloses that a transition metal catalyst such as copper salts or chelates are added as the curing reaction accelerator to speed up the curing reaction, and that such copper salts are inclusive of copper acetylacetonate and copper acetate (paragraphs [0051]). Before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art, having the teachings of the prior art before him or her, to include the curing reaction accelerator of Attarawala to the mixture of Traser. The motivation for doing so would have been that said curing reaction accelerators are art-recognized additives to UV-curable adhesive systems composed of (meth)acrylate monomers that are capable of speeding up the curing reaction. As the prior art combination discloses the same components (a) and (b) and transition metal complexes recited by the claims, the transition metal complexes disclosed by the prior art are construed as soluble in the mixture of (a) and (b) as required by the claims. Therefore, it would have been obvious to combine Attarawala with Traser to obtain the invention as specified by the instant claims. Regarding instant claim 11: Traser further discloses that in a synthesis procedure, the monomer mixture is copolymerized to a conversion of about 98-99% (paragraph [0149]). The disclosure of about 99% is construed to include those amounts above 99%; therefore, the range disclosed by Traser overlaps the range recited by the claims. However, “in the case where claimed ranges ‘overlap or lie inside ranges disclosed by prior art' a prima facie case of obviousness exists.” See MPEP § 2144.05. Regarding instant claim 12: The scope of the prior art combination encompasses an embodiment that is substantially identical to that of Applicant’s invention, as mapped above. One or ordinary skill in the art would readily conclude that such an encompassed embodiment must have the same properties as Applicant’s invention (i.e., the solubility in ethyl acetate as required by the claims. Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977). "When the PTO shows a sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not." In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). See MPEP §2112.01(I). Regarding instant claim 13: Traser further discloses that the copolymer has a weight average molecular weight of 400,000 to 3,000,000 grams per mole and an inherent viscosity of at least 0.4 to 2.3 (paragraph [0084]). It is noted that the inherent viscosity range of Traser overlaps the claimed range; however, “in the case where claimed ranges ‘overlap or lie inside ranges disclosed by prior art' a prima facie case of obviousness exists.” See MPEP § 2144.05. While there is no disclosure in Traser that the inherent viscosity is measured according to a Test Method 3, absent evidence of criticality regarding how the inherent viscosity is measured and given that the inherent viscosity of Traser obviates the range presently claimed, it is the Examiner's position that Traser meets the requirement of the instant claim. It is noted that Traser does not measure the molecular weight in terms of “Mz” as recited by the range. However, Traser broadly teaches that the molecular weight of the polymeric composition plays a key role in the bonding of low surface energy surfaces; specifically, Traser teaches that low molecular weights provide good peel values but poor adhesion, while high molecular weights provide poor peel values, but good cohesion (paragraph [0082]). Since the instant specification is silent to unexpected results, the specific molecular weight of the copolymer is not considered to confer patentability to the claims. As the adhesive performance to substrates is a variable that can be modified, among others, by adjusting the molecular weight, the precise amount would have been considered a result effective variable by one having ordinary skill in the art at the time the invention was made. As such, without showing unexpected results, the claimed amount cannot be considered critical. Accordingly, one of ordinary skill in the art at the time the invention was made would have optimized, by routine experimentation, the molecular weight of the polymer in Traser to obtain the desired adhesive properties (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Regarding instant claim 14: Traser further discloses that the composition further comprises a cross-linking agent (paragraph [0012]). Traser further disclose that a chain transfer agent may be added to the monomers to control molecular weight (paragraph [0085]). Said “chain transfer agent” is construed optional by both the instant claim and Traser. Traser further discloses that plasticizers may be added to the composition (paragraph [0069]) Traser further discloses that other additives can be included in the polymerizable mixture or added at the time of compounding or coating to change the properties of the pressure sensitive adhesive, wherein said additives are inclusive of polymeric bubbles or beads that are expanded (paragraph [0070]). Regarding instant claims 15-16: Traser further discloses that the cross-linking agents are activated by ultraviolet light (paragraph [0058]). Traser further discloses that subsequent exposure of the adhesive to a second source of energy can be used to cross-link the adhesive, and such sources of energy include electron beam (paragraph [0078]); therefore there is a suggestion that the scope of Traser is inclusive of crosslinking agents that react under e-beam radiation. Regarding instant claims 17: Traser further discloses that the chain transfer agents are inclusive of carbon tetrabromide and alcohols (paragraph [0086]) (i.e., does not include a thiol functionality). Regarding instant claims 18-19: The prior art combination does not explicitly disclose a secondary alcohol or unsaturated hydrocarbon chain transfer agents. However, both Traser and parent claim 17 stipulate that the chain transfer chain is optional. As the prior art meets requirements of claim 17, the prior art meets the optional limitations of the instant claim. Regarding instant claim 20: Traser further discloses that the plasticizers are inclusive of at least hydrocarbon oils, phthalates, phosphate esters, dibasic acid esters, fatty acid esters, polyethers, epoxy resins, sebacate, trimellitate, dibenzoate, and combinations thereof (paragraph [0065]), the scope of which includes those plasticizers that do not include an acrylate functionality. Regarding instant claim 22: Traser discloses a pressure-sensitive adhesive as set forth above. The recitation of a “structural adhesive” is an intended use of the pressure-sensitive adhesive. A recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. Regarding instant claim 23: Traser further discloses that the cured adhesive composition is laminated onto a material such as a backing material conventionally used as a tape backing (paragraph [0088]). An adhesive-coated tape backing meets the claimed “tape”. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Thomas A Mangohig whose telephone number is (571)270-7664. The examiner can normally be reached M-F 9-5 Eastern. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alicia Chevalier can be reached at (571)272-1490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAM/Examiner, Art Unit 1788 01/16/2026 /Alicia Chevalier/Supervisory Patent Examiner, Art Unit 1788
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Prosecution Timeline

Mar 01, 2024
Application Filed
Jan 16, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
20%
Grant Probability
45%
With Interview (+25.6%)
5y 0m
Median Time to Grant
Low
PTA Risk
Based on 430 resolved cases by this examiner. Grant probability derived from career allow rate.

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