Prosecution Insights
Last updated: July 17, 2026
Application No. 18/690,811

PLASMA STATE VARIABLE SPECIFYING METHOD INCLUDING A DOUBLE PROBE HAVING AN ASYMMETRIC AREA, A PLASMA STATE VARIABLE SPECIFYING APPARATUS INCLUDING A DOUBLE PROBE HAVING AN ASYMMETRIC AREA, AND A PLASMA GENERATING APPARATUS INCLUDING THE SAME

Non-Final OA §103
Filed
May 23, 2024
Priority
Sep 10, 2021 — RE 10-2021-0121297 +1 more
Examiner
BERMAN, JASON
Art Unit
Tech Center
Assignee
Iucf-Hyu(Industry-University Cooperation Foundation Hanyang University)
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
1y 3m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
581 granted / 913 resolved
+3.6% vs TC avg
Strong +22% interview lift
Without
With
+21.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
25 currently pending
Career history
940
Total Applications
across all art units

Statute-Specific Performance

§103
91.9%
+51.9% vs TC avg
§102
3.4%
-36.6% vs TC avg
§112
2.2%
-37.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 913 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Status of the Claims Claims 1-15 are pending in the current application. Claim Objections Claims 1 and 11 are objected to because of the following informalities: Claims 1 and 11 requires “the area of the first probe and the area of the second probe are different sizes.” While not rising to the level of indefiniteness, this phrasing appears to contain at least partially redundant concepts of different areas for the probes, and different sizes for the probes. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-8 and 11-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Amimaya (JP H0711992 B2, name obtained from machine translation) in view of Chung (KR 20120049510 A). As to claim 1, Amimaya discloses a device measuring plasma state with a dual probe with asymmetric area comprising: A first and second probe (English translation abstract; figure 1: probes P1 and P2); A voltage applicator to apply a preset voltage to the first and second probe (figure 1: HF power source 1; English translation paragraph 4: applying varying voltage to the probes); A current measuring part to measure the current flowing through the first and second probe (figure 1: detection circuit 5; English translation paragraph 4: measuring the current from the probes); A plasma analysis part that calculates electron temperature of the plasma in a chamber based on results from the current measuring part (English translation ‘problems to be solved’ first paragraph: calculating/monitoring electron temperatures in real time from the system); The area of the first and second probes are different (English translation first paragraph: different size probes). Amimaya, while disclosing a probe for plasma with two asymmetric probes provided a voltage with the current measured to determine plasma properties, is silent as to determination of plasma density. Chung discloses a probe for determining plasma properties with two different sized probes provided a voltage (English translation abstract; figure 3) and knowledge in the art of using the probe to measure plasma states including electron temperature and density (English translation description of embodiments description of paragraph 3: measured plasma state includes electron temperature and plasma density). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use a plasma probe to determine various plasma characteristics including density, as disclosed by Chung, with the probe of Amimaya, because this allows for monitoring and control of the plasma generated. As to claim 2, Chung discloses probes with the same shape but having different areas/sizes (figure 3: probe 120 vs 140). As to claim 3, Amimaya and Chung both disclose use of any desired shape for the probe (Amimaya at English translation abstract; Chung English translation ‘description of embodiments’ paragraph 5: shape and size of probe selected as desired). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to select the probe shape, based upon result effective determinations, including cylindrical or cube shapes, in order to effectively obtain plasma information from the probe. As to claim 4, both Amimaya and Chung disclose using the same shape but different size probes, as discussed above. Chung illustrates a probe with one direction of the shape elongated to obtain a size difference (figure 3). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use probes with different vertical lengths and the same heights to obtain the size differentials required by Amimaya and Chung to obtain effective plasma monitoring. As to claim 5, Amimaya discloses a surface area ratio of 2:1 to 10:1 of the probes (English translation ‘operation’ section, third from last paragraph – ‘When the probe surface area ratio k is…’). As to claim 6, Amimaya discloses the two probes connected to respective ends of the voltage source (figure 1: showing probes P1 and P2 connected to respective ends of voltage source circuit). As to claim 7, Amimaya discloses voltage outputs including a sinusoidal voltage (figure 2c: sinusoidal output wave). As to claim 8, Amimaya discloses analysis of plasma characteristics using current, area ratio, and power measurements/information (English translation ‘operation’ section with calcuations including current, voltage and area ratios ). As to claim 11, Amimaya discloses a device generating plasma and a plurality of asymmetric probes comprising: A first and second probe (English translation abstract; figure 1: probes P1 and P2); A voltage applicator to apply a preset voltage to the first and second probe (figure 1: HF power source 1; English translation paragraph 4: applying varying voltage to the probes); A current measuring part to measure the current flowing through the first and second probe (figure 1: detection circuit 5; English translation paragraph 4: measuring the current from the probes); A plasma analysis part that calculates electron temperature of the plasma in a chamber based on results from the current measuring part (English translation ‘problems to be solved’ first paragraph: calculating/monitoring electron temperatures in real time from the system); The area of the first and second probes are different (English translation first paragraph: different size probes). Amimaya, while disclosing a probe for plasma with two asymmetric probes provided a voltage with the current measured to determine plasma properties, is silent as to a chamber and determination of plasma density. Chung discloses a probe for determining plasma properties with two different sized probes provided a voltage within a processing chamber (English translation abstract; background section paragraphs 1-2; figure 3) and knowledge in the art of using the probe to measure plasma states including electron temperature and density (English translation description of embodiments description of paragraph 3: measured plasma state includes electron temperature and plasma density). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use a plasma probe in a chamber to determine various plasma characteristics including density, as disclosed by Chung, with the probe of Amimaya, because this allows for monitoring and control of the plasma generated. As to claim 12, Amimaya discloses a method of measuring plasma state using a dual probe with asymmetric area comprising: A voltage application step of applying a preset voltage to a first and second probes having different areas (figure 1: HF power source 1; English translation paragraph 4: applying varying voltage to the probes; English translation first paragraph: different size probes); A current measuring step measuring current flowing through the first and second probes (figure 1: detection circuit 5; English translation paragraph 4: measuring the current from the probes); A plasma analysis step of calculating electron temperature of the plasma based on the measured current (English translation ‘problems to be solved’ first paragraph: calculating/monitoring electron temperatures in real time from the system). Amimaya, while disclosing a probe for plasma with two asymmetric probes provided a voltage with the current measured to determine plasma properties, is silent as to a chamber and determination of plasma density. Chung discloses a probe for determining plasma properties with two different sized probes provided a voltage within a processing chamber (English translation abstract; background section paragraphs 1-2; figure 3) and knowledge in the art of using the probe to measure plasma states including electron temperature and density (English translation description of embodiments description of paragraph 3: measured plasma state includes electron temperature and plasma density). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use a plasma probe in a chamber to determine various plasma characteristics including density, as disclosed by Chung, with the method of Amimaya, because this allows for monitoring and control of the plasma generated. As to claim 13, Chung discloses probes with the same shape but having different areas/sizes (figure 3: probe 120 vs 140). As to claim 14, Amimaya discloses analysis of plasma characteristics using current, area ratio, and power measurements/information (English translation ‘operation’ section with calcuations including current, voltage and area ratios ). Allowable Subject Matter Claims 9-10 and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 9 and 15 require calculation based upon frequency information and current that is not taught nor made obvious by the prior art. Correspondence Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to JASON BERMAN whose telephone number is (571)270-5265. The examiner can normally be reached on Monday - Thursday 8-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Lin can be reached on (571) 272-8902. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JASON BERMAN/Primary Examiner, Art Unit 1794
Read full office action

Prosecution Timeline

May 23, 2024
Application Filed
Jun 29, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
85%
With Interview (+21.7%)
3y 4m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 913 resolved cases by this examiner. Grant probability derived from career allowance rate.

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