Prosecution Insights
Last updated: April 19, 2026
Application No. 18/691,436

ELECTRONIC CONTROL DEVICE

Non-Final OA §102§103
Filed
Mar 12, 2024
Examiner
TSO, STANLEY
Art Unit
2847
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Hitachi Astemo, Ltd.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
373 granted / 488 resolved
+8.4% vs TC avg
Strong +34% interview lift
Without
With
+34.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
32 currently pending
Career history
520
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
48.1%
+8.1% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
18.9%
-21.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 488 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5, 7 and 9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by ”Hitachi” (WO 2020/213534. Examiner’s note: the citations are based on the English translation of Hitachi). Regarding claim 1, Hitachi anticipates 1. An electronic control device comprising: a circuit board including first and second surfaces structured to be loaded with electronic components (Figs. 18-22, page 5, top; the substrate 30); a first capacitor mounted to the first surface of the circuit board (Figs. 18-22, page 5, top; the capacitor 39 on the top of the substrate 30); and a second capacitor mounted to the second surface of the circuit board and disposed oppositely to the first capacitor at least partially (Figs. 18-22, page 5, top; the capacitor 39 at the bottom of the substrate 30), wherein the circuit board further includes: a first land disposed in the first surface of the circuit board and connected to the first capacitor (Figs. 18-22, page 5, top; pattern 34 has patterns PT1, PT2 and PT3); a second land disposed in the second surface of the circuit board and connected to the second capacitor (Figs. 18-22, page 5, top; pattern 31 has patterns PT1, PT2 and PT3); and a conduction passage establishing electrical continuity from the first land and the second land to a same power source line via the circuit board (Figs. 18-22, page 5, top; layer patterns 32 and 33 are connected to the battery and the respective patterns PT1, PT2 and PT3). Regarding claim 2, Hitachi anticipates 2. The electronic control device as claimed in claim 1, wherein: the first capacitor includes a terminal connected to the first land and positioned apart from the conduction passage by a distance smaller than a diameter of the first capacitor (Figs. 18-22, page 5, top; the first capacitor 39 has a terminal positioned apart from the layer pattern 33 by a distance smaller than a diameter of the first capacitor); and the second capacitor includes a terminal connected to the second land and positioned apart from the conduction passage by a distance smaller than a diameter of the second capacitor (Figs. 18-22, page 5, top; the second capacitor 39 has a terminal positioned apart from the layer pattern 32 by a distance smaller than a diameter of the second capacitor). Regarding claim 3, Hitachi anticipates 3. The electronic control device as claimed in claim 1, wherein the conduction passage is positioned in the first land or the second land (Figs. 18-22, page 5, top; layer patterns 32 and 33 are positioned in the patterns 31 and 34 and the respective patterns PT1, PT2 and PT3). Regarding claim 4, Hitachi anticipates 4. The electronic control device as claimed in claim 1, wherein the conduction passage is connected to the power source line formed in an inner layer of the circuit board (Figs. 18-22, page 5, top; patterns 32 and 33 are connected to the battery in an inner layer). Regarding claim 5, Hitachi anticipates 5. The electronic control device as claimed in claim 1, wherein: the power source line is formed in the first surface of the circuit board (Figs. 18-22, page 5, top; patterns 32 and 33 are formed in the surface of the substrate 30); and the second capacitor is connected to the power source line via the first land (Figs. 18-22, page 5, top; the second capacitor 39 is connected to the patterns 32 and 33 via the first land, see Fig. 22). Regarding claim 7, Hitachi anticipates 7. The electronic control device as claimed in claim 2, wherein: the first land overlaps with the first capacitor; and the conduction passage faces the first capacitor (Figs. 18-22, page 5, top; the first land overlaps with the first capacitor; and the conduction passage faces the first capacitor, see Fig. 22). Regarding claim 9, Hitachi anticipates 9. The electronic control device as claimed in claim 3, wherein the conduction passage is positioned in the first land and the second land (Figs. 18-22, page 5, top; layer patterns 32 and 33 are positioned in the patterns 31 and 34 and the respective patterns PT1, PT2 and PT3). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Hitachi in view of “Mikubo” (US 2002/0185718). Regarding claim 6, Hitachi discloses the claimed invention as applied to claim 1, above. Hitachi discloses the power source line is formed in the first surface of the circuit board (Figs. 18-22, page 5, top; patterns 32 and 33 are formed in the surface of the substrate 30). Hitachi does not disclose the circuit board includes a through hole that is electrically discontinuous with a wiring with an anode potential of the circuit board; and the through hole is in thermal contact with a metallic member disposed on the second surface of the circuit board. Mikubo discloses the circuit board includes a through hole that is electrically discontinuous with a wiring with an anode potential of the circuit board (Fig. 2, [0038]; heat radiating vias 9); and the through hole is in thermal contact with a metallic member disposed on the second surface of the circuit board (Fig. 2, [0038]; heat radiating vias 9 are in thermal contact with the heat sink 10a). It would have been obvious to a person having ordinary skill in the art, before the effective filing date of the claimed invention, to have constructed Hitachi’s electronic control device with Mikubo’s heat sink in order to reduce the mounting volume of a heat sink while providing satisfactory cooling capacity, as suggested by Mikubo at [0011]. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Hitachi in view of “Ito” (US 2009/0191730). Regarding claim 8, Hitachi discloses the claimed invention as applied to claim 3, above. Hitachi does not disclose the limitations of claim 8. Ito discloses 8. The electronic control device as claimed in claim 3, wherein: the first land includes an opening extending through the first land; and the opening is positioned between a capacitor connection point of the first land connected to the first capacitor and a conduction passage connection point of the first land connected to the conduction passage (Fig. 14, [0135]; the soldering land 2 has a groove 61 positioned between a connection point and the through-hole 3). It would have been obvious to a person having ordinary skill in the art, before the effective filing date of the claimed invention, to have constructed Hitachi’s electronic control device with Ito’s noise groove in order to prevent short circuiting since solder is sucked by the groove and does not flow into the through hole upper land, as suggested by Ito at [0135]. Claims 10 is rejected under 35 U.S.C. 103 as being unpatentable over Hitachi in view of “Kanezaki” (US 2016/0322951). Regarding claim 10, Hitachi discloses the claimed invention as applied to claim 5, above. Hitachi does not disclose the limitations of claim 10. Kanezaki discloses 10. The electronic control device as claimed in claim 5, the electronic control device further comprising: a filter circuit component mounted to the first surface of the circuit board, wherein the second capacitor is connected to the filter circuit component via the conduction passage (Fig. 1, [0024] noise filter 1, the capacitor 21 is connected via a conduction passage). It would have been obvious to a person having ordinary skill in the art, before the effective filing date of the claimed invention, to have constructed Hitachi’s electronic control device with Kanezaki’s noise filter in order to ensure a noise reduction effect even in a high-frequency band, as suggested by Kanezaki at [0005]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STANLEY TSO whose telephone number is (571)270-0723. The examiner can normally be reached Tu-Thurs 6am-6pm, alt M 6am-2pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tim Thompson can be reached at 571-272-2342. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STANLEY TSO/Primary Examiner, Art Unit 2847
Read full office action

Prosecution Timeline

Mar 12, 2024
Application Filed
Nov 14, 2025
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+34.4%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 488 resolved cases by this examiner. Grant probability derived from career allow rate.

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