Prosecution Insights
Last updated: April 19, 2026
Application No. 18/694,853

NANOPARTICULATE MONOBENZONE FOR TREATING MELANOMA

Non-Final OA §103
Filed
Mar 22, 2024
Examiner
ROSENTHAL, ANDREW S
Art Unit
1613
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Northwestern University
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
2y 11m
To Grant
93%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allow Rate
331 granted / 645 resolved
-8.7% vs TC avg
Strong +42% interview lift
Without
With
+41.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
49 currently pending
Career history
694
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 645 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority The instant application is the national stage entry of PCT/US2022/077022 filed 26 September 2022. Acknowledgement is made of the Applicant’s claim of domestic priority to provisional US application 63/261,599. Status of the Claims Claims 1-17 and 28-30 are pending. Claims 1-4, 10-17, and 28 are rejected. Claims 5-9 and 29-30 are allowable. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4, 10-17, and 28 are rejected under 35 U.S.C. 103 as being unpatentable over Harris (US 2018/0071024) in view of Cunha et al. (Chem. Mater. 2013, 25, 2767−2776). Harris teaches a composition that can comprise a plurality of photoreactive particles and a skin lightening agent wherein the particles have a concentration of 109-1013 particles per mL [0036]. The particles can be nanoparticles with a diameter in the range of from 10-900 nm [0056]. The agent (skin lightening agent) can be included in a therapeutically effective amount which can include the range of from 0.05-25% by weight or volume [0057]. Regarding the skin lightening agent, the agent can comprise monobenzone [0058]. The composition can also comprise a cosmetically acceptable carrier that can consist of surfactants such as lipids [0062]. Moreover, the nanoparticle can comprise a liposome and can encapsulate a material [0063]. In one embodiment, the nanoparticle can comprise solid metal particles [0026]. Moreover, the particles can be stabilized, thus implying a stabilizing agent [0027]. Harris teaches performing targeted enhancement of permeability of the nanoparticles and topically applying said nanoparticles in order to penetrate the skin surface [0065, 0082]. That being said, the composition can alternatively be administered by injection or orally [0112]. The particles are used to treat skin tissue and, in some embodiments, for the prevention and treatment of melanoma [0050]. Harris does not teach all the components in one formulation. Harris does not teach wherein the carrier is UiO-66. Cunha teaches porous metal-organic frameworks (MOFs) for use in biomedicine (pg 2767, ¶1). In relation to caffeine as the active agent, it is taught that due to poor skin penetration the active is usually employed in emulsions, hydrogels, or liposomes (pg 2768, ¶2). Cunha has discovered that UiO-66, a MOF, are promising carriers for topical administration of caffeine (an active with poor skin permeation) with both spectacular cosmetic payloads and progressive releases (pg 2775, ¶2). It must be remembered that “[w]hen a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement, the combination is obvious.” KSR v. Teleflex, 127 S.Ct. 1727, 1740 (2007) (quoting Sakraida v. A.G. Pro, 425 U.S. 273, 282 (1976)). “[W]hen the question is whether a patent claiming the combination of elements of prior art is obvious,” the relevant question is “whether the improvement is more than the predictable use of prior art elements according to their established functions.” (Id.). Addressing the issue of obviousness, the Supreme Court noted that the analysis under 35 USC 103 “need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ.” KSR at 1741. The Court emphasized that “[a] person of ordinary skill is… a person of ordinary creativity, not an automaton.” Id. at 1742. Consistent with this reasoning, it would have been obvious to have selected various combinations of active agents, nanoparticles, stabilizing agents, and carrier agents from within Harris, to arrive at compositions “yielding no more than one would expect from such an arrangement.” The resulting composition would comprise a nanoparticle with active embedded within wherein the active can be monobenzone. The nanoparticle can comprise lipids or liposomes as the carrier and can also comprise a metal structure. The concentration of the active overlaps with the claimed amount, as required in instant claims 2 and 4. Regarding the diameter, Harris teaches a diameter that overlaps with that of the claimed invention but does not teach it to be a hydrodynamic diameter. In lieu of evidence to the contrary, the diameter taught in Harris is presumed to be accurate both in water and out of water, thus addressing instant claim 3. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976). MPEP 2144.05 (I). Since Harris teaches the particles can comprise metal, it would have been obvious to look to Cunha, which teaches a method for providing a nanoparticle with improved skim permeability wherein the particle comprises UiO-66 as the carrier. Generally, it is prima facie obvious to select a known material for incorporation into a composition, based on its recognized suitability for its intended use (see MPEP § 2144.07), thus addressing instant claims 10-15. The composition of Harris can be administered topically or by injection (systemically), for the treatment of melanoma, thus addressing instant claims 16-17. Since Harris teaches the components of the nanoparticle, it would have been obvious to combine them together (the lipid carrier, the liposome carrier, the active monobenzone) to form a nanoparticle as required in claim 28. Claims 1-4, 10-17, and 28 are accordingly obvious in view of the prior art. Allowable Subject Matter Claims 5-9, which require the monobenzone be modified at the benzyl ring para position appears to be free of the art. The prior art does not teach these modified monobenzone derivatives in a nanoparticle carrier. Regarding claims 29-30, the art does not teach forming the nanoparticule monobenzone in a free-dry process followed by an extrusion process. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW S ROSENTHAL whose telephone number is (571)272-6276. The examiner can normally be reached M-F 8-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian Kwon can be reached at 571-272-0581. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW S ROSENTHAL/Primary Examiner, Art Unit 1613
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Prosecution Timeline

Mar 22, 2024
Application Filed
Dec 22, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
93%
With Interview (+41.5%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 645 resolved cases by this examiner. Grant probability derived from career allow rate.

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