Prosecution Insights
Last updated: August 18, 2026
Application No. 18/695,292

BEAM MANAGEMENT

Final Rejection §103
Filed
Mar 25, 2024
Priority
Oct 14, 2021 — nonprovisional of PCTEP2021078539
Examiner
HEIBER, SHANTELL LAKETA
Art Unit
2645
Tech Center
2600 — Communications
Assignee
Nokia Corporation
OA Round
2 (Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
626 granted / 809 resolved
+15.4% vs TC avg
Strong +20% interview lift
Without
With
+19.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
32 currently pending
Career history
843
Total Applications
across all art units

Statute-Specific Performance

§101
5.5%
-34.5% vs TC avg
§103
58.7%
+18.7% vs TC avg
§102
25.6%
-14.4% vs TC avg
§112
4.4%
-35.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 809 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 6/8/26 have been fully considered but they are not persuasive. The applicant argues “However, Biderman does not teach or suggest defining a primary beam configuration and a secondary beam configuration as part of a single transmission configuration for a UE, nor does Biderman describe different angular areas from which a UE receives power and uses those angular distinctions to define coordinated reception configurations. Rather, Biderman's beams are separate power transmission paths that are managed to avoid intersection, not jointly utilized reception configurations based on distinct angular power areas.” See page 7 of applicant’s remarks. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., … as part of a single transmission configuration for a UE… and uses those angular distinctions to define coordinated reception configurations) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). The applicant argues “Accordingly, Jia and Biderman each fail to teach or suggest "receiving information indicative of at least one expanded transmission configuration from a node apparatus wherein the expanded transmission configuration comprises a primary beam configuration and a secondary beam configuration wherein the primary beam configuration and the secondary beam configuration comprise different angular areas from which the UE receives power from the node apparatus," as recited in some form or another by independent claims 1 and 9, and "receiving a report from a User Equipment (UE) indicating at least a primary beam configuration and an availability of one or more secondary beam configurations wherein the primary beam configuration and the secondary beam configuration comprise different angular areas from which the UE receives power from the node apparatus," as recited by independent claim 11.” See page 7 of applicant’s remarks. The examiner respectfully disagrees. Jia teaches "receiving information indicative of at least one expanded transmission configuration from a node apparatus wherein the expanded transmission configuration comprises beam configurations" as recited in some form or another by independent claims 1 and 9, and "receiving a report from a User Equipment (UE) indicating at least a primary beam configuration and an availability of one or more secondary beam configurations" as recited by independent claim 11.” Biderman has been shown to teach “comprises a primary beam configuration and a secondary beam configuration wherein the primary beam configuration (i.e., beam 3 sent from multi beam transmitter 1 is aimed at target 8 of multi beam receiver 7; see figure 1) and the secondary beam configuration (i.e., beam 4 sent from multi beam transmitter 1 is aimed at target 9 of multi beam receiver 7; see figure 1) comprise different angular areas (in other words, beams 3 and 4 are moving in same direction to the same receiver but clearly different angular areas one for each beam; shown in figure 1) from which the UE receives power from the node apparatus (i.e., Both beams 3 and 4 are used to deliver power to multi target receiver 7. Beam 3 is aimed at target 8 and beam 4 is aimed at target 9. Receiver 7 converts the optical power from both beam 3 and 4 into electrical power, sums up the power from both beams and delivered it to the device to be charged; see paragraph [0132] and figure 1)," as recited in some form or another by independent claims 1 and 9 and “wherein the primary beam configuration (i.e., beam 3 sent from multi beam transmitter 1 is aimed at target 8 of multi beam receiver 7; see figure 1) and the secondary beam configuration (i.e., beam 4 sent from multi beam transmitter 1 is aimed at target 9 of multi beam receiver 7; see figure 1) comprise different angular areas (in other words, beams 3 and 4 are moving in same direction to the same receiver but clearly different angular areas one for each beam; shown in figure 1) from which the UE receives power from the node apparatus (i.e., Both beams 3 and 4 are used to deliver power to multi target receiver 7. Beam 3 is aimed at target 8 and beam 4 is aimed at target 9. Receiver 7 converts the optical power from both beam 3 and 4 into electrical power, sums up the power from both beams and delivered it to the device to be charged; see paragraph [0132] and figure 1)” as recited by independent claim 11. Biderman also shows in figure 2, a primary beam configuration (i.e., Multi beam transmitter 21 includes a first beam module composed of laser 23 for being received and for powering receiver 24) and a secondary beam configuration (i.e., Multi beam transmitter 21 includes a first beam module composed of laser 26 for being received and for powering receiver 24) comprising different angular areas from which the UE receives power from the node apparatus (i.e., different angular areas producing FOV1 and FOV2 where the receiver 24 is inside both FOVs). As such, the combination of Jia and Biderman disclose "receiving information indicative of at least one expanded transmission configuration from a node apparatus wherein the expanded transmission configuration comprises a primary beam configuration and a secondary beam configuration wherein the primary beam configuration and the secondary beam configuration comprise different angular areas from which the UE receives power from the node apparatus," as recited in some form or another by independent claims 1 and 9, and "receiving a report from a User Equipment (UE) indicating at least a primary beam configuration and an availability of one or more secondary beam configurations wherein the primary beam configuration and the secondary beam configuration comprise different angular areas from which the UE receives power from the node apparatus," as recited by independent claim 11.” Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 9, 11-14 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jia et al. (Jia), U.S. Publication No. 2020/0323015 in view of Biderman et al. (Biderman), U.S. Publication No. 2021/0075269. Regarding Claim 1, Jia discloses a User Equipment (UE) (i.e., terminal equipment 1200; see figure 12) comprising: at least one processor (i.e., processor 1210; see figure 12); and at least one memory (i.e., memory 1220; see figure 12) including computer program code (described in paragraph [0199]), the at least one memory and the computer program code configured to, with the at least one processor, cause the UE at least to perform: receiving information indicative of at least one expanded transmission configuration from a node apparatus, wherein (i) the at least one expanded transmission configuration comprises beam configuration (i.e., based on the report of the UE, the network device may provide the UE with dedicated configurations for beam failure recovery; see paragraphs [0111] and [0115]); and in response to receiving the information indicative of the at least one expanded transmission configuration enabling the UE to use the beam configuration to receive signals from the node apparatus (i.e., the terminal equipment may correspondingly restart or stop the timer according to the indication information; see paragraph [0128]). Although Jia discloses beam configurations, Jia fails to disclose comprises a primary beam configuration and a secondary beam configuration and (ii) the primary beam configuration and the secondary beam configuration comprise different angular areas from which the UE receives power from the node apparatus and primary beam configuration and/or the secondary beam. Biderman discloses comprises a primary beam configuration and a secondary beam configuration and (ii) the primary beam configuration and the secondary beam configuration comprise different angular areas from which the UE receives power from the node apparatus and primary beam configuration and/or the secondary beam (i.e., transmitters 21 and 22 having laser beams (such as a primary beam configuration and a secondary beam configuration) positioned and directed to cover specific field of views as shown in figure 2). See examiner’s response above. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Biderman’s primary and secondary beams with Jia’s beam configurations for recovery to improve resources and avoid intersecting as discussed throughout Jia and Biderman. Regarding Claim 9, Jia discloses a method comprising: receiving information indicative of at least one expanded transmission configuration from a node apparatus, wherein (i) the at least one expanded transmission configuration comprises beam configuration (i.e., based on the report of the UE, the network device may provide the UE with dedicated configurations for beam failure recovery; see paragraphs [0111] and [0115]); and in response to receiving the information indicative of the at least one expanded transmission configuration enabling the UE to use the beam configuration to receive signals from the node apparatus (i.e., the terminal equipment may correspondingly restart or stop the timer according to the indication information; see paragraph [0128]). Although Jia discloses beam configurations, Jia fails to disclose comprises a primary beam configuration and a secondary beam configuration and (ii) the primary beam configuration and the secondary beam configuration comprise different angular areas from which a user equipment (UE) receives power from the node apparatus and primary beam configuration and/or the secondary beam. Biderman discloses comprises a primary beam configuration and a secondary beam configuration and (ii) the primary beam configuration and the secondary beam configuration comprise different angular areas from which a user equipment (UE) receives power from the node apparatus and primary beam configuration and/or the secondary beam (i.e., transmitters 21 and 22 having laser beams (such as a primary beam configuration and a secondary beam configuration) positioned and directed to cover specific field of views as shown in figure 2). See examiner’s response above. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Biderman’s primary and secondary beams with Jia’s beam configurations for recovery to improve resources and avoid intersecting as discussed throughout Jia and Biderman. Regarding Claim 11, Jia discloses a node apparatus (i.e., network device 1100; see figure 11) comprising: at least one processor (i.e., processor 1110; se figure 11); and at least one memory (i.e., memory 1120; see figure 11) including computer program code (described in paragraph [0199]), the at least one memory and the computer program code configured to, with the at least one processor, cause the node apparatus at least to perform: receiving a report from a User Equipment (UE) indicating at least a primary beam configuration and an availability of one or more secondary beam configurations (i.e., For example, if the UE currently has 4 serving beams, when CSI-RS measurement results of 2 serving beams are less than the threshold TH, the UE transmits a report to the network device; and the report may include: an indication that beam failure may possibly occur in the UE, the number of current measurement layers the UE, and high priority indication; see paragraph [0111]); and in response to receiving the report enabling at least one expanded transmission configuration based, at least in part, on the availability of the one or more secondary beam configurations, wherein the at least one expanded transmission configuration comprises the beam configuration (i.e., based on the report of the UE, the network device may provide the UE with dedicated configurations for beam failure recovery; see paragraph [0111]). Although Jia discloses beam configurations, Jia fails to disclose wherein the primary beam configuration and the one or more secondary beam configurations comprise different angular areas from which the UE receives power from the node apparatus, primary beam configuration and a secondary beam configuration. Biderman discloses wherein the primary beam configuration and the one or more secondary beam configurations comprise different angular areas from which the UE receives power from the node apparatus, primary beam configuration and a secondary beam configuration (i.e., transmitters 21 and 22 having laser beams (such as a primary beam configuration and a secondary beam configuration) positioned and directed to cover specific field of views as shown in figure 2). See examiner’s response above. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Biderman’s primary and secondary beams with Jia’s beam configurations for recovery to improve resources and avoid intersecting as discussed throughout Jia and Biderman. Regarding Claim 2, Jia and Biderman disclose the UE as described above having at least the primary beam configuration and secondary beam configuration as described above in Biderman. Jia further discloses wherein the information indicative of the at least one expanded transmission configuration is received in response to a report transmitted by the UE indicating at least configuration and an availability of one or more beam configurations (see paragraph [0111]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Biderman’s primary and secondary beams with Jia’s beam configurations for recovery to improve resources and avoid intersecting as discussed throughout Jia and Biderman. Regarding Claim 3, Jia and Biderman disclose the UE as described above. Jia further discloses wherein the report indicates one or more beam configurations that the UE has determined to be receiving power above a threshold level (see paragraph [0106]). Regarding Claim 4, Jia and Biderman disclose the UE as described above. Jia fails to disclose wherein (i) the primary beam configuration makes use of a Primary - Angular Power Area (P-APA) and the secondary beam configuration makes use of a Secondary Useable - Angular Power Area (SU- APA) and (ii) an angular power area comprises a range of angular directions from which the UE is receiving power from the node apparatus. Biderman discloses wherein (i) the primary beam configuration makes use of a Primary - Angular Power Area (P-APA) and the secondary beam configuration makes use of a Secondary Useable - Angular Power Area (SU- APA) and (ii) an angular power area comprises a range of angular directions from which the UE is receiving power from the node apparatus (see paragraph [0012]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Biderman’s primary and secondary beams with Jia’s beam configurations for recovery to improve resources and avoid intersecting as discussed throughout Jia and Biderman. Regarding Claim 12, Jia and Biderman disclose the node apparatus as described above. Jia further discloses wherein the report indicates one or more beam configurations that the UE has determined to be receiving power above a threshold level (see paragraph [0106]). Regarding Claim 13, Jia and Biderman disclose the node apparatus as described above. Jia fails to disclose wherein (i) the primary beam configuration makes use of a Primary - Angular Power Area (P-APA) and the secondary beam configuration makes use of a Secondary Useable - Angular Power Area (SU- APA) and (ii) an angular power area comprises a range of angular directions from which the UE is receiving power from the node apparatus. Biderman discloses wherein (i) the primary beam configuration makes use of a Primary - Angular Power Area (P-APA) and the secondary beam configuration makes use of a Secondary Useable - Angular Power Area (SU- APA) and (ii) an angular power area comprises a range of angular directions from which the UE is receiving power from the node apparatus (see paragraph [0012]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Biderman’s primary and secondary beams with Jia’s beam configurations for recovery to improve resources and avoid intersecting as discussed throughout Jia and Biderman. Regarding Claim 14, Jia and Biderman disclose the node apparatus as described above. Jia further discloses wherein the at least one processor and at least one memory are configured to perform transmitting information indicative of the at least one expanded transmission configuration to the UE (see paragraph [0111]). Regarding Claim 18, Jia and Biderman disclose the node apparatus as described above. Jia further discloses wherein the at least one expanded transmission configuration is enabled based on one or more requirements of the node apparatus (see paragraphs [0111] and [0115]). Claim(s) 5-8 and 15-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jia and Biderman in view of Cao, U.S. Publication No. 2021/0273699. Regarding Claim 5, Jia and Biderman disclose the UE as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration is indicated by using one or more bits in a pre- agreed structure within a message. Cao discloses wherein the at least one expanded transmission configuration is indicated by using one or more bits in a pre- agreed structure within a message (see paragraph [0077]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Regarding Claim 6, Jia and Biderman disclose the UE as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration comprises an indication of a cell and a bandwidth part. Cao discloses wherein the at least one expanded transmission configuration comprises an indication of a cell and a bandwidth part (see paragraph [0070]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Regarding Claim 7, Jia and Biderman disclose the UE as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration enables the node apparatus to transmit Downlink (DL) signals and/or enables the UE to receive signals based on one or more Quasi Co- Location (QCL) assumptions. Cao discloses wherein the at least one expanded transmission configuration enables the node apparatus to transmit Downlink (DL) signals and/or enables the UE to receive signals based on one or more Quasi Co- Location (QCL) assumptions (see paragraph [0070]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Regarding Claim 8, Jia and Biderman disclose the UE as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration comprises one or more Transmission Configuration Indicator (TCI) states. Cao discloses wherein the at least one expanded transmission configuration comprises one or more Transmission Configuration Indicator (TCI) states (see paragraph [0070]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Regarding Claim 15, Jia and Biderman disclose the node apparatus as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration is indicated by using one or more bits in a pre- agreed structure within a message. Cao discloses wherein the at least one expanded transmission configuration is indicated by using one or more bits in a pre- agreed structure within a message (see paragraph [0077]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Regarding Claim 16, Jia and Biderman disclose the node apparatus as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration enables the node apparatus to transmit Downlink (DL) signals and/or enables the UE to receive signals based on one or more Quasi Co- Location (QCL) assumptions. Cao discloses wherein the at least one expanded transmission configuration enables the node apparatus to transmit Downlink (DL) signals and/or enables the UE to receive signals based on one or more Quasi Co- Location (QCL) assumptions (see paragraph [0070]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Regarding Claim 17, Jia and Biderman disclose the node apparatus as described above. Jia and Biderman fails to disclose wherein the at least one expanded transmission configuration comprises one or more Transmission Configuration Indicator (TCI) states. Cao discloses wherein the at least one expanded transmission configuration comprises one or more Transmission Configuration Indicator (TCI) states (see paragraph [0070]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Cao’s invention with Jia’s and Biderman’s invention for preventing degrade system performance and degrade user experience (see paragraph [0005] of Cao). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHANTELL LAKETA HEIBER whose telephone number is (571)272-0886. The examiner can normally be reached on M-F from 9am to 5pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anthony Addy, can be reached at telephone number (571)272-0886. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /SHANTELL L HEIBER/Primary Examiner, Art Unit 2645 July 28, 2026
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Prosecution Timeline

Mar 25, 2024
Application Filed
Mar 06, 2026
Non-Final Rejection mailed — §103
Jun 08, 2026
Response Filed
Jul 30, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
97%
With Interview (+19.8%)
3y 0m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 809 resolved cases by this examiner. Grant probability derived from career allowance rate.

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