Prosecution Insights
Last updated: August 17, 2026
Application No. 18/695,944

LIGHT-EMITTING UNIT AND METHOD FOR PREPARING SAME, DISPLAY PANEL, AND DISPLAY DEVICE

Non-Final OA §112
Filed
Mar 27, 2024
Priority
Jul 18, 2023 — nonprovisional of PCTCN2023107919
Examiner
MEHTA, RATISHA
Art Unit
2817
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
BOE Technology Group Co., Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
571 granted / 638 resolved
+21.5% vs TC avg
Moderate +6% lift
Without
With
+5.7%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 12m
Avg Prosecution
29 currently pending
Career history
661
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
47.7%
+7.7% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
12.8%
-27.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 638 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 9/24/2024, 4/14/2026 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 5, 14-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 5, the limitation “the second via comprises a first sub-via and a second sub-via that are in communication with each other………..the second pad comprises a conductive electrode and a pad body; wherein the conductive electrode is disposed within the first sub-via and is electrically connected to the current spreading layer through the first sub-via and the pad body is disposed on the side, away from the substrate” is unclear to the examiner because of the following reasons: Claim 1 is claiming that “a second via successively running through the second insulative layer and the first insulative layer and exposing the current spreading layer; and a first pad and a second pad that are disposed on a side, away from the substrate, of the second insulative layer and spaced apart from each other, wherein the first pad is electrically connected to the conductive layer through the first via, and the second pad is electrically connected to the current spreading layer through the second via.” However according to applicant’s own disclosure (Figs 8A-8E), a first sub-via is formed in the K21 when the current spreading layer is disposed and where conductive electrode is formed and then second insulative layer is disposed after forming the conductive electrode and then the second sub-via is formed where the pad body is formed. (Figs 8A-8E) Claim 1 is referring to Fig 9 where the second via is successively formed in the second insulative layer and the first insulative layer exposing the current spreading layer and where the second PAD2 is formed. Therefore Claim 1 and claim 5 are two mutually exclusive species. Regarding claim 14, the limitation “forming the second via successively running through the second insulative layer and the first insulative layer and exposing the current spreading layer comprises: prior to forming the second insulative layer, forming a first sub-via running through the first insulative layer and exposing the current spreading layer; and after forming the second insulative layer, acquiring the second via comprising the first sub-via and a second sub-via by forming the second sub-via running through the second insulative layer and in communication with the first sub-via; and forming the second pad on the side, away from the substrate, of the second insulative layer ……” is unclear to the examiner because of the following reasons: Claim 9 is clearly claiming forming a second via successively running through the second insulative layer and the first insulative layer and exposing the current spreading layer and second pad is electrically connected to the current spreading layer through the second via as shown in Figs 9A-9B but Claim 14 is referring to Figs 8A-8E which are mutually different species. Allowable Subject Matter Claims 1-4, 7-13, 16-21 are allowed. Regarding claim 1, the prior art of record, either singularly or in combination, does not disclose or suggest the combination of limitations including “the at least one second trench is disposed between the epitaxial layer and the substrate, an orthographic projection of the at least one second trench on the substrate being overlapped with an orthographic projection of the epitaxial layer on the substrate; a first insulative layer disposed on a side, away from the substrate, of the epitaxial layer and covering an inner wall of the at least one first trench; a conductive layer disposed on a side, away from the substrate, of the first insulative layer, wherein the conductive layer extends through the at least one first trench into the at least one second trench and is in contact with the substrate; a second insulative layer disposed on a side, away from the substrate, of the conductive layer; a first via running through the second insulative layer and exposing the conductive layer, and a second via successively running through the second insulative layer and the first insulative layer and exposing the current spreading layer; and a first pad and a second pad that are disposed on a side, away from the substrate, of the second insulative layer and spaced apart from each other, wherein the first pad is electrically connected to the conductive layer through the first via, and the second pad is electrically connected to the current spreading layer through the second via”. Regarding claim 9, the prior art of record, either singularly or in combination, does not disclose or suggest the combination of limitations including “forming at least one second trench that is in communication with the at least one first trench by removing at least a portion of the sacrificial layer, such that the substrate is exposed by the at least one first trench and the at least one second trench that are in communication with each other, wherein an orthographic projection of the formed at least one second trench on the substrate is overlapped with an orthographic projection of the epitaxial layer on the substrate; forming a conductive layer, wherein the formed conductive layer is disposed on a side, away from the substrate, of the first insulative layer, extends through the at least one first trench into the at least one second trench, and is in contact with the substrate; forming a second insulative layer on a side, away from the substrate, of the conductive layer; forming a first via running through the second insulative layer and exposing the conductive layer and a second via successively running through the second insulative layer and the first insulative layer and exposing the current spreading layer; and forming a first pad and a second pad that are spaced apart from each other on a side, away from the substrate, of the second insulative layer, wherein the formed first pad is electrically connected to the conductive layer through the first via, and the formed second pad is electrically connected to the current spreading layer through the second via”. Regarding claim 21, the prior art of record, either singularly or in combination, does not disclose or suggest the combination of limitations including “the at least one second trench is disposed between the epitaxial layer and the substrate, an orthographic projection of the at least one second trench on the substrate being overlapped with an orthographic projection of the epitaxial layer on the substrate; a first insulative layer disposed on a side, away from the substrate, of the epitaxial layer and covering an inner wall of the at least one first trench; a conductive layer disposed on a side, away from the substrate, of the first insulative layer, wherein the conductive layer extends through the at least one first trench into the at least one second trench and is in contact with the substrate; a second insulative layer disposed on a side, away from the substrate, of the conductive layer; a first via running through the second insulative layer and exposing the conductive layer, and a second via successively running through the second insulative layer and the first insulative layer and exposing the current spreading layer; and a first pad and a second pad that are disposed on a side, away from the substrate, of the second insulative layer and spaced apart from each other, wherein the first pad is electrically connected to the conductive layer through the first via, and the second pad is electrically connected to the current spreading layer through the second via”. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Jiang et al (US 2023/0352628) Young et al (US 2022/0285425) Any inquiry concerning this communication or earlier communications from the examiner should be directed to RATISHA MEHTA whose telephone number is (571)270-7473. The examiner can normally be reached Monday-Friday: 9:00am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eliseo Ramos Feliciano can be reached at 571-272-7925. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RATISHA MEHTA/ Primary Examiner, Art Unit 2817
Read full office action

Prosecution Timeline

Mar 27, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
95%
With Interview (+5.7%)
1y 12m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 638 resolved cases by this examiner. Grant probability derived from career allowance rate.

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