Prosecution Insights
Last updated: October 02, 2026
Application No. 18/695,963

IMAGING DEVICE

Final Rejection §102§103
Filed
Mar 27, 2024
Priority
Oct 07, 2021 — JP 2021-165691 +1 more
Examiner
RAMALLO, GUSTAVO G
Art Unit
Tech Center
Assignee
Sony Group Corporation
OA Round
2 (Final)
95%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 95% — above average
95%
Career Allowance Rate
556 granted / 584 resolved
+35.2% vs TC avg
Minimal +2% lift
Without
With
+2.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
41 currently pending
Career history
592
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
53.0%
+13.0% vs TC avg
§102
28.7%
-11.3% vs TC avg
§112
15.4%
-24.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 584 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, per page 6, filed August 19, 2026, with respect to the title have been fully considered and are persuasive. The objection of May 19, 2026 has been withdrawn. Applicant’s arguments with respect to claim(s) 1 have been considered but are moot because the new ground of rejection does not rely on the combination of references applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Specifically, Tani (US 2014/0339665) discloses (Fig. 11) an isolator 22 with a lower refractive index than the refractive index of filters 21s. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4 and 15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tani (US 2014/0339665). Claim 1, Tani discloses (Figs. 3 and 11) an imaging device, comprising: a first filter (21g, green color filter, Para [0033]) that allows light of a first wavelength band (allows green color wavelength to pass through) to pass therethrough; a first photoelectric converter (PD under 21g, silicon photodiodes, Para [0070], hereinafter “PD1”) that photoelectrically converts the light of the first wavelength band having passed through the first filter (PD1 functions as photoelectric conversion element, Para [0070]); a second filter (21b, blue color filter, Para [0033]) that is provided adjacent to the first filter (21b is adjacent to 21g), and allows light of a second wavelength band to pass therethrough (21b allows blue color wavelength to pass through); a second photoelectric converter (PD under 21b, silicon photodiodes, Para [0070], hereinafter “PD2”) that photoelectrically converts the light of the second wavelength band having passed through the second filter (PD2 functions as photoelectric conversion element, Para [0070]); and an isolator (22, transparent partition wall isolates colors, Para [0033]) provided between the first filter and the second filter (22 is between 21g and 21b), wherein a refractive index of the first filter for the light of the first wavelength band (Fig. 3, refractive index of 21g (G) is about 1.7 at 500 nm) is higher than a refractive index of the second filter for the light of the first wavelength band (Fig. 3, refractive index of 21b (B) is about 1.4 at 500 nm); and each of the refractive index of the first filter and the refractive index of the second filter is higher by 0.4 or more than a refractive index of the isolator (22 may be air and have a refractive index of 1 which is 0.4 or more than refractive indices of 21g and 21b, Para [0069]). Claim 2, Tani discloses (Figs. 3 and 11) the imaging device according to claim 1, wherein the first wavelength band includes a wavelength of green light (21g has the wavelength of green light), and the second wavelength band includes a wavelength of red light or a wavelength of blue light (21b has the wavelength of blue light). Claim 3, Tani discloses (Figs. 3 and 11) the imaging device according to claim 2, wherein the first wavelength band includes a wavelength band from 500 nm to 550 nm (Fig. 3, 21g and 21b can have the wavelength at 500 nm). Claim 4, Tani discloses (Figs. 3 and 11) the imaging device according to claim 3, wherein in the wavelength band from 500 nm to 550 nm, the refractive index of the first filter is higher by 0.05 or more than the refractive index of the second filter (Fig. 3, at 500 nm, 21g has an index of 1.7 and 21b has an index of 1.4). Claim 15, Tani discloses (Figs. 3 and 11) the imaging device according to claim 1, wherein a substrate (S2, substrate, Para [0071]) is provided in which a plurality of photoelectric converters (plurality of PDs are in S2, Para [0070]) including the first photoelectric converter and the second photoelectric converter is provided (PD1 and PD2 are included in S2), the first filter (21g) and the second filter (21b) are provided on the substrate (21g and 21b are provide in S2), and the isolator reaches at least to the substrate (22 reaches S2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tani (US 2014/0339665) as applied to claim 1, and further in view of Ito (US 2012/0075509). Claim 16, Tani discloses the imaging device according to claim 1. Tani does not explicitly disclose a lens where light enters, wherein the first photoelectric converter photoelectrically converts light having passed through the lens and the first filter, and a refractive index of the lens is higher than a refractive index of silicon dioxide (SiO2). However, Ito discloses (Fig. 5D) a lens (33a, on-chip lens, Para [0078]) where light enters (light enters through 33a), wherein a first photoelectric converter (21 under G filter (not shown in Fig. 5D), Para [0078]) photoelectrically converts light having passed through the lens (21 is a photoelectric conversion unit, Para [0080]) and a first filter (G green filter not shown in Fig. 5D, Para [0078]), and a refractive index of the lens is higher than a refractive index of silicon dioxide (SiO2) (33 may comprise an organic material with a refractive index of 1.6 which is higher than SiO2 refractive index of 4.5, Para [0075]). Therefore it would have been obvious to one of ordinary skill before the effective filing date of the claimed invention to apply the lens structure of Ito to the imaging device of Tani as it allows for collection of incoming light and allow for formation of a mixed color prevention layer (Ito, Para [0075]) Claim(s) 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tani (US 2014/0339665) as applied to claim 1, and further in view of Ueno (US 2011/0175187). Claim 17, Tani discloses the imaging device according to claim 1. Tani does not explicitly disclose comprising a fixed electric charge film and an antireflective film provided between the first filter and the first photoelectric converter. However, Ueno discloses (Fig. 1) a fixed electric charge film (28a, negative fixed charge layer, Para [0019]) and an antireflective film (28b/28c, insulating layer of antireflection structure, Para [0019]) provided between a first filter (30, color filter, Par a[0018]) and a first photoelectric converter (24/26, n-type diffusion/p-type diffusion constituting pn photodiode, Para [0018]). Therefore it would have been obvious to one of ordinary before the effective filing date of the claimed invention to apply the antireflection layer of Ueno including the fixed electric charge film as it can reduce dark current generated by interfacial defects (Ueno, Para [0072]). Allowable Subject Matter Claims 5-12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the closest prior art of record, Ito (US 2012/0075509), Toda (US 2006/0044429), Naya (US 2014/0346629), Hsu (US 2016/0099270), Ueno (US 2011/0175187), Tani (US 2014/0339665), fail to disclose (by themselves or in combination) the following limitations in combination with the rest of the claim: Regarding Claim 5 (from which claims 6-12 depend), wherein the refractive index of the first filter for the light of the first wavelength band is higher than a refractive index of the third filter for the light of the first wavelength band. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GUSTAVO G RAMALLO whose telephone number is (571)272-9227. The examiner can normally be reached Monday-Friday 10am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William Partridge can be reached at (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /G.G.R/Examiner, Art Unit 2812 /William B Partridge/Supervisory Patent Examiner, Art Unit 2812
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Prosecution Timeline

Mar 27, 2024
Application Filed
May 19, 2026
Non-Final Rejection mailed — §102, §103
Aug 19, 2026
Response Filed
Sep 03, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
95%
Grant Probability
98%
With Interview (+2.4%)
2y 3m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 584 resolved cases by this examiner. Grant probability derived from career allowance rate.

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