Prosecution Insights
Last updated: April 19, 2026
Application No. 18/696,762

BEVERAGE OR FOODSTUFF PREPARATION SYSTEM

Non-Final OA §103§112
Filed
Mar 28, 2024
Examiner
SMITH, CHAIM A
Art Unit
1791
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Société des Produits Nestlé S.A.
OA Round
1 (Non-Final)
40%
Grant Probability
Moderate
1-2
OA Rounds
3y 7m
To Grant
93%
With Interview

Examiner Intelligence

Grants 40% of resolved cases
40%
Career Allow Rate
262 granted / 653 resolved
-24.9% vs TC avg
Strong +53% interview lift
Without
With
+53.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
44 currently pending
Career history
697
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
47.1%
+7.1% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
26.9%
-13.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 653 resolved cases

Office Action

§103 §112
DETAILED ACTION In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “a machine readable code is arranged on the treatment region” as recited in claims 6 and 11 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Objections Claim 2 is objected to because of the following informalities: Claim 2 recites “the treatment region includes at least one material properties compared to a portion of the wood pulp-based material”. It would appear the claim should recite ‘the treatment region includes at least one material property compared to a portion of the wood pulp-based material’. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 7 and 8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 7, there is no antecedent basis for the term “the entire flange portion”. Regarding claim 8, applicant’s specification, page 2, line 28 – 29, recites “the proximal portion of the storage portion may be defined as a portion that connects to the flange portion”, however applicant’s specification, page 6, line 6, also defines the “a proximal portion refers to a portion of the side wall in immediate proximity to the base” and that “proximal and distal are defined herein as relative the base”. Therefore it is unclear what would constitute a proximal portion of the storage portion. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 – 5 and 7 – 9 are rejected under 35 U.S.C. 103 as being unpatentable over Wolf-Rooney WO 2018/002223 (FI 3400184 is the English translation thereof) in view of Kumamoto et al. EP 1 126 083 in view of Mondillon et al. US 2018/0178972. Regarding claims 1 and 2, Wolf-Rooney discloses a container capable of use with a machine capable of preparing a beverage and/or foodstuff or a precursor thereof which container comprises a storage portion (lower part 11) capable of containing a precursor material (coffee) (page 2, ln 25), a closing member (lid 12) to close the storage portion, a flange portion (19) (page 6, ln 6 – 7) connecting the storage portion and the closing member (page 5, ln 20 – 24), and at least part of the flange portion is formed of a wood pulp-based material (page 3, ln 1 – 5). Further Wolf-Rooney discloses the flange portion would comprise a treatment region in that an O-ring type seal would be provided thereon on the underside, that is the lower surface of the flange (page 5, line 2 – 8) which O-ring type seal would necessarily be thicker than the surrounding surface of the flange, which is to say that said surrounding surface would obviously have a reduced thickness which reduced thickness is seen to comprise a treatment region. Claim 1 differs from Wolf-Rooney in the wood pulp-based material includes a treatment region that comprises a glassified wood pulp-based material. First it is noted that applicant defines the term “glassified” as being “characterized by one or more of the following material properties: a glass transition temperature above ambient temperature; a harder material; a more brittle material; a material with low energy adsorption before fracture; a thinner section material; a material with reduced fiber interstices; reduced water adsorption; increased stiffness”. (specification page 2, paragraph 4). Kumamoto discloses that it was conventional and well established in the art to employ wood-pulp to form containers capable of storing a beverage which containers comprise an opening, a body, a bottom (paragraph [0006]) and would be formed from 100% pulp (paragraph [0034]). Kumamoto also discloses that the desired properties of containers formed from wood-pulp would be reduced water absorbency (inhibits liquid penetration), increased stiffness (suitable rigidity) (paragraph [0041]), increased brittleness (surface tension) (paragraph [0043] – [0044]), and reduced thickness (reduced void) (paragraph [0041]) (represented by the width x . . . having no thick walled portion . . .which suffices to secure the mechanical strength) (paragraph [0059] – [0060] and fig. 6). Kumamoto further discloses the thickness of the body would vary depending on the specific application(decided according to use), i.e., the intended use of the container (paragraph [0107] and [0137]), which is to say that Kumamoto is disclosing the region of the container subjected to glassification, i.e., the treatment as claimed is seen to be a result effective variable which the ordinarily skilled artisan would conventionally and routinely optimize absent compelling evidence to the contrary (MPEP § 2144.05 II) Mondillon discloses that it was conventional and well established in the art to employ plant based materials to form containers capable of preparing a beverage and/or a foodstuff or a precursor thereof which containers comprise an opening, a body, a bottom (paragraph [0009] – [0010] and Fig. 1 and 2). Mondillon also discloses that the desired properties of containers formed from plant based materials would include increased brittleness (breakable, rupturable, or punchable) (paragraph [0085]), and reduced thickness (smaller dimensions of the edges, 61 – 64) (paragraph [0087] – [0088] and fig. 10 – 12) which are applicant’s disclosed properties identifying the container plant based material was subjected to glassification. Mondillon is employing plant based material to form a container capable of storing a beverage and/or foodstuff or a precursor thereof for the art recognized function of creating a biodegradable/compostable container having increased brittleness and reduced thickness to more easily punch, i.e., pierce the container and provide increased stiffness (strengthening rib) in areas that would not be pierced (paragraph [0061]) all of which are applicant’s reasons for doing so as well. To therefore modify Wolf-Rooney given the prior art taken as a whole, that is, taking into account the teachings of Kumamoto with respect to providing a wood pulp-based container with properties based on the particular application and Mondillon’s teachings of providing a biodegradable/compostable container having increased brittleness and reduced thickness to more easily pierce the container and provide increased stiffness in areas that would not be pierced would have been an obvious matter of choice and/or design to the ordinarily skilled artisan. Regarding claim 3, Wolf-Rooney in view of Kumamoto in view of Mondillon disclose a treatment region (sections 66, 67, and 68) would have a reduced thickness (localized reduction in the thickness of the body 2) (‘972, paragraph [0088]). Once it was known to provide a treatment region that has a reduced thickness compared to portions of said container that would not be treated it is not seen that patentability would be predicated on the amount by which the thickness would be reduced. Limitations relating to the thickness of the treatment region would not be sufficient to patentably distinguish over the prior art. The mere scaling up or down of a prior art treatment region capable of being so scaled, if such were the case, would not establish patentability in a claim to an old treatment region so scaled. Where the only difference between the prior art and the claimed container is a recitation of relative dimensions, i.e., a reduced thickness, of the claimed container and a container having the claimed reduced thickness would not perform differently than the prior art container, the claimed container is not seen to be patentably distinct from the prior art device. Nevertheless, Wolf-Rooney in view of Kumamoto in view of Mondillon disclose that it appears a treatment region of the container would have a reduced thickness by at least 30% compared to a portion that is not treated (area 660 has a thickness of zero or almost zero) (‘972, paragraph [0092] and fig. 11 – 14). Regarding claims 4, 5, and 7, Wolf-Rooney in view of Kumamoto in view of Mondillon disclose the flange would comprise an area of reduced thickness, a raised seal, i.e., a raised uncompressed area of reduced thickness arranged on a lower surface of the flange portion which is to say the treatment region is would be seen to constitute the lower surface of the flange portion not containing the raise seal area (provided on the underside of the flange) (‘184, page 5, line 2 – 8) (upper surface 82 free from protuberances 83) (‘972, paragraph [0100] and fig. 1, 6, and 9). Further regarding claims 5 and 7, since the treatment region is arranged as a seal around the flange it is obvious that in order to provide an effective seal the seal as well as the treatment region would necessarily be arranged as an annular ring central about an axis of rotation of the container which is to say that the entire flange portion would comprise the treatment region. Regarding claim 8, Wolf-Rooney in view of Kumamoto in view of Mondillon are seen to disclose the treatment region comprises a proximal portion of the storage portion that is not treated (internal reinforcement 25) (‘972, paragraph [0066] and fig. 5). Claim 9 is rejected over Wolf-Rooney in view of Kumamoto in view of Mondillon for the same reasons given above in the rejection of claim 1. Further regarding claim 9, Wolf-Rooney in view of Kumamoto in view of Mondillon disclose there would be a machine capable of preparing a beverage and/or a foodstuff or a precursor thereof which machine would provide heated water which heated water would be pressed under pressure into said container which container would be perforated, i.e., penetrated when inserted into the machine (‘184, page 5, ln 29 – 34). Since the machine to prepare a beverage and/or a foodstuff or a precursor thereof has a penetrator and provides water heated and under pressure to produce said beverage it is obvious that there would be a processing unit and electrical circuitry to control said processing unit. Claims 6 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Wolf-Rooney WO 2018/002223 (FI 3400184 is the English translation thereof) in view of Kumamoto et al. EP 1 126 083 in view of Mondillon et al. US 2018/0178972 in view of Krϋger US 2024/0315482. Regarding claim 6, as set forth Wolf-Rooney in view of Kumamoto in view of Mondillon discloses a container capable of use with a machine capable of preparing a beverage and/or a foodstuff or a precursor thereof which container comprises a treatment region on the flange of said container. Claim 6 differs from Wolf-Rooney in view of Kumamoto in view of Mondillon in a machine-readable code is arranged on the treatment region. Krϋger discloses a container capable of use with a machine capable of preparing a beverage and/or a foodstuff or a precursor thereof which container has a machine readable code on the flange of said container (bar code 6) (paragraph [0066] and fig. 2a, 2c). Krϋger is providing a machine readable code on the flange of said container for the art recognized function of controlling the preparation of a beverage based on the parameters set forth therein such as liquid volume and/or temperature (paragraph [0010] and 0012]) which is applicant’s reason for providing a machine readable code on the flange of the capsule, i.e., the treatment region, as well. To therefore modify Wolf-Rooney in view of Kumamoto in view of Mondillon and provide a machine readable code on the flange, i.e., the treatment region of the container as taught by Krϋger would have been an obvious matter of choice and/or design to the ordinarily skilled artisan. Regarding claim 11, as set forth in the rejection of claim 1 Wolf-Rooney in view of Kumamoto in view of Mondillon discloses a container capable of use with a machine capable of preparing a beverage and/or a foodstuff or a precursor thereof which container comprises a treatment region on the flange of said container and in the rejection of claim 9 that there would be a machine provided which machine would allow for the preparation of a beverage which is to say the use of the machine to prepare a beverage from said container. Claim 11 differs from Wolf-Rooney in view of Kumamoto in view of Mondillon in a machine-readable code is arranged on the treatment region of said container and reading said code to prepare a beverage, and/or a foodstuff or a precursor therefor therefrom. Krϋger discloses a container capable of use with a machine capable of preparing a beverage and/or a foodstuff or a precursor thereof which container has a machine readable code on the flange of said container (bar code 6) (paragraph [0066] and fig. 2a, 2c). Krϋger is providing a machine readable code on the flange of said container for the art recognized function of controlling the preparation of a beverage based on the parameters set forth therein such as liquid volume and/or temperature (paragraph [0010] and 0012]) which is applicant’s reason for providing a machine readable code on the flange of the capsule, i.e., the treatment region, as well. To therefore modify Wolf-Rooney in view of Kumamoto in view of Mondillon and provide a machine readable code on the flange, i.e., the treatment region of the container as taught by Krϋger would have been an obvious matter of choice and/or design to the ordinarily skilled artisan. Once it was known to provide the container of Wolf-Rooney in view of Kumamoto in view of Mondillon with a code arranged on a flange portion of the container and that a machine capable of reading said code to produce a beverage from said container would be present it is seen that the method of preparing a beverage as claimed would have been obvious. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHAIM A SMITH whose telephone number is (571)270-7369. The examiner can normally be reached Monday-Thursday 09:00-18:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to please telephone the Examiner. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nikki Dees can be reached at (571) 270-3435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.S./ Chaim SmithExaminer, Art Unit 1791 21 March 2026 /VIREN A THAKUR/Primary Examiner, Art Unit 1792
Read full office action

Prosecution Timeline

Mar 28, 2024
Application Filed
Mar 21, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
40%
Grant Probability
93%
With Interview (+53.1%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 653 resolved cases by this examiner. Grant probability derived from career allow rate.

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