Prosecution Insights
Last updated: April 19, 2026
Application No. 18/699,428

INFORMATION PROCESSING DEVICE, INFORMATION PROCESSING METHOD, AND PROGRAM

Non-Final OA §101§102§103§112
Filed
Apr 08, 2024
Examiner
PARK, SOO JIN
Art Unit
2675
Tech Center
2600 — Communications
Assignee
UNIVERSITY OF TSUKUBA
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
589 granted / 720 resolved
+19.8% vs TC avg
Strong +17% interview lift
Without
With
+17.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
15 currently pending
Career history
735
Total Applications
across all art units

Statute-Specific Performance

§101
9.0%
-31.0% vs TC avg
§103
37.3%
-2.7% vs TC avg
§102
26.3%
-13.7% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 720 resolved cases

Office Action

§101 §102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim 10 is rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. Claim 10 recites a “program”, however, such program is not embodied on a non-transitory computer readable media and therefore this claim as a whole is non-statutory. This claim, considered in its entirety, is therefore directed to a program/software per se. The examiner suggests amending the claim to explicitly recite a “non-transitory computer readable medium embodying a program” or equivalent. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “units” in claims 1-10. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 1, the claim is indefinite because it is unclear and confusing whether the limitation “to synthesize the plurality of OCT images” refers to: a) generating a single image out of the OCT images, or b) generating multiple OCT images with pixel values synthesized with each other. Similar reasons apply to claims 9 and 10. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 5, 7, 9, and 10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Frisken et al. (US 2016/0345820). Regarding claim 1, Frisken discloses: a reception unit (see para [47], a processor) configured to receive a plurality of OCT images captured under different image-capturing conditions and represented by complex signals (see--- para [44] and [49], acquiring OCT images under varying polarization states; and see para [119], complex); an image processing unit (see para [47], the processor) configured to perform digital refocusing by complex signal processing or digital aberration correction by the complex signal processing on each of the plurality of OCT images received by the reception unit (see para [49] and [62], enhancing each OCT image by digital refocusing or digital correction of aberrations); and a synthesis unit (see para [47], the processor) configured to synthesize the plurality of OCT images on which the image processing unit has performed the digital refocusing by the complex signal processing or the digital aberration correction by the complex signal processing (see para [49] and [174], stitching enhanced OCT images). Regarding claim 5, Frisken further discloses: wherein each of the plurality of OCT images is captured by performing at least one of a change in a position of an objective lens, a change in a position of a specimen, or a change in an angle of the specimen with respect to an incident direction of a measuring beam to the objective lens (see Frisken para [166], moving a specimen, which reads on “a change in a position of a specimen”). Regarding claim 7, Frisken further discloses: wherein the synthesis unit performs complex averaging or intensity and amplitude averaging based on the plurality of OCT images (see para [174], weighted averaging). Regarding claims 9 and 10, Frisken discloses everything claimed as applied above (see rejection of claim 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2-4 are rejected under 35 U.S.C. 103 as being unpatentable over Frisken in view of Liu et al. (“Aberration-diverse optical coherence tomography for suppression of multiple scattering and speckle”). Regarding claim 2, Frisken discloses everything claimed as applied above (see rejection of claim 1), however, does not disclose: wherein each of the plurality of OCT images is captured using an optical system having a different aberration. In a similar field of endeavor of OCT enhancement by combining OCT images of varying capture conditions, Liu discloses: wherein each of the plurality of OCT images is captured using an optical system having a different aberration (see section 2, OCT images are captured while varying astigmatism is induced with a rotating astigmatic angle). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine Frisken with Liu, and further induce varying astigmatism in the OCT images, as disclosed by Liu, for the purpose of improving ultra-deep volumetric imaging (see Liu section 6). Regarding claim 3, Frisken and Liu further disclose: wherein each of the plurality of OCT images is captured at a different focal position or captured using an optical system having a different defocus aberration (see rejection of claim 2, varying astigmatism). Regarding claim 4, Frisken and Liu further disclose: wherein each of the plurality of OCT images is captured at a different focal position obtained by any of: changing a distance with respect to a specimen for a measuring beam, the specimen in an incident direction to an objective lens, or the objective lens; utilizing an optical system configured to change refractive power; using an electrically controlled tunable lens; utilizing a spatial light modulator; and rotating an optical element having aberration (see rejection of claim 2, rotating astigmatic angle, which reads on “rotating an optical element having aberration”). Claims 6 and 8 are rejected under 35 U.S.C. 103 as being unpatentable over Frisken in view of South et al. (“Wavefront measurement using computational adaptive optics”). Regarding claim 6, Frisken discloses everything claimed as applied above (see rejection of claim 1), however, do not disclose: wherein the image processing unit performs any of forward-model-based refocusing, digital adaptive optics, and interferometric synthetic aperture microscopy. In a similar field of endeavor of OCT enhancement by combining OCT images of varying capture conditions, South discloses: wherein the image processing unit performs any of forward-model-based refocusing, digital adaptive optics, and interferometric synthetic aperture microscopy (see South section 3.A, interferometric synthetic aperture microscopy; and section 3.C, forward-model based refocusing). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine Frisken with South, and performing forward-model-based refocusing or interferometric synthetic aperture microscopy, as disclosed by South, for the purpose of enhancing image quality (see South Abstract). Regarding claim 8, Frisken further discloses: wherein the synthesis unit corrects a relative phase between the plurality of OCT images and then synthesizes the plurality of OCT images (see para [180], subtracting relative phase). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SJ PARK whose telephone number is (571)270-3569. The examiner can normally be reached M-F 8:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ANDREW MOYER can be reached at 571-272-9523. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SJ Park/Primary Examiner, Art Unit 2675
Read full office action

Prosecution Timeline

Apr 08, 2024
Application Filed
Feb 26, 2026
Non-Final Rejection — §101, §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+17.3%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 720 resolved cases by this examiner. Grant probability derived from career allow rate.

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