Prosecution Insights
Last updated: July 05, 2026
Application No. 18/702,950

FORESTRY MONITORING SYSTEM

Non-Final OA §103
Filed
Apr 19, 2024
Priority
Oct 21, 2021 — SE 2151285-0 +1 more
Examiner
CASS, JEAN PAUL
Art Unit
3666
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Komatsu Forest AB
OA Round
2 (Non-Final)
73%
Grant Probability
Favorable
2-3
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
740 granted / 1012 resolved
+21.1% vs TC avg
Strong +26% interview lift
Without
With
+25.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
51 currently pending
Career history
1078
Total Applications
across all art units

Statute-Specific Performance

§101
6.9%
-33.1% vs TC avg
§103
73.7%
+33.7% vs TC avg
§102
6.1%
-33.9% vs TC avg
§112
2.8%
-37.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1012 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to the applicant’s arguments The applicant argues that no reference in the prior art discloses or suggests 1. The uav having an electrical energy storage and an electrical motor powered by the electrical energy storage and 2. Wherein the monitoring information comprises a human detection information and wherein the computing device is configured to generate an alert in response to the detection of a human within a threshold distance from the one or more forestry machines. PNG media_image1.png 774 1258 media_image1.png Greyscale The office does not agree. Flood discloses a UAV that is monitoring the worksite area. The drone includes a propulsion system that includes a propellor or a turbine to generate lift. See col. 7, line 50-55. At col. 1, lines 25-35, the reference clearly states that this drone 104 is an electrical device that can be controlled by the operator. It is not understood how this is not an electrical device or a mechanical fuel powered device. The electrical storage device battery and the electric motor is inherent in these statements and is well known in the art. “In relying upon the theory of inherency, the examiner must provide a basis in fact and/or technical reasoning to reasonably support the determination that the allegedly inherent characteristic necessarily flows from the teachings of the applied prior art.” Ex parte Levy, 17 USPQ2d 1461, 1464 (Bd. Pat. App. & Inter. 1990) (emphasis in original). In PAR Pharmaceutical, Inc. v. TWI Pharmaceuticals, Inc., 773 F.3d 1186, 112 USPQ2d 1945 (Fed. Cir. 2014), the Federal Circuit remanded a decision to the district court because the record did not present sufficient evidence to prove inherency in the context of obviousness. The district court concluded the pharmacokinetic parameters of a claim are inherent properties of the obvious formulation. The Federal Circuit stated that while “inherency may support a missing claim limitation in an obviousness analysis”, “the use of inherency, a doctrine originally rooted in anticipation, must be carefully circumscribed in the context of obviousness.” Id. at 1194-95, 112 USPQ2d at 1952. “[I]n order to rely on inherency to establish the existence of a claim limitation in the prior art in an obviousness analysis – the limitation at issue necessarily must be present, or the natural result of the combination of elements explicitly disclosed by the prior art.” Id. at 1195-96, 112 USPQ2d at 1952. But see, Persion Pharms. LLC v. Alvogen Malta Operations LTD., 945 F.3d 1184, 1191, 2019 USPQ2d 494084 (Fed. Cir. 2019), where the court stated that a proper finding of inherency does not require that all limitations are taught in a single reference, and that inherency may meet a missing claim limitation when the limitation is “the natural result of the combination of prior art elements.” (emphasis in original). The court found that pharmacokinetic limitations of the asserted claims were inherently met by combining prior art references because the limitations were necessarily present in the prior art combination. Id. See also Hospira, Inc. v. Fresenius Kabi USA, LLC, 946 F.3d 1322, 1329-32, 2020 USPQ2d 6227 (Fed. Cir. 2020). See MPEP sec 2112. Clearly, the drone can be a mechanical or electrical device and that inherently has a propeller that is powered “electrically” which means by an electrical motor and a battery which is very well known in the art. See for example, Guide to UAV Power Systems August 2021.pdf, (https://fs.hubspotusercontent00.net/hubfs/9320108/New%20Logo%20App%20Notes%20and%20White%20Papers/Guide%20to%20UAV%20Power%20Systems%20August%202021.pdf) This is well known in the art to have a drone powered by a battery and an electrical motor and this is inherent in the primary references. The secondary reference to Vian is also relevant. Vian discloses a forest manager system in FIG. 2. PNG media_image2.png 832 786 media_image2.png Greyscale The management system can track 1. Assets 204, 2. Vehicles 212 and 3. Unmanned vehicles 222 and a manned vehicle 224 and also (human) personnel 216. There are also machines that are tracked. The device can detect a human intruder that is in the forest near the machines. See paragraph 121-122. For example, state changes 404 may include at least one of intruder tracking mission 414, pest control mission 416, planting mission 417, harvesting mission 418, and other suitable types of missions 400. In these illustrative examples, intruder tracking mission 414 is a mission in which assets 204 are coordinated to identify and track an intruder within forest 206. In paragraph 102-103, this includes theft of the forest machines. In this manner, group of autonomous vehicles 226 may perform number of tasks 312 to complete all or a portion of mission 314. In some illustrative examples, mission generator 308 may assign a portion of number of tasks 312 to group of autonomous vehicles 226 and another portion of number of tasks 312 to manned vehicles 224 in FIG. 2. In this case, both group of autonomous vehicles 226 in unmanned vehicles 222 and manned vehicles 224 use mission information 318 to complete a portion of mission 314. [0103] For example, when coordinating trespasser response, mission 314 may be to assist law enforcement. Mission generator 308 may send mission information 318 to unmanned aerial vehicle 108 to track an intruder, unmanned aerial vehicle 110 to take video footage of a crime scene, and manned vehicles 140 to bring personnel 138 in FIG. 1 to the location of the trespassing event. In this manner, each of assets 102 performs a portion of number of tasks 312 to complete mission 314 using mission information 318 sent by mission generator 308. In claims 17, the drones may do this for “inventory” to determine if there is a missing machine and to facilitate a police investigation using the drone to remove the intruder for a fire risk. Thibblin teaches “...to generate an alert in response to a detection of a human within a threshold distance from one of the one or more forestry machines”. (see paragraph 72 and claims 1-2 where an alert is provided when the vehicle is too close to the machine and the steering and power train can also be controlled to avoid the machine) It would have been obvious for one of ordinary skill in the art to combine the teachings of THIBBLIN with the disclosure of Flood with a reasonable expectation of success since THIBBLIN teaches that a construction vehicle can include a scanning device to scan a 3d model around the vehicle. Then a person or obstacle can be detected in the rear or around the vehicle and it may be run over. The vehicle can provide an alarm, and flashing lights and a loudspeaker for the person to avoid the construction machine and also to provide an automatic correction of steering to avoid the person. This provides an improved safety. See paragraph 70-72. The applicant also argues that this cannot be combined with success with the primary reference. The office does not agree. General collision avoidance is well known in the art. A drone can be programmed to scan for intruders and also be programmed for collision avoidance to prevent the intruder from being hit by a vehicle. It is not within the different art and is readily combined. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4 and 6-10 are rejected under 35 U.S.C. sec. 103 as being unpatentable as obvious in view of United States Patent No.: 10,322,803 B2 to Flood et al. and assisted in DEERE™ filed in 2017 and in view of United States Patent Application Pub. No.: US 2014/077969 A1 to Vian and in view of United States Patent Application Pub. No.: US20210254308A1 to Thibblin. PNG media_image3.png 722 1046 media_image3.png Greyscale Flood discloses “..(Currently Amended) A forestry monitoring system [[(1)]] comprising: an unmanned aerial vehicle, UAV][ (30)]]; and (see FIG. 1, and UAV 104 that flies over the worksite and can provide data to the individual mobile device 114 and then to a forest analysis system computer 116) a computing device[[ (35)]]; (see element 116 and remote system 120) wherein the UAV comprises: an electrical energy storage[[ (31)]]; an electric motor [[(32) ]]powered by the electrical energy storage; (see col. 7, line 53 where the device has a motor to drive the propellors that is an electric motor) a propulsion arrangement [[(33) ]]driven by the electric motor and configured to aerially maneuver the UAV; and (see col. 7, lines 50-55 where the device has turbines or a propeller ) an imaging arrangement [[(34) ]]configured to collect information about a forestry site[[ (2)]], (see col. 7, line 45 to col. 8, line 10 where the drone has still or video camera and also a LIDAR device) PNG media_image4.png 802 1058 media_image4.png Greyscale the forestry site having one or more forestry machines[[ (10, 20, 40)]] performing forestry operations therein; and wherein the computing device is configured to: obtain the collected information from the UAV; process the collected information to determine monitoring information for the forestry site; and determine a path decision for at least one of the one or more forestry machines based on the determined monitoring information of the forestry site; (see abstract and FIG. 8 where the uav can collect data and then provide a production metric and then dispatch the machines to another geographic location based on the metric and see col. 12 where the amount of trees can be determined as the drone can order the machines be sent to another location and sub-area with low productivity can be determined based on the sensor information in block 812-818 and then the machines can be ordered to a new area to help) Flood is silent but Vian teaches “...wherein the monitoring information comprises human detection information; (see paragraph 73-74 where a human operator can provide input to the forestry manager)”. It would have been obvious for one of ordinary skill in the art to combine the teachings of Vian with the disclosure of Flood with a reasonable expectation of success since Vian teaches that a forest manager application can include a level of intelligence that include an AI or human operator to provide a desired level of intelligence to assist with the forest management application for tasks and objectives of the autonomous vehicle assets. See paragraph 71-42 and 101-108. Flood discloses “...and wherein the computing device is configured (see Fig. 1 where an individual is detected as using the communication device in FIG. 1 for interaction with the drone) Thibblin teaches “...to generate an alert in response to a detection of a human within a threshold distance from one of the one or more forestry machines”. (see paragraph 72 and claims 1-2 where an alert is provided when the vehicle is too close to the machine and the steering and power train can also be controlled to avoid the machine) It would have been obvious for one of ordinary skill in the art to combine the teachings of THIBBLIN with the disclosure of Flood with a reasonable expectation of success since THIBBLIN teaches that a construction vehicle can include a scanning device to scan a 3d model around the vehicle. Then a person or obstacle can be detected in the rear or around the vehicle and it may be run over. The vehicle can provide an alarm, and flashing lights and a loudspeaker for the person to avoid the construction machine and also to provide an automatic correction of steering to avoid the person. This provides an improved safety. See paragraph 70-72. Flood discloses “..(2. (Original) The forestry monitoring system according to claim 1, wherein: the UAV further comprises a transmitter configured to transmit the collected information to the computing device; and the computing device is remote from the UAV” (see FIG. 1, and UAV 104 that flies over the worksite and can provide data to the individual mobile device 114 and then to a forest analysis system computer 116). (see col. 7, line 45 to col. 8, line 10 where the drone has still or video camera and also a LIDAR device and can send this data to the system 116 and 120) Flood discloses “..3. (Currently Amended) The forestry monitoring system according to claim 1[[ or claim 2]], wherein: the imaging arrangement comprises at least one of: a RGB camera; a stereo camera; RADAR; LIDAR; and a thermal imaging camera. (see col. 7, line 45 to col. 8, line 10 where the drone has still or video camera and also a LIDAR device) Flood discloses “..4. (Currently Amended) The forestry monitoring system according to any preceding claim_1 wherein: the monitoring information for the forestry site comprises at least one of: a position of at least one forestry machine; one or more existing driving paths[[ (80)]] in the forestry site; a depth of an impression left by a forestry machine on a driving path; an amount of accumulated water on a driving path; a location of an obstruction in the forestry site; a topology of the forestry site; a tree number assessment for trees in the forestry site; a tree quality assessment for trees in the forestry site; an incidence of fire in the forestry site; and a progress of the forestry operations in the forestry site”. (see col. 14, lines 1-50) 5. (Canceled) Flood discloses “...6. (Currently Amended) The forestry monitoring system according to any preceding claim, wherein: the path decision comprises at least one of: selecting a driving path for the forestry machine from a plurality of determined existing driving paths in the forestry site; and determining a new driving path for the forestry machine”. (see col. 22, lines 1-40 where the metric can indicate that the forest machines are taking too long to cut an area and then a number of other machines who have successfully cut down their second area can be redirected to that first area to assist) Flood discloses “...7. (Original) The forestry monitoring system according to claim 6, wherein: determining a new driving path for the forestry machine comprises: obtaining an origin for the driving path; obtaining a destination for the driving path; obtaining one or more criteria for the new driving path; and solving one or more optimization functions having the origin, the destination, and the one or more criteria as constraints to generate the new driving path for the forestry machine. (see col. 12, lines 1-24 and col. 22, lines 1-40 where the metric can indicate that the forest machines are taking too long to cut an area and then a number of other machines who have successfully cut down their second area can be redirected to that first area to assist) Flood discloses “...8. (Currently Amended) The forestry monitoring system according to any preceding claim_l, wherein: processing the collected information to determine monitoring information for the forestry site comprises geolocating one or more objects in the forestry site. (see col. 10, lines 1-30 and col. 12, lines 1-24 and col. 22, lines 1-40 where the metric can indicate that the forest machines are taking too long to cut an area and then a number of other machines who have successfully cut down their second area can be redirected to that first area to assist) Flood discloses “...9. (Original) The forestry monitoring system according to claim 8, wherein: geolocating one or more objects in the forestry site comprises generating a global location reference for a plurality of objects, and generating local location references for each object of the plurality of objects such that each object can be geolocated based on a combination of the local location reference for said object and the global location reference generated for the plurality of objects. (see col. 10, lines 1-30 and col. 12, lines 1-24 and col. 22, lines 1-40 where the metric can indicate that the forest machines are taking too long to cut an area and then a number of other machines who have successfully cut down their second area can be redirected to that first area to assist) Flood discloses “...10. (Original) The forestry monitoring system according to claim 9, wherein: the computing device is further configured to track a geolocated object and/or predict a future motion of the geolocated object. (see col. 18, line 50 to col. 19, line 5). Claims 11, 13 and 14 are rejected under 35 U.S.C. sec. 103 as being unpatentable as obvious in view of United States Patent No.: 10,322,803 B2 to Flood et al. and assisted in DEERE™ filed in 2017 and in view of United States Patent Application Pub. No.: US 2014/077969 A1 to Vian and in view of United States Patent Application Pub. No.: US20210254308A1 to Thibblin and in view of United States Patent Application Pub. No.: US20200349852A1 to Dicosola. Dicosola teaches “...11. (Currently Amended) The forestry monitoring system according to any preceding claim], further comprising: a mobile charging station[[ (10)]], comprising: (see paragraph 293 and drone charging electric station) a fuel reservoir[[ (12)]]; (see paragraph 330-333 where the charging station includes a gas drone refueling and hydrogen refueling) an electrical energy generator [[(13) ]] fueled fuelled by a fuel from the fuel reservoir; and a traction arrangement [[(11) ]]powered by the electrical energy generator and configured to drive the mobile charging station from the first log harvesting location to a second log harvesting location; and wherein the UAV and mobile charging station each comprise a respective electrical coupling [[(23) ]]configured to mutually couple, thereby enabling charging of the electrical energy storage of the UAV by the electrical energy generator of the mobile charging station (see claims 1-13 where the drones can include a number of docking points for the electric vehicles that can recharge and then take off for the mission). It would have been obvious for one of ordinary skill in the art to combine the teachings of DICOSOLA with the disclosure of Flood with a reasonable expectation of success since DICOSOLA teaches that recharging station can recharge an electric drone or a gas or hydrogen powered drone at a station. Claim 12 is rejected under 35 U.S.C. sec. 103 as being unpatentable as obvious in view of United States Patent No.: 10,322,803 B2 to Flood et al. and assisted in DEERE™ filed in 2017 and in view of United States Patent Application Pub. No.: US 2014/077969 A1 to Vian and in view of United States Patent Application Pub. No.: US20210254308A1 to Thibblin and in view of United States Patent Application Pub. No.: US20200349852A1 to Dicosola and in view of United States Patent No.: US11891192B2 to Tian filed in 2018. Tian teaches “...12. (Original) The forestry monitoring system according to claim 11, wherein: the mobile charging station is comprised in one of the one or more forestry machines”. (see Fig. 4 where the drone can land on a vehicle 130 and a charging pad 100 for recharging the drone 101). It would have been obvious for one of ordinary skill in the art to combine the teachings of TIAN with the disclosure of Flood with a reasonable expectation of success since TIAN teaches that vehicle can have a mobile charging station can recharge an electric drone or a gas or hydrogen powered drone at a station. Dicosola teaches 13. (Currently Amended) The forestry monitoring system according to claim 11, wherein: the computing device is configured to: obtain an electrical energy level of the electrical energy storage of the UAV; instruct the UAV to navigate to the mobile charging station in response to a determination that the obtained electrical energy level is below a minimum level”. (see paragraph 513 where the drone can determine a battery level and if it needs to recharge or can wait for further instructions) It would have been obvious for one of ordinary skill in the art to combine the teachings of DICOSOLA with the disclosure of Flood with a reasonable expectation of success since DICOSOLA teaches that recharging station can recharge an electric drone or a gas or hydrogen powered drone at a station. Dicosola teaches “...14. (Currently Amended) The forestry monitoring system according to any of claim[[s]] 10[[ to 13]], wherein: the electrical coupling of the UAV is arranged on an underside of the UAV, and the electrical coupling of the mobile charging station is arranged on an upper side of the mobile charging station, thereby enabling mutual coupling of the respective electrical couplings by a vertical landing of the UAV onto the mobile charging station. (see paragraph 293 and drone charging electric station) a fuel reservoir[[ (12)]]; (see paragraph 330-333 where the charging station includes a gas drone refueling and hydrogen refueling) (see claims 1-13 where the drones can include a number of docking points for the electric vehicles that can recharge and then take off for the mission). It would have been obvious for one of ordinary skill in the art to combine the teachings of DICOSOLA with the disclosure of Flood with a reasonable expectation of success since DICOSOLA teaches that recharging station can recharge an electric drone or a gas or hydrogen powered drone at a station. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEAN PAUL CASS whose telephone number is (571)270-1934. The examiner can normally be reached Monday to Friday 7 am to 7 pm; Saturday 10 am to 12 noon. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Scott A. Browne can be reached at 571-270-0151. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEAN PAUL CASS/Primary Examiner, Art Unit 3666 Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEAN PAUL CASS whose telephone number is (571)270-1934. The examiner can normally be reached Monday to Friday 7 am to 7 pm; Saturday 10 am to 12 noon. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Scott A. Browne can be reached at 571-270-0151. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEAN PAUL CASS/Primary Examiner, Art Unit 3666
Read full office action

Prosecution Timeline

Apr 19, 2024
Application Filed
Aug 07, 2025
Non-Final Rejection mailed — §103
Oct 24, 2025
Response Filed
Feb 09, 2026
Final Rejection mailed — §103
Apr 07, 2026
Response after Non-Final Action
May 06, 2026
Request for Continued Examination
May 08, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
73%
Grant Probability
99%
With Interview (+25.5%)
2y 10m (~8m remaining)
Median Time to Grant
Moderate
PTA Risk
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