Prosecution Insights
Last updated: April 19, 2026
Application No. 18/703,240

SILANOLS AND SILANEDIOLS

Non-Final OA §103
Filed
Apr 19, 2024
Examiner
MOORE, MARGARET G
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
VERSUM MATERIALS US, LLC
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
83%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
885 granted / 1302 resolved
+3.0% vs TC avg
Strong +15% interview lift
Without
With
+15.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
44 currently pending
Career history
1346
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
57.4%
+17.4% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1302 resolved cases

Office Action

§103
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of Group I in the reply filed on 10/17/25 is acknowledged. While applicants elected without traverse, they did submit in their response that the claims are different from di-tert-butylsilanediol noted in the restriction requirement. Note that this application has been transferred in response to this election and the current examiner agrees with this statement. Note the following prior art rejection below which does not rely on this teaching. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 2 are rejected under 35 U.S.C. 103 as being unpatentable over CN 112961548, as interpreted by the English language translation as well as the CN document containing the “Key Substances in Patent” found at the end of the CN reference (both provided in the current office action). The CN reference teaches a homopolymer prepared from silanes such as silane- diol, 1-butoxy-1-propyl and silanediol, 1-heptyl-1-methoxy. See “Mark” 50, 52, 63 and 71 in the attachment at the end of the CN document. These corresponds to the alkoxy silane diols in claims 1 and 2 but do not specifically show the same R1 and OR2 groups. As can be seen from the English language translation the claimed R1 and OR2 groups correspond to the prior art R3, R4, R5 and R6 groups, one of which is required to be a C1-C4 alkoxy. See the top of page 3/13 in the translation. Additionally, among the selection of alkyl groups for R3, R4, R5 and R6 are C1-C12 alkyl groups, including branched alkyl groups. Thus, for instance, in the compound 71, a silanediol 1-butoxy-1-propyl homopoly-mer, it would have been obvious to one having ordinary skill in the art to use branched groups in the precursor silane diol rather than the 1-propyl and 1-butoxy groups that are shown. This is one example of the modifications that can be done to the specifically disclosed silane diols in the CN reference that render the claims obvious. Motivation comes from the teachings in the CN reference that state that the alkyl groups therein can be either branched or linear. In this manner the specific silanes of claims 1 and 2 are rendered obvious. Claims 1 to 4 are rejected under 35 U.S.C. 103 as being unpatentable over Kimura et al. 2008/0213494. Kimura et al. teach preparing an organic thin film from various silane compounds. While the entire teachings in Kimura et al. are relevant to this rejection, for discussion purposes the Examiner draws attention to the various silanes found in paragraph 183 which have two hydroxyl groups and one alkoxy group. This corresponds to the alkoxy-silanediol in claim 1. This differs from that claimed in that none of the silanes shown the R1 and OR2. With this in mind, attention is directed to silane (VI) in paragraph 18 which shows the general formula for the specific silanes disclosed. Note that R100 corresponds to the alkyl group in these silanes and embraces various branched alkyl groups such as t-butyl. See paragraphs 37 and 49. Note too that the X in the silane of paragraph 18 corresponds to the alkoxy group and includes various branched alkoxy groups such as t-butoxy. See paragraph 54. Thus, when considering the first silane found in paragraph 183 as having a C8 alkyl group, one methoxy group and two hydroxyl group, the skilled artisan would have found it obvious to replace the C8 alkyl with a branched alkyl (either a branched C8 alkyl or another such as t-butyl) and the methoxy with a branched alkoxy group such as t-butoxy. Motivation to make such a modification comes directly from the teachings in Kimura et al. that such groups can be used in the alternative with the expectation of obtaining comparable and/or predictable results. In this manner both of the silanes of claims 1 and 2 are rendered obvious. For claims 3 and 4, the Examiner draws attention to the specific silanes in para-graph 182 which contain 2 alkoxy groups and one hydroxyl groups. Consistent with that noted above, these alkoxy groups and the attached group corresponding to claimed R (R100 in Kimura et al.) can be branched alkoxy groups and alkyl groups. Thus, when considering the first silane found in paragraph 182 as having a C8 alkyl group, two methoxy groups and a hydroxyl group, the skilled artisan would have found it obvious to replace the C8 alkyl with a branched alkyl (either a branched C8 alkyl or another such as t-butyl) and the methoxy with a branched alkoxy group such as t-butoxy. Motivation to make such a modification comes directly from the teachings in Kimura et al. that such groups can be used in the alternative with the expectation of obtaining comparable and/or predictable results. In this manner both claims 3 and 4 are rendered obvious. Conclusion The remaining reference cited in the attached PTO-892 is cited as being of general interest. This publication does not qualify as prior art in the instant application. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARGARET MOORE whose telephone number is (571)272-1090. The examiner can normally be reached on Monday to Friday, 10 am to 5 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelly, can be reached at 571-270-1831. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Mgm 12/11/25 /MARGARET G MOORE/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Apr 19, 2024
Application Filed
Dec 11, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601178
BONDING ADHESIVE AND ADHERED ROOFING SYSTEMS PREPARED USING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12595339
PREPARATION OF ORGANOSILICON COMPOUNDS WITH ALDEHYDE FUNCTIONALITY
2y 5m to grant Granted Apr 07, 2026
Patent 12590185
RAPID-CURING TWO-COMPONENT SILICONE COMPOSITION HAVING A LONGER MIXER OPEN TIME
2y 5m to grant Granted Mar 31, 2026
Patent 12583975
UV-CURABLE ORGANOPOLYSILOXANE COMPOSITION AND USE THEREOF
2y 5m to grant Granted Mar 24, 2026
Patent 12577351
Increasing the molecular weight of low molecular weight alpha,omega-polysiloxanediols
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
83%
With Interview (+15.1%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 1302 resolved cases by this examiner. Grant probability derived from career allow rate.

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