Prosecution Insights
Last updated: April 19, 2026
Application No. 18/706,779

HOUSING FOR RECEIVING AN ELECTRICAL HEAT SOURCE

Non-Final OA §102§103
Filed
May 02, 2024
Examiner
BUTTAR, MANDEEP S
Art Unit
2835
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Phoenix Contact GmbH & Co. KG
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
96%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
430 granted / 539 resolved
+11.8% vs TC avg
Strong +17% interview lift
Without
With
+16.6%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
14 currently pending
Career history
553
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
52.5%
+12.5% vs TC avg
§102
28.5%
-11.5% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 539 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 8/1/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Sahlmann, Williams, and Rivera were disclosed in the IDS. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-11 and 14-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sahlmann (EP 2317618 A2). In regards to Claim 1, Sahlmann discloses a housing (Fig.1, #1 which comprises #11 and #4) for housing an electrical heat source (Fig.1, #14), comprising: a housing base of the housing (Fig.1, lower part of lower housing part #4, see figure 4), an extent of the housing base in a first direction determining a height dimension of the housing (Fig.1 & 5, arrow #16 disclose the height dimension in the first direction); a housing head (Fig.5, top of #11) of the housing facing away from the housing base in a second direction (Fig.1 &5, vertical direction, upper side of the upper housing part #11), which housing head comprises a head dimension in the first direction (Fig.5, #11 top side has a head dimension) which is at most 60 percent of the height dimension of the housing (Fig.1 & 5, head dimension is at most 60% of the height dimension #16); and a heat sink (Fig.1 & 3, #8) extending in the housing between the housing base and the housing head in the first direction (Fig.1 & 5, #8 extends in the first direction between base and housing head), which heat sink is longer in the first direction than the head dimension (Fig.1&3, #8 is longer in the first direction compared to the head dimension) and extends in the first direction on one side (Fig.1, #8 extends on one side in the first direction) or on both sides of the housing head to a respective housing opening, through which the heat sink is in fluid connection with an environment of the housing (Fig.1, airflow #16 discloses #8 is in fluid communication with the environment). In regards to Claim 2, Sahlmann discloses the housing of claim 1, wherein the heat sink is exposed on one side (Fig.1, #8 is exposed on one side) or in each case on both sides of the housing head through the respective housing opening (Fig.1, #5) of the housing to the outside environment in the first direction (Fig.1, #8 is exposed to the outside via #5 in the first direction) and/or in the second direction. In regards to Claim 3, Sahlmann discloses the housing of claim 1, wherein the housing further comprising: two opposite end faces of the housing in a third direction, which each extend; to the first direction and second direction between the housing base and the housing head (Fig.7 & 8, #1 has two opposite end faces in a third direction when extend in the first direction and second direction between #11 and #4). In regards to Claim 4, Sahlmann discloses the housing of claim 1, wherein the head dimension is equal to or less than 50 percent of the height dimension (Fig.5, top of #11 is less than 50 percent of the height dimension), and/or wherein the heat sink overlaps with the housing head in the first direction to at least half of the head dimension, and/or wherein the length of the heat sink in the first direction is at least 150 percent of the head dimension, and/or wherein the length of the heat sink in the first direction is at least 90 percent of the height dimension (Fig.1 and 5, #8 is at least 90 percent of the height dimension), and/or wherein the heat sink is adjacent to the housing head or farther extends into the housing head. In regards to Claim 5, Sahlmann discloses the housing of claim 1, wherein the heat sink comprises at least one flow channel (Fig.5, #12) via which the housing openings (Fig.1-2, #5 are in communication with #12) of the housing are in fluid communication. In regards to Claim 6, Sahlmann discloses the housing of claim 1, wherein the housing base is reversibly or irreversibly attachable to a mounting rail (Fig.1-2, #4 is reversibly attachable to rail #24, see “perspective view of the back of a housing base 4 is shown. In particular, the four relatively large bottom-side openings 5 already mentioned above for "dipping through" the heat sink 8 or its upstanding cooling fins 9 can be seen, which are separated from the enclosed area 6 for mounting the DIN rail (electrically insulating). Furthermore, latching means 13 for connection to the housing upper part and fastening means 7 for fastening to / release from the DIN rail 24 are shown”). In regards to Claim 7, Sahlmann discloses the housing of claim 1, herein the heat sink comprises at the at least one housing opening (Fig.1, #5) or at opposite ends in the first direction a respective depth section extending in the second direction. In regards to Claim 8, Sahlmann discloses the housing of claim 7, wherein the respective depth section (Fig.2, #9 fins) of the heat sink is flush with the housing or the housing base in the first direction at one or each of the housing openings (Fig.1-2, #9 is flush in the housing base #4 in the first direction at each opening #5), and/or wherein the housing or the housing base protrudes beyond the heat sink in the first direction at one or each of the housing openings (Fig.1-5, #4 protrudes beyond #8 in the first direction at each opening #5). In regards to Claim 9, Sahlmann discloses the housing of claim 1, wherein the heat sink comprises a respective height section in the first direction on one side or on both sides of the housing head, which height section extends in the first direction (Fig.1-2, #9 extending parallel to the first direction). In regards to Claim 10, Sahlmann discloses the housing of claim 9, wherein the height section or sections of the heat sink extend parallel to the first direction (Fig.2, #9 extend parallel to the first direction), and/or wherein the height section or sections of the heat sink extend in the first direction and in the second direction, and/or wherein the one or more height sections of the heat sink extend in a straight line between the first direction and the second direction with an acute angle to the first direction. In regards to Claim 11, Sahlmann discloses the housing of claim 1, wherein the heat sink comprises a side section in the third direction at one end or at opposite ends (Fig.2-3, #9 comprises side section in the third direction at opposite ends), respectively, which side section is exposed to the third direction. In regards to Claim 14, Sahlmann discloses the housing of claim 1, further comprising: a further housing opening in the housing base, through which the heat sink is in fluid communication with the environment of the housing and/or is exposed (Fig.1 and 2, #5 are located on #4 which are in fluid communication with the heatsink #8 and outside environment). In regards to Claim 15, Sahlmann discloses the housing of claim 1, wherein the heat sink comprises at least one group of mutually parallel plates (Fig.2, #9 are parallel plates) and/or pins and/or wall sections. In regards to Claim 16, Sahlmann discloses the housing of claim 15, wherein the heat sink comprises a heat sink base from which the mutually parallel plates and/or pins and/or wall sections project (Fig.2, #9 are located on base of #8, such that they projected upwards). In regards to Claim 17, Sahlmann discloses the housing of claim 1, wherein the housing head comprises a front surface perpendicular to the second direction and a collar completely or partially circumferentially surrounding the front surface, which collar extends in the second direction between the heat sink and the front surface. In regards to Claim 18, Sahlmann discloses the housing of claim 1, wherein the heat sink comprises a head portion extending into the housing head in the second direction (Fig.5., top of #11 includes a head portion (side walls of housing head) with extends into the housing head in the second direction (vertical)). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Sahlmann (EP 2317618 A2) in view of Rivera (EP 2385753 A2). In regards to Claim 12, Sahlmann discloses the housing of claim 7. Sahlmann fails to disclose: Further comprising: a protective grid at one or each of the height sections and/or at one or each of the depth sections and/or at one or each of the side sections, wherein the respective housing opening comprises a plurality of grid openings in the respective protective grid , through which the heat sink is in fluid communication with the environment and/or is exposed. However, Rivera discloses: Further comprising: a protective grid at one or each of the height sections ((Fig.5 and 8-9, #27 includes a protective grid #77) and/or at one or each of the depth sections and/or at one or each of the side sections, wherein the respective housing opening comprises a plurality of grid openings in the respective protective grid, through which the heat sink is in fluid communication with the environment and/or is exposed (Fig.5 and 9, #27 is the cooling body which is in fluid communication with the environment, see “air in” “air out”, as such the office notes that with the combination of Sahlmann in view of Rivera, the height sections of the heat sink (as taught by Sahlmann) would be modified to include a protective grid (as taught by Rivera) to prevent large contaminants to enter). Therefore, it would of have been obvious to one of ordinary skill in the art at the time the application was filed to have modified the height sections of the heat sink (as taught by Sahlmann) would be modified to include a protective grid (as taught by Rivera) to prevent large contaminants to enter. By utilizing a protective grid, would prevent access through the openings to the interior and further protect a user from contacting hot surfaces of said heat sink. In regards to Claim 13, Sahlmann discloses the housing of claim 12, wherein the plurality of grid openings of the protective grid correspond to or are congruent with through openings of the heat sink (Fig.5 and 8, #77 is aligned with the openings #73 of heatsink #27, see “Figures 8 and 9 placed face to face, with no wall between them, and vent openings 77 aligned with ducts 73 on the back sides of the heatsink”). Claim 19 is rejected under 35 U.S.C. 103 as being unpatentable over Sahlmann (EP 2317618 A2) in view of Barna (U.S 2013/0120934 A1). In regards to Claim 19, Sahlmann discloses the housing of claim 1. Sahlmann fails to disclose: Further comprising: a fan arranged in the housing head. However, Barna discloses: Further comprising: a fan (Fig.2, #42) arranged in the housing head (Fig.2, #42 is arranged in the housing heat, as such the office notes that with the combination of Sahlmann in view of Barna, the housing head (as taught by Sahlmann) would be modified to include a fan (as taught by Barna) to create an airflow within the housing). Therefore, it would of have been obvious to one of ordinary skill in the art at the time the application was filed to have modified the housing head (as taught by Sahlmann) to include a fan (as taught by Barna) to create an airflow within the housing. By including a fan within the head, would ensure cool air flows through the openings to dissipate heat generated by the electrical heat source. Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Sahlmann (EP 2317618 A2) in view of Williams (EP 3090611 B1). In regards to Claim 20, Sahlmann discloses the housing of claim 1. Sahlmann fails to disclose: Wherein the heat sink comprises a recess for configured to receive a circuit carrier comprising the electrical heat source. However, Williams discloses: Wherein the heat sink (Fig.5, #14) comprises a recess (Fig.4, #54) for configured to receive a circuit carrier (Fig.5, #56) comprising the electrical heat source (Fig.5, #56 comprises multiple heat generating components, as such the office notes that with the combination of Sahlmann in view of Williams, the heat sink (as taught by Sahlmann) would be modified to include a recess (as taught by Williams) to receive a circuit board having an electrical component). Therefore, it would of have been obvious to one of ordinary skill in the art at the time the application was filed to have modified the heat sink (as taught by Sahlmann) would be modified to include a recess (as taught by Williams) to receive a circuit board having an electrical component. By including a recess to accept a circuit carrier, would allow for better thermal coupling between the electrical component and heatsink. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Ganta (U.S 10,691,184) – Discloses an electrical housing having a heatsink and removable cover, wherein said using comprising a heat source which is thermally coupled to said heatsink for heat dissipation to the outside environment. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MANDEEP S BUTTAR whose telephone number is (571)272-4768. The examiner can normally be reached 7:00AM-4:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jayprakash Gandhi can be reached at 5712723740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MANDEEP S BUTTAR/Primary Examiner, Art Unit 2835
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Prosecution Timeline

May 02, 2024
Application Filed
Mar 09, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
96%
With Interview (+16.6%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 539 resolved cases by this examiner. Grant probability derived from career allow rate.

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