Prosecution Insights
Last updated: August 16, 2026
Application No. 18/707,813

COMPONENT AND OPTOELECTRONIC DEVICE COMPRISING STRUCTURES FOR REDUCING OPTICAL CROSSTALK

Non-Final OA §102
Filed
May 06, 2024
Priority
Nov 09, 2021 — DE 10 2021 129 118.6 +1 more
Examiner
GHEYAS, SYED I
Art Unit
2893
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Ams-osram AG
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
560 granted / 679 resolved
+14.5% vs TC avg
Minimal +4% lift
Without
With
+3.9%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
42 currently pending
Career history
701
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
55.5%
+15.5% vs TC avg
§102
27.0%
-13.0% vs TC avg
§112
11.6%
-28.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 679 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on May 6, 2024 and November 13, 2025 were in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 19-23, 28, 33, 35 and 37 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Wang et al. (Pub. No.: US 2017/0012175 A1). Regarding Claim 19, Wang et al. discloses a component comprising: a semiconductor body (Par. 0021-0022; Fig. 2 – semiconductor body comprising first semiconductor layer 226, second semiconductor layer 222 and active zone 224); and a cover region (Par. 0021-0022; Figs. 2 and 3A-3B – cover region comprising current conduction layer 230, distributed Bragg reflector 250), PNG media_image1.png 414 674 media_image1.png Greyscale wherein the semiconductor body has a first semiconductor layer, a second semiconductor layer and an active zone arranged therebetween, the active zone configured for generating electromagnetic radiation (Par. 0021-0022; Figs. 2 and 3A-3B – semiconductor body comprising first semiconductor layer 226, second semiconductor layer 222 and active zone 224), wherein the cover region is configured for electrically contacting the first semiconductor layer (Par. 0021-0022; Figs. 2 and 3A-3B – cover region comprising current conduction layer 230, distributed Bragg reflector 250), and wherein the cover region comprises: a larger lateral cross-section than the active zone and has an edge region, which does not overlap with the active zone in plan view (see annotated Fig. 3B), and vertical depressions, which are located exclusively in the edge region of the cover region and, in plan view, do not overlap with the active zone, the vertical depressions being configured to reduce lateral optical crosstalk (see annotated Fig. 3B). Regarding Claim 20, Wang et al., as applied to claim 19, discloses the component, wherein each of the vertical depressions is strip-shaped or circular-arc-shaped when viewed from above on the cover region (Par. 0035; Fig. 4). Regarding Claim 21, Wang et al., as applied to claim 19, discloses the component, wherein the vertical depressions are spaced apart along a lateral direction and at least sectionally form a Bragg mirror structure (Par. 0028). Regarding Claim 22, Wang et al., as applied to claim 19, discloses the component, wherein the vertical depressions form a symmetrical structure around the active zone when viewed from above (Fig. 3B). Regarding Claim 23, Wang et al., as applied to claim 19, discloses the component, wherein the cover region comprises a transparent electrically conductive contact layer and/or a dielectric layer, and wherein the vertical depressions extend into the transparent electrically conductive contact layer and/or the dielectric layer or throughout the transparent electrically conductive contact layer and/or the dielectric layer (Figs. 3A-3C). Regarding Claim 28, Wang et al., as applied to claim 19, discloses the component, wherein the cover region has a current spreading layer and additionally a transparent electrically conductive contact layer and/or a dielectric layer, wherein the current spreading layer is arranged between the active zone and the transparent electrically conductive contact layer or the dielectric layer, wherein the vertical depressions extend into the transparent electrically conductive contact layer and/or the dielectric layer or throughout transparent electrically conductive contact layer and/or the dielectric layer, and wherein the vertical depressions do not extend into the current spreading layer (Par. 0026-0032; Figs. 3A-3C – current spreading layer 230; dielectric layer 250). Regarding Claim 33, Wang et al., as applied to claim 19, discloses the component, wherein the vertical depressions are filled with a gaseous medium (Figs. 3B-3C). Regarding Claim 35, Wang et al., as applied to claim 19, discloses an optoelectronic device comprising: a plurality of components wherein the components are located next to each other and the vertical depressions of the respective components are configured to reduce the lateral optical crosstalk between adjacent components (Figs. 3B-3C). Regarding Claim 37, Wang et al. discloses a component comprising: a semiconductor body (Par. 0021-0022; Fig. 2 – semiconductor body comprising first semiconductor layer 226, second semiconductor layer 222 and active zone 224); and PNG media_image1.png 414 674 media_image1.png Greyscale a cover region (Par. 0021-0022; Figs. 2 and 3A-3B – cover region comprising current conduction layer 230, distributed Bragg reflector 250), wherein the semiconductor body has a first semiconductor layer, a second semiconductor layer and an active zone arranged therebetween, the active zone configured for generating electromagnetic radiation (Par. 0021-0022; Figs. 2 and 3A-3B – semiconductor body comprising first semiconductor layer 226, second semiconductor layer 222 and active zone 224), wherein the cover region is configured for electrically contacting the first semiconductor layer (Par. 0021-0022; Figs. 2 and 3A-3B – cover region comprising current conduction layer 230, distributed Bragg reflector 250), wherein the cover region comprises: a larger lateral cross-section than the active zone and has an edge region, which does not overlap with the active zone in plan view (see annotated Fig. 3B), and vertical depressions, which are located exclusively in the edge region of the cover region and, in plan view, do not overlap with the active zone, the vertical depressions being configured to reduce lateral optical crosstalk (see annotated Fig. 3B), and wherein the component is configured so that the electromagnetic radiation penetrates the cover region before being emitted at a top side of the component. (Par. 0028). Allowable Subject Matter Claims 24-27, 29-32, 34, 36 and 38 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Bour et al. (Pub. No.: US 2016/0315218 A1) – This prior art teaches a LED structure particularly relevant to the claims recited in the current application (see Figs. 5A-5I) Any inquiry concerning this communication or earlier communications from the examiner should be directed to SYED I GHEYAS whose telephone number is (571)272-0592. The examiner can normally be reached on Monday-Friday from 8:30 AM - 5:30 PM EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley, can be reached at telephone number (571)270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. 07/24/2026 /SYED I GHEYAS/Primary Examiner, Art Unit 2893
Read full office action

Prosecution Timeline

May 06, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12707976
STRUCTURES AND METHODS FOR REDUCING THERMAL EXPANSION MISMATCH DURING INTEGRATED CIRCUIT PACKAGING
3y 4m to grant Granted Aug 11, 2026
Patent 12701766
REPLACEMENT SIDEWALL SPACERS
4y 3m to grant Granted Aug 04, 2026
Patent 12696518
SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING THE SAME
3y 0m to grant Granted Jul 28, 2026
Patent 12696642
DISPLAY PANEL
2y 9m to grant Granted Jul 28, 2026
Patent 12696757
ANTIFUSE AND RESISTOR
2y 10m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
86%
With Interview (+3.9%)
2y 0m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 679 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month