Prosecution Insights
Last updated: April 19, 2026
Application No. 18/708,344

CONVERSION OF PLASTIC WASTE TO HYDROCARBONS USING A TRANSITION METAL OXIDE

Non-Final OA §102§103
Filed
May 08, 2024
Examiner
ARMSTRONG, KYLE
Art Unit
3619
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
BOREALIS AG
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
496 granted / 689 resolved
+20.0% vs TC avg
Strong +31% interview lift
Without
With
+30.9%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
21 currently pending
Career history
710
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
45.0%
+5.0% vs TC avg
§102
22.2%
-17.8% vs TC avg
§112
28.8%
-11.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 689 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2 and 5-8 is/are rejected under 35 U.S.C. 102(a1) as being anticipated by Hashimoto et al. (US 5841011). Regarding claims 1, 2 and 5-8, Hashimoto discloses a process for converting waste plastic, such as polyethylene, into hydrocarbon oil by steam pyrolysis in the presence of iron oxide at temperatures up to 550 C and ordinary pressure. The iron oxide (filler) can be reduced- regenerated and recycled [claim 1; col.2, 1.50-66; col.3, I.11-20 and 49-65; col.4, I.18-26; col.7, 1.40-43]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 9-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hashimoto et al. (US 5841011) alone. Regarding claims 9-11 and 16, although the steps are not explicitly detailed, it would have been obvious to conduct the additional processing and reducing steps, as Hashimoto discloses regeneration in their process. Regarding claims 12-15, it would have been obvious to one of ordinary skill in the at that varying the temperature and pressure could be done to optimize the chemical reaction. Subsequently, it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.d 272, 205 USPQ 215 (CCPA 1980). Claim(s) 3 and 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hashimoto et al. (US 5841011) in view of Sakata et al. (JP H11140460). Regarding claims 3 and 4, Hashimoto fails to disclose the process using specifically ferrous oxide and alumina. Sakata teaches a process for produce a hydrocarbon from plastic waste comprising utilizing a ferrous oxide and alumina [Claims 1-3]. At the time of the invention, it would have been obvious to one of ordinary skill in the art to modify the process of Hashimoto by utilizing the ferrous oxide and alumina as described by Sakata to reduce the harmful chlorine compounds such as dioxin from the recovered hydrocarbon [Summary of the Invention]. Allowable Subject Matter Claim 17 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record fails to disclose, teach or suggest – either alone or in combination – the Al203 particles coated with iron(Ill) oxide are coated in an amount corresponding to 2 wt% atomic iron ("2 Fe/Al203") as explicitly recited in the claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The cited prior art documents are related to methods of producing hyrdrocarbon products from plastic waste similar to that of the claimed invention. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KYLE A ARMSTRONG whose telephone number is (571)270-1184. The examiner can normally be reached M-F ~10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anita Coupe can be reached at (571) 270-3614. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. KYLE ARMSTRONG, P.E. Primary Examiner Art Unit 3678 /KYLE ARMSTRONG/ Primary Examiner, Art Unit 3619
Read full office action

Prosecution Timeline

May 08, 2024
Application Filed
Jan 29, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601219
FLOOD PROTECTION BARRIER AND A FLOOD PROTECTION BARRIER MONITORING AND CONTROL SYSTEM
2y 5m to grant Granted Apr 14, 2026
Patent 12584059
SEALING ELEMENT HAVING A POLYMER BLEND FOR SUBSURFACE CARBON SEQUESTRATION
2y 5m to grant Granted Mar 24, 2026
Patent 12584285
FOUNDATION CONSTRUCTION METHOD AND ANCHOR SUPPORT
2y 5m to grant Granted Mar 24, 2026
Patent 12584303
STRESS-REDUCING PROFILE FOR MODULAR STORM DRAINAGE MANAGEMENT SYSTEMS
2y 5m to grant Granted Mar 24, 2026
Patent 12577876
Compact Machine for Carrying Tools
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+30.9%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 689 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month