Prosecution Insights
Last updated: April 19, 2026
Application No. 18/712,098

ROTOR ASSEMBLY FOR AN ELECTRIC MACHINE, ELECTRIC MACHINE COMPRISING THE ROTOR ASSEMBLY, AND VEHICLE COMPRISING THE ELECTRIC MACHINE

Non-Final OA §102§103
Filed
May 21, 2024
Examiner
STOUT, RILEY OWEN
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
ZF Friedrichshafen AG
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
75%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allow Rate
86 granted / 115 resolved
+6.8% vs TC avg
Minimal +1% lift
Without
With
+0.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
35 currently pending
Career history
150
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
55.1%
+15.1% vs TC avg
§102
34.8%
-5.2% vs TC avg
§112
8.8%
-31.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 115 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 16-25 and 28-30 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Dang et al (US 20220337125 A1). With respect to claim 16, Dang discloses a rotor assembly for an electric machine, comprising: a hollow shaft which is rotatable about a rotational axis (fig. 5, shaft 12); a rotor element coaxial to and surrounding the hollow shaft (fig. 5, rotor core 14), wherein the rotor element rotates and/or can rotate together with the hollow shaft (paragraph 37 “The rotor shaft 12 and rotor core 14 are configured to rotate concentrically about a common rotor assembly axis 5 in unison, potentially at high RPM”); contact regions and spacing regions formed in a circumferential direction about a rotational axis between an outer periphery of the hollow shaft and an inner periphery of the rotor element (fig. 5, cavity 24), wherein the rotor element is arranged to contact the hollow shaft in the contact regions and be spaced from the hollow shaft in the spacing regions (fig. 8, shaft 12 and inlet tube 44 are spaced apart); and a conduction tube arranged in a cavity of the hollow shaft to be coaxial to the hollow shaft and to the rotor element and configured to conduct a cooling fluid (fig. 5 and paragraph 33 “the passages 32 and the cavity 34 provide a centrifugal force flow path for the cooling fluid as the rotor assembly 10 is spun, in part providing further motive force for forcing the cooling fluid through the rotor shaft 12 and rotor core 14.”). With respect to claim 17, Dang discloses the cooling fluid is introduced into the conduction tube in an axial direction relative to the rotational axis (paragraph 33 “the passages 32 and the cavity 34 provide a centrifugal force flow path for the cooling fluid as the rotor assembly 10 is spun, in part providing further motive force for forcing the cooling fluid through the rotor shaft 12 and rotor core 14.”), wherein the conduction tube is configured to discharge the cooling fluid to flow along a first flow path and to flow along a second flow path (fig. 5, channels 24), and wherein the first flow path and the second flow path are arranged radially offset to one another relative to the rotational axis (see at least figure 4-5, channels are radially offset). With respect to claim 18, Dang discloses the first flow path extends through the cavity of the hollow shaft and over at least one rotor end face of the rotor element (fig. 5, channel 24 connected via cavity 34 on top of page), and that the second flow path extends through the spacing regions between the hollow shaft and the rotor element and over the at least one rotor end face (fig. 5, channel 24 connected via cavity 34 on bottom of page). With respect to claim 19, Dang discloses a flow of cooling fluid along the first flow path, the conduction tube has a tube opening through which the cooling fluid can escape into the cavity of the hollow shaft (fig. 5, passages 32). With respect to claim 20, Dang discloses a flow of cooling fluid along the first flow path, the hollow shaft has at least one shaft outflow opening through which the cooling fluid flows out of the cavity to at least one rotor end face (fig. 5, cavity 34). With respect to claim 21, Dang discloses the rotor assembly has a first end flange and a second end flange for rotatable mounting of the hollow shaft (fig. 5, first and second end rings 16/18), wherein the conduction tube is rotationally fixedly connected to the hollow shaft by the first and second end flanges (fig. 5, passage 32-34 is fixed via the end ring 18), wherein at least one of the first and second end flanges has a hollow cylindrical portion which is fluidically connected to the conduction tube (fig. 4, outlet cavity 34), and wherein the cooling fluid is conducted through the hollow cylindrical portion into the conduction tube (paragraph 43 “For example, the passages 32 may directly couple the internal cavity 22 of the rotor shaft 12 to the internal channels 24 of the rotor core 14, or the internal cavity 22 of the rotor shaft 12 and the internal channels 24 of the rotor core 14 may both directly intersect the cavity 34.”). With respect to claim 22, Dang discloses for flow of cooling fluid along the first flow path, at least one of the first and second end flanges has at least one flange outflow opening, through which the cooling fluid can flow out of the cavity to at least one rotor end face (fig. 5, marked below). PNG media_image1.png 791 780 media_image1.png Greyscale With respect to claim 23, Dang discloses for flow of cooling fluid along the second flow path, one of the first and second end flanges has an output opening, through which the cooling fluid can be output into the spacing regions, and/or that for the flow of cooling fluid along the second flow path (fig. 5, marked above openings at the end flanges allow cooling to flow), the hollow shaft has at least one shaft bore through which the cooling fluid can flow into the spacing regions (fig. 10, radially aligned passages 55). With respect to claim 24, Dang discloses for flow of cooling fluid along the second flow path, the other of the first and second end flange has an outlet opening, through which the cooling fluid can be expelled from the spacing regions to a rotor end face and/or that the cooling fluid can flow directly out of the spacing regions to at least one of the rotor end faces (fig. 9, inlet tube 44). With respect to claim 25, Dang discloses for fluid volume division, the hollow cylindrical portion of the at least one of the end flanges has a stepped internal diameter with a first step and a second step (see at least figure 8, Examiner is interpreting the axially outer edge of the radially-aligned passages 55 as step portions), wherein the outlet opening is made in one of the steps and wherein a further flange outflow opening is made in the other step, through which opening the cooling fluid can flow out of the conduction tube along a third flow path to at least one rotor end face (fig. 8 radially-aligned passages 55). With respect to claim 28, Dang discloses an electric machine comprising: a rotor assembly comprising (fig. 5, rotor 10): a hollow shaft which is rotatable about a rotational axis (fig. 4, shaft 12); a rotor element coaxial to and surrounding the hollow shaft (fig. 5, core 14), wherein the rotor element rotates and/or can rotate together with the hollow shaft (paragraph 37 “The rotor shaft 12 and rotor core 14 are configured to rotate concentrically about a common rotor assembly axis 5 in unison, potentially at high RPM”); contact regions and spacing regions formed in a circumferential direction about a rotational axis between an outer periphery of the hollow shaft and an inner periphery of the rotor element (fig. 5, cavity 24), wherein the rotor element is arranged to contact the hollow shaft in the contact regions and be spaced from the hollow shaft in the spacing regions (fig. 8, shaft 12 and inlet tube 44 are spaced apart); and a conduction tube arranged in a cavity of the hollow shaft to be coaxial to the hollow shaft and to the rotor element and configured to conduct a cooling fluid (fig. 5 and paragraph 33 “the passages 32 and the cavity 34 provide a centrifugal force flow path for the cooling fluid as the rotor assembly 10 is spun, in part providing further motive force for forcing the cooling fluid through the rotor shaft 12 and rotor core 14.”). With respect to claim 29, Dang discloses generate a magnetic field, the rotor assembly has a first end winding and a second end winding which are arranged on end face regions of the rotor element (fig. 8, end windings 43), wherein the electric machine has a first collection container for collection and distribution of cooling fluid to the first and second end windings and a flow channel for conduction of cooling fluid into the first collection container (paragraph 56 “After this cooling and lubricating is accomplished, the now hot cooling fluid is again collected in the cooling fluid sump 56 before being eventually recirculated to the heat exchanger 26, pump 28, and filter 30.”), wherein the flow channel is arranged radially outside the rotor assembly and extends in an axial direction (fig. 8, sumps 56 are radially outside), and wherein the first collection container has multiple container openings through which the cooling fluid can flow onto the first and second end windings (paragraph 55 “the passages 53, 55 are aligned non-perpendicular to the rotor axis 5 such that the cooling fluid passes from the internal cavity 22 of the rotor shaft 12 to one or more of the crown end windings 41 and the weld end windings 43, as well as to lubricate the bearing assemblies 25, 27, when the rotor shaft 12 and rotor core 14 are rotated/rotating, thereby still cooling their entire internal diameter at this point”). With respect to claim 30, Dang discloses vehicle comprising: an electric machine comprising: a rotor (fig. 5, rotor 10) assembly comprising: a hollow shaft which is rotatable about a rotational axis (fig. 5, shaft 12); a rotor element coaxial to and surrounding the hollow shaft (fig. 5, rotor core 14), wherein the rotor element rotates and/or can rotate together with the hollow shaft (paragraph 37 “The rotor shaft 12 and rotor core 14 are configured to rotate concentrically about a common rotor assembly axis 5 in unison, potentially at high RPM”); contact regions and spacing regions formed in a circumferential direction about a rotational axis between an outer periphery of the hollow shaft and an inner periphery of the rotor element (fig. 5, cavity 24), wherein the rotor element is arranged to contact the hollow shaft in the contact regions and be spaced from the hollow shaft in the spacing regions (fig. 8, shaft 12 and inlet tube 44 are spaced apart); and a conduction tube arranged in a cavity of the hollow shaft to be coaxial to the hollow shaft and to the rotor element and configured to conduct a cooling fluid (fig. 5 and paragraph 33 “the passages 32 and the cavity 34 provide a centrifugal force flow path for the cooling fluid as the rotor assembly 10 is spun, in part providing further motive force for forcing the cooling fluid through the rotor shaft 12 and rotor core 14.”). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 26-27 are rejected under 35 U.S.C. 103 as being unpatentable over Dang in view of Michael (US 20220060072 A1). With respect to claim 26, Dang teaches the above-mentioned limitations but does not teach “the rotor assembly has a fluid distribution adapter for distribution of cooling fluid into the first flow path and into the second flow path, wherein the fluid distribution adapter is arranged coaxially with the conduction tube and is rotationally fixedly on the conduction tube within the cavity of the hollow shaft.” Michael teaches the rotor assembly has a fluid distribution adapter for distribution of cooling fluid into the first flow path and into the second flow path, wherein the fluid distribution adapter is arranged coaxially with the conduction tube and is rotationally fixedly on the conduction tube within the cavity of the hollow shaft (fig. 11-12, impact protrusion). It would have been obvious to one of ordinary skill, in the art at the time of filing, to combine the rotor and cooling channels of Dang with the fluid distribution adapter of Michael to further disperse coolant internally within the rotor, thereby reducing the effects of heat related damage to the rotor and therefore increasing the motor’s lifespan. With respect to claim 27, Dang teaches the above-mentioned limitations but does not teach “the fluid distribution adapter has multiple adapter openings, wherein for the flow of cooling fluid along the first flow path, at least one adapter opening forms a fluidic connection between the conduction tube and the cavity of the hollow shaft, and/or wherein for the flow of cooling fluid along the second flow path, at least one further adapter opening forms a fluidic connection between the conduction tube and the spacing regions, wherein to control a fluid volume of the cooling fluid, a shaft bore in the hollow shaft has a smaller diameter than the first adapter opening” Michael teaches the fluid distribution adapter has multiple adapter openings (fig, 15, bypass 44), wherein for the flow of cooling fluid along the first flow path, at least one adapter opening forms a fluidic connection between the conduction tube and the cavity of the hollow shaft, and/or wherein for the flow of cooling fluid along the second flow path (fig. 11a, fluid moves through at least one bypass 44), at least one further adapter opening forms a fluidic connection between the conduction tube and the spacing regions (fig. 15, two parts of the impact protrusion 4), wherein to control a fluid volume of the cooling fluid, a shaft bore in the hollow shaft has a smaller diameter than the first adapter opening (see figure 11, outflow openings appear larger than radial channels 45). It would have been obvious to one of ordinary skill, in the art at the time of filing, to combine the rotor and cooling channels of Dang with the fluid distribution adapter of Michael to further disperse coolant internally within the rotor, thereby reducing the effects of heat related damage to the rotor and therefore increasing the motor’s lifespan. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RILEY OWEN STOUT whose telephone number is (571)272-0068. The examiner can normally be reached Monday-Friday 7:30-5:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached at (571)272-3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.O.S./ Examiner, Art Unit 2834 /CHRISTOPHER M KOEHLER/ Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

May 21, 2024
Application Filed
Feb 05, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
75%
With Interview (+0.6%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 115 resolved cases by this examiner. Grant probability derived from career allow rate.

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