Prosecution Insights
Last updated: April 19, 2026
Application No. 18/725,961

COMPOSITION MIXTURE CONTROL OF EFEM ENVIRONMENT

Non-Final OA §102§103
Filed
Jul 01, 2024
Examiner
GRAY, PAUL J
Art Unit
3753
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Lam Research Corporation
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
89%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
398 granted / 511 resolved
+7.9% vs TC avg
Moderate +11% lift
Without
With
+11.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
37 currently pending
Career history
548
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
41.6%
+1.6% vs TC avg
§102
29.4%
-10.6% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 511 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 11 and 12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by McMillin et al. (US 2002/0042205, hereafter “McMillin”). Regarding claim 1, McMillin discloses a composition mixture control system (Fig. 1) for an equipment front end module, the composition mixture control system comprising: a manifold (28); a plurality of flow controllers (22, 24, 26) configured to control flow of respective gases to the manifold, wherein the manifold is configured to mix the gases received from the plurality of flow controllers and direct a resultant gas mixture to an enclosure in the equipment front end module (para. [0026]; see how the gases are supplied to 10); and a composition controller (40) configured to control operation of the plurality of flow controllers to adjust a composition in the enclosure to a set target composition comprising the gases (para. [0025] – [0026] and [0030]). Regarding claim 2, McMillin further discloses the composition mixture control system of claim 1, wherein the plurality of flow controllers comprise a plurality of gas mass flow controllers configured to receive respective gases from a plurality of gas sources. (Fig. 1; para. [0026]) Regarding claim 3, McMillin further discloses the composition mixture control system of claim 1, wherein the plurality of flow controllers comprise an air flow controller configured to control flow of ambient air to the manifold. (note that MPEP 2115 states: "[i]nclusion of the material or article worked upon by a structure being claimed does not impart patentability to the claims." In re Otto, 312 F.2d 937, 136 USPQ 458, 459 (CCPA 1963); see also In re Young, 75 F.2d 996, 25 USPQ 69 (CCPA 1935). This limitation directed to the type of fluid does not distinguish over McMillin) Regarding claim 11, McMillin further discloses the composition mixture control system of claim 1, wherein: the gases comprise a first gas and a second gas; the first gas comprises at least one of nitrogen, carbon dioxide and argon; and the second gas comprises at least one of extreme clean dry air and dehumidified air. (MPEP 2115) Regarding claim 12, McMillin further discloses the composition mixture control system of claim 1, wherein the plurality of flow controllers comprise: a first gas mass flow controller configured to control flow of a first gas to the manifold; a second gas mass flow controller configured to control flow of a second gas to the manifold; and the second gas is different than the first gas. (MPEP 2115) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over McMillin in view of Barros et al. (US 2021/0366735, hereafter “Barros”). Regarding claim 6, McMillin further discloses the composition mixture control system of claim 1, but fails to disclose an exhaust valve controlling flow of gases out of the enclosure, wherein the composition controller is configured to selectively set an opening state of the exhaust valve to adjust at least one of a pressure within the enclosure and a composition in the enclosure to the set target composition. Barros teaches an exhaust valve (the valve in 216; Fig. 2) controlling flow of gases out of the enclosure, wherein the composition controller is configured to selectively set an opening state of the exhaust valve to adjust at least one of a pressure within the enclosure and a composition in the enclosure to the set target composition. (para. [0025]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of McMillin to include an exhaust valve as taught by Barros in order to provide a means to ensure the pressure within the chamber is able to be maintained at the desired pressure. (para. [0025]) Claim(s) 7-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over McMillin in view of Bergman (US 2004/0259370). Regarding claim 7, McMillin further discloses the composition mixture control system of claim 1, but fails to disclose a vaporizer configured to vaporize a liquid and supply a resulting vapor to the manifold; and a liquid flow controller configured to control flow of the liquid from a liquid source to the vaporizer. Bergman teaches a vaporizer (61) configured to vaporize a liquid and supply a resulting vapor to the manifold; and a liquid flow controller (84) configured to control flow of the liquid from a liquid source to the vaporizer. (Fig. 4; para. [0032] – [0034]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of McMillin to include the vaporize and liquid flow controller of Bergman in order to provide a means to convert some portion of the liquid to a vaper before being delivered to the manifold. (para. [0032]) Regarding claim 8, McMillin in view of Bergman further discloses the composition mixture control system of claim 7, wherein the plurality of flow controllers comprise a gas mass flow controller configured to supply a gas to the vaporizer. (Fig. 4; para. [0032] – [0034]) Regarding claim 9, McMillin in view of Bergman further discloses the composition mixture control system of claim 7, wherein the liquid comprises water. (MPEP 2115) Regarding claim 10, McMillin in view of Bergman further discloses the composition mixture control system of claim 7, but fails to disclose the combination of wherein the plurality of flow controllers comprise: a first gas mass flow controller configured to control flow of a first gas to the manifold; a second gas mass flow controller configured to control flow of a second gas to the manifold; and the second gas is different than the first gas. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the plurality of flow controllers to comprise a first gas mass flow controller configured to control flow of a first gas to the manifold; a second gas mass flow controller configured to control flow of a second gas to the manifold; and the second gas is different than the first gas since a mere duplication of essential working part of device involves only routine skill in the art. The motivation for doing so would be to provide an additional flow controller in case one of the flow controllers fail. Claim(s) 13-16 and 18-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over McMillin in view of Senn et al. (US 2018/0358239, hereafter “Senn”). Regarding claim 13, McMillin further discloses the composition mixture control system of claim 1, but fails to disclose a plurality of sensors configured to monitor parameters related to the composition in at least one of the enclosure and a recirculation duct, wherein the composition controller is configured to control operation of the plurality of flow controllers based on the monitored parameters to adjust flow of the gases to the manifold. Senn teaches a plurality of sensors (150, 152, 154) configured to monitor parameters related to the composition in at least one of the enclosure (para. [0068]) and a recirculation duct (118), wherein the composition controller is configured to control operation of the plurality of flow controllers based on the monitored parameters to adjust flow of the gases to the manifold. (para. [0068], [0072], [0083]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of Senn to include a plurality of sensors and a recirculation duct as taught by Senn in order to provide a means to monitor the conditions of the system to ensure proper conditions are maintained throughout operation. (para. [0068], [0072], [0083]) Regarding claim 14, McMillin in view of Senn further discloses the composition mixture control system of claim 13, wherein the monitored parameters comprise constituent levels of the gases. (para. [0068], [0072], [0083] – as taught by Senn) Regarding claim 15, McMillin in view of Senn further discloses the composition mixture control system of claim 13, wherein the monitored parameters comprise an oxygen level and a relative humidity level in at least one of the enclosure and a recirculation duct recirculating gases from an output of the equipment front end module to an input of the equipment front end module. (para. [0056] and [0068] - [0074] as taught by Senn) Regarding claim 16, McMillin in view of Senn further discloses the composition mixture control system of claim 13, wherein the composition controller is configured to at least one of: control operation of the plurality of flow controllers independent of the monitored parameters; and at least one of permit transfer of a substrate through the enclosure and perform a countermeasure based on the monitored parameters. (the system of McMillin is capable of controlling operation of the plurality of flow controllers independent of the monitored parameters) Regarding claim 18, McMillin further discloses the composition mixture control system of claim 1, further comprising: the enclosure, but fails to disclose a fan filter module connected to the enclosure; and a recirculation duct configured to recirculate gases output from the equipment front end module to the fan filter module, wherein the fan filter module is configured to filter gases received from the manifold prior to the gases being received in the enclosure. Senn teaches a fan filter module (108) connected to the enclosure; and a recirculation duct (118) configured to recirculate gases output from the equipment front end module to the fan filter module, wherein the fan filter module is configured to filter gases received from the manifold prior to the gases being received in the enclosure. (Fig. 4; para. [0040]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of McMillin to include the fan filter module and recirculation duct as taught by Senn in order to provide a means to filter and recirculate the gas flowing into the chamber. (para. [0040] – [0044]) Regarding claim 19, McMillin in view of Senn further discloses the composition mixture control system of claim 18, but fails to disclose a plurality of sensors attached to at least one of the enclosure and the recirculation duct, the composition controller configured to control operation of the flow controllers based on outputs of the plurality of sensors. Senn also teaches a plurality of sensors (150, 152, 154) attached to at least one of the enclosure and the recirculation duct, the composition controller configured to control operation of the flow controllers based on outputs of the plurality of sensors. (para. [0068], [0072], [0083]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of Senn to include a plurality of sensors as taught by Senn in order to provide a means to monitor the conditions of the system to ensure proper conditions are maintained throughout operation. (para. [0068], [0072], [0083]) Regarding claim 20, McMillin further discloses the composition mixture control system of claim 1, further comprising: the enclosure, but fails to disclose a fan filter module connected to the enclosure and configured to filter gases received from the manifold prior to the gases being received in the enclosure, wherein the manifold is connected to the fan filter module and configured to receive gases from the plurality of flow controllers, mix the gases and supplied a mixture of the gases to the fan filter module. Senn teaches a fan filter module (108) connected to the enclosure and configured to filter gases received from the manifold prior to the gases being received in the enclosure, wherein the manifold is connected to the fan filter module and configured to receive gases from the plurality of flow controllers, mix the gases and supplied a mixture of the gases to the fan filter module. (Fig. 4; para. [0040]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of McMillin to include the fan filter module as taught by Senn in order to provide a means to filter the gas flowing into the chamber. (para. [0040]) Regarding claim 21, McMillin in view of Senn further discloses the composition mixture control system of claim 20, but fails to disclose a recirculation duct configured to recirculate gases output from the equipment front end module to the manifold. Senn also teaches a recirculation duct (118) configured to recirculate gases output from the equipment front end module to the manifold. (Fig. 4; para. [0044]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of McMillin to include the recirculation duct as taught by Senn in order to provide a means to recirculate the gas flowing into the chamber. (para. [0044]) Claim(s) 22 is/are rejected under 35 U.S.C. 103 as being unpatentable over McMillin in view of Matsuura et al. (US 2019/0310002, hereafter “Matsuura”). Regarding claim 22, McMillin further discloses the composition mixture control system of claim 1, but fails to disclose a temperature sensor configured to detect a temperature within the enclosure or in a recirculation duct, wherein the composition controller is configured to control the plurality of flow controllers to limit a moisture level of the composition in the enclosure to prevent condensation in the enclosure. Matsuura teaches a temperature sensor (24a) configured to detect a temperature within the enclosure or in a recirculation duct, wherein the composition controller is configured to control the plurality of flow controllers to limit a moisture level of the composition in the enclosure to prevent condensation in the enclosure. (para. [0057]) It would have been obvious to a person having ordinary skill in the art before the effective filing date of the application to modify the system of McMillin to include a temperature sensor and configure the composition controller to control the plurality of flow controllers to limit a moisture level as taught by Matsuura in order to provide a means to ensure the desired conditions are maintained throughout operation. Allowable Subject Matter Claims 4, 5 and 17 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PAUL J GRAY whose telephone number is (571)270-0544. The examiner can normally be reached 9:00 am - 5:00 pm, Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Rinehart can be reached at 571 272-4881. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PAUL J GRAY/Primary Examiner, Art Unit 3753
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Prosecution Timeline

Jul 01, 2024
Application Filed
Oct 08, 2025
Non-Final Rejection — §102, §103
Jan 07, 2026
Examiner Interview Summary
Jan 07, 2026
Applicant Interview (Telephonic)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
89%
With Interview (+11.2%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 511 resolved cases by this examiner. Grant probability derived from career allow rate.

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