Prosecution Insights
Last updated: April 19, 2026
Application No. 18/726,994

SIGNALING FOR TRANSFORM CODING

Final Rejection §103
Filed
Jul 05, 2024
Examiner
REYNOLDS, DEBORAH J
Art Unit
2400
Tech Center
2400 — Computer Networks
Assignee
MediaTek Inc.
OA Round
2 (Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
2y 5m
To Grant
80%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
111 granted / 166 resolved
+8.9% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
80 currently pending
Career history
246
Total Applications
across all art units

Statute-Specific Performance

§101
6.9%
-33.1% vs TC avg
§103
47.6%
+7.6% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 166 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Summary This action is in reply to Applicant’s Amendments and Remarks filed on 12/11/2025. Claims 1-4 and 7-15 are pending. Response to Arguments Applicant's arguments with respect to amended claims and originally presented claims have been fully considered but they are moot in view of the new grounds of rejection. During patent examination, the pending claims must be "given their broadest reasonable interpretation consistent with the specification." Phillips v. AWH Corp., 415 F.3d 1303, at 1316 (Fed. Cir. 2005). See also In re Hyatt, 211 F.3d 1367, 1372, 54 USPQ2d 1664, 1667 (Fed. Cir. 2000). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2, 4, 7-9, 11-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al (US 20180176582 A1) in view of Hsu et al (US 20180288439 A1). Regarding claim 1, Zhao discloses a video coding method [e.g. FIG. 4-5] comprising: receiving data for a block of pixels to be encoded or decoded as a current block of a current picture of a video [e.g. FIG. 2-4; pixels of a current block of the video data]; receiving a set of transform coefficients of the current block [e.g. FIG. 4-5 and 9-10; receiving transform coefficients]; identifying a plurality of transform hypotheses [e.g. FIG. 3 and 6-7; obtaining multiple hypothesis reconstructions of the current block], each hypothesis comprises two or more predicted transform parameters [e.g. FIG. 4-5 and 7-8; [0111-0115 ad 0173-0175]; transform type for primary transform and transform type for the secondary transform, number of signs predictions], the predicted transform parameters of each hypothesis comprises signs and a transform type [e.g. use discrete cosine transform type-II (DCT-II) as the primary inverse transform during sign prediction]; computing a cost for each hypothesis by performing inverse transform [e.g. FIG. 7-8; measure cost functions for multiple hypothesis] on the transform coefficients of the current block according to the signs and transform coefficients of the hypothesis [e.g. FIG. 7-8; computing cost function for each hypothesis]; determining a first predicted signs [signs predictions]] based on the calculated costs of the plurality of transform hypotheses [e.g. e.g. FIG. 7-10; selecting hypothesis based on comparison of cost function]; and encoding or decoding the current block by reconstructing the current block according to the first transform type and the first predicted signs [e.g. FIG. 4-5 and 7-10; encoding/decoding the current block using a sign prediction associated with the selected one of the hypothesis reconstruction]. It is noted that Zhao differs to the present invention in that Zhao fails to explicitly disclose the detail of determining a transform type. However, Hsu teaches the well-known concept of a video coding method [e.g. FIG. 6-7] comprising: receiving data for a block of pixels to be encoded or decoded as a current block of a current picture of a video [e.g. FIG. 4; [0011]; a block of pixel in a video picture]; receiving a set of transform coefficients of the current block [e.g. FIG. 7-9; [0012]; receiving transform coefficients]; computing a cost for a hypothesis by performing inverse transform [e.g. 1210, 1211, 1212, 1213] on the transform coefficients of the current block according to the transform type [e.g. FIG. 11-12; computing cost for each transform mode for core and the secondary transform], determining a first transform type of based on the calculated costs of the plurality of transform hypotheses [e.g. lowest cost transform mode candidate]; and encoding or decoding the current block by reconstructing the current block according to the first transform type [e.g. FIG. 9-10 and 12-13; 960 or 1370]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the coding system disclosed by Zhao to exploit the well-known video decoding technique taught by Hsu as above, in order to provide improved coding performance [See Hsu; abstract and [0030-0031]]. Regarding claim 2, Zhao and Hsu further disclose the predicted transform parameters of a hypothesis further comprise a primary transform type and a secondary transform type [e.g. Zhao: FIG. 4-5; [0095]; primary transform and secondary transform; Hsu: FIG. 6-7; core transform and secondary transform]. Regarding claim 4, Zhao and Hsu further disclose the predicted signs correspond to the received transform coefficients [e.g. Zhao: FIG. 3, 6-7 and 9-10, signs prediction]. Regarding claim 7, Zhao and Hsu further disclose the cost for each hypothesis comprises a similarity measure[e.g. Hsu: FIG. 4-5; boundary similarity/matching] that is computed based on samples neighboring [e.g. Hsu: neighboring pixels] the current block and samples of the current block that are reconstructed according to the hypothesis along boundaries of the current block [e.g. Hsu: FIG. 4-5, 7 and 10-11, decoded pixel data]. Regarding claim 8, Hsu Zhao and Hsu further disclose the similarity measure is computed based on samples along only one side of the current block [e.g. Hsu: only top or only above]. Regarding claim 9, Zhao and Hsu further disclose the similarity measure is computed based on samples that are identified according to an intra prediction direction for the current block [e.g. Hsu: FIG. 4-5; the boundary matching cost function may factor in the direction of the corresponding intra prediction mode]. Regarding claim 11, Zhao and Hsu further disclose the cost for each hypothesis is computed by performing inverse transform on only a subset and not all of the transform coefficients of the current block [e.g. Hsu: FIG. FIG. 11-12; computing cost for each transform mode for core and the secondary transform; Zhao: certain transform subset are used for coding the block]. Regarding claim 12, Zhao and Hsu further disclose the predicted transform parameters of a hypothesis comprise predicted signs of only a subset and not all of the transform coefficients of the current block [e.g. Zhao: FIG. 3, 6-7 and 9-10; signs predictions and certain transform subset are used for coding the block]. Regarding claim 13, Zhao and Hsu further disclose assigning codewords to different primary or secondary transform types based on the computed costs [e.g. Hsu: FIG. 2-3, codewords], wherein a shortest codeword is assigned to a transform type associated with a lowest cost transform hypothesis [e.g. Hsu: FIG. 3; lowest cost]. Regarding claim 14, this is an electronic apparatus that includes same limitation as in claim 1 above, the rejection of which are incorporated herein. Regarding claim 15, this is a decoding method that includes same limitation as in claim 1 above, the rejection of which are incorporated herein. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al (US 20180176582 A1) in view of Hsu et al (US 20180288439 A1) and JUNG et al (US 20220210451 A1). Regarding claim 3, Zhao and Hsu disclose the predicted transform parameters [e.g. Hsu: transform mode for core transform and transform mode for the secondary transform, prediction mode], but Zhao and Hsu fail to explicitly disclose a transform kernel size. However, JUNG teaches the well-known concept of the predicted transform parameters comprising a transform kernel size [e.g. FIG. 11-14; transform kernels having different sizes]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the coding system disclosed by Zhao to exploit the well-known video decoding technique taught by Hsu and the well-known video decoding technique taught by JUNG as above, in order to provide improved coding performance [See Hsu; abstract and [0030-0031]] and improved video signal coding efficiency [See JUNG; [0004]]. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al (US 20180176582 A1) in view of Hsu et al (US 20180288439 A1) and LIM et al (US 20220279161 A1). Regarding claim 10, Zhao and Hsu disclose the similarity measure, but Zhao and Hsu fail to discloses the detail of the similarity measure based on samples neighboring to the current block, but Hsu fails to explicitly disclose the samples are down-sampled. However, LIM teaches the well-known concept of the neighboring samples that are down-sampled [e.g. performing down-sampling with respect to the neighboring sample of the luma block, deriving a cross-component parameter based on the down-sampled neighboring sample, and generating the prediction block of the current block based on the cross-component parameter]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to modify the coding system disclosed by Zhao to exploit the well-known video decoding technique taught by Hsu and the well-known video decoding technique taught by LIM as above, in order to provide improved coding performance [See Hsu; abstract and [0030-0031]] and improved video encoding/decoding efficiency [See LIM; [0005]]. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Henry (US 20200137393 A1). Seregin et al (US 20250365446 A1). THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZHUBING REN whose telephone number is (571)272-2788. The examiner can normally be reached Monday-Friday 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Ustaris can be reached at 571-2727383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZHUBING REN/Primary Examiner, Art Unit 2483
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Prosecution Timeline

Jul 05, 2024
Application Filed
Sep 08, 2025
Non-Final Rejection — §103
Dec 11, 2025
Response Filed
Jan 28, 2026
Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
80%
With Interview (+13.6%)
2y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 166 resolved cases by this examiner. Grant probability derived from career allow rate.

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