Prosecution Insights
Last updated: October 04, 2026
Application No. 18/735,775

GaN TRANSISTOR HAVING MULTI-THICKNESS FRONT BARRIER

Non-Final OA §103
Filed
Jun 06, 2024
Priority
Jun 07, 2023 — provisional 63/506,605 +1 more
Examiner
CHIN, EDWARD
Art Unit
Tech Center
Assignee
Efficient Power Conversion Corporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
608 granted / 697 resolved
+27.2% vs TC avg
Moderate +7% lift
Without
With
+6.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
24 currently pending
Career history
705
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
58.8%
+18.8% vs TC avg
§102
32.9%
-7.1% vs TC avg
§112
7.1%
-32.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 697 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action This office action is in response to applicant’s communication filed on 11/10/25. Claims 1-4, and 10-12 and 14 are pending in this application. Information Disclosure Statement The information disclosure statements filed on 03/18/25, 11/13/24, 06/06/24 has been received and is being considered. Claim Rejections Under 35 U.S.C. §103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1- 4 are rejected under 35 U.S.C. §103 as being unpatentable over Guo (CN 114582962 B) and further in view of Cao (US 9583480 B2). Regarding claim 1, Guo at least at (Fig. 1) discloses: A column III nitride transistor comprising: a substrate (1); a buffer layer (3) positioned above the substrate, wherein the buffer layer comprises a column III nitride material (e.g. paragraph 47: GaN): a barrier layer (4) positioned immediately above the buffer layer, wherein the barrier layer comprises a column III nitride material (e.g. paragraph 47: AIGaN); a channel comprising a conductive two-dimensional electron gas formed in the buffer layer near a junction of the buffer layer and the barrier layer (e.g. paragraph 65); one or more column III nitride material layers (5-8) above the barrier layer, wherein a first segment and a second segment are defined by the barrier layer and/or the one or more column III nitride material layers above the barrier layer, wherein the first segment (e.g. with layers 3-4) has a first thickness and the second segment (e.g. with layers 3-6, or 3-8) has a second thickness, the first thickness being less than the second thickness, wherein the number of free electrons in the first segment is lower than the number of free electrons in the second segment, such that the 2DEG in the channel under the first segment has a lower density of electrons than the 2DEG in the channel under the second segment (paragraph 65); and a gate (11), a source (10), and a drain (12), each positioned above the buffer layer, wherein the gate is positioned over the barrier layer between the source and the drain. However, Guo does not explicitly disclose wherein a first of the plurality of transistors having a gate positioned on the first segment is an enhancement mode transistor with a positive threshold voltage, and a second of the plurality of transistors having a gate positioned on the second segment is a depletion mode transistor having a negative threshold voltage. However, Cao is directed towards GaN devices disclose wherein a first of the plurality of transistors having a gate positioned on the first segment is an enhancement mode transistor with a positive threshold voltage, and a second of the plurality of transistors having a gate positioned on the second segment is a depletion mode transistor having a negative threshold voltage. See col 3, ln 54-col 4, ln 10)1 Guo and Cao are in the same or similar fields of endeavor. It would have been obvious to one having ordinary skill in the art at a time prior to the effective filing date of the present application to combine Guo with Cao. Guo and Cao may be combined by forming the device of Guo with Cao by forming the source drain regions with threshold voltages. Guo and Cao may be combined in order to reduce gate leakage. Regarding claim 2, Guo discloses the transistor integrated circuit of claim 1, wherein the first segment is closer to the source than the second segment (see fig 1, where first segment 3-4 is close to source 10). Regarding claim 3, Guo discloses the transistor integrated circuit of claim 1, wherein the one or more column III nitride material layers above the barrier layer comprise AlxInyGazN, where x + y + z = 1 (see claim 6 disclosing composition). Regarding claim 4, Gup discloses the transistor integrated circuit of claim 1, wherein the one or more column III nitride material layers above the barrier layer comprise paired layers of GaN and AlGaN (see claim 4). Claims 10 ,11, 12, and 14 are rejected under 35 U.S.C. §103 as being unpatentable over Curatola (US 2019280100) and further in view of Cao (US 9583480 B2). Regarding claim 10, Curatola US (2019280100) (Fig. 1 and associated text) and Cao (US 9583480 B2)discloses: A column III nitride transistor comprising: a substrate (116); a buffer layer (106) positioned above the substrate, wherein the buffer layer comprises a column III nitride material (e.g. paragraph 27: GaN); a barrier layer (108) positioned above the buffer layer, wherein the buffer layer comprises a column III nitride material (e.g. paragraph 27: AIGaN); a channel comprising a conductive two-dimensional electron gas (110) formed in the buffer layer near a junction of the buffer layer and the barrier layer; wherein the barrier layer has a first segment (136) with a first thickness and a second segment (138) with a second thickness, wherein the first thickness is less than the second thickness, wherein the number of free electrons in the first segment is lower than the number of free electrons in the second segment, such that a 2DEG density in the channel under the first segment is lower than a 2DEG density in the channel under the second segment (paragraph 39); and a gate (122), a source (120), and a drain (118), each positioned above the buffer layer, wherein the gate contact is positioned over the barrier layer between the source and the drain. However, Curatola does not explicitly disclose wherein a first of the plurality of transistors having a gate positioned on the first segment is an enhancement mode transistor with a positive threshold voltage, and a second of the plurality of transistors having a gate positioned on the second segment is a depletion mode transistor having a negative threshold voltage. However, Curatola is directed towards GaN devices disclose wherein a first of the plurality of transistors having a gate positioned on the first segment is an enhancement mode transistor with a positive threshold voltage, and a second of the plurality of transistors having a gate positioned on the second segment is a depletion mode transistor having a negative threshold voltage. See col 3, ln 54-col 4, ln 10)2. Curatola and Cao are in the same or similar fields of endeavor. It would have been obvious to one having ordinary skill in the art at a time prior to the effective filing date of the present application to combine Curatola with Cao. Guo and Curatola may be combined by forming the device of Curatola with Cao by forming the source drain regions with threshold voltages. Curatola and Cao may be combined in order to reduce gate leakage. Regarding claim 11, Curolata and Cao disclose the transistor integrated circuit of claim 10, wherein the first segment is closer to the source than the second segment (see fig 1 disclosing 124 is thinner at 136 as compared with 138). Regarding claim 12, Curolata and Cao disclose the transistor integrated circuit of claim 10, wherein the barrier layer comprises AlGaN (see fig 1, and para [0027]). Regarding claim 14, Curolata and Cao disclose the transistor integrated circuit of claim 12, wherein the barrier layer of the second transistor is doped with an n type dopant to increase the density of electrons in the 2DEG and decrease the threshold voltage of the transistor (see Curolata para [0026] disclosing decreasing metallic concentration, see also [0057]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDWARD CHIN whose telephone number is (571)270-1827. The examiner can normally be reached M-F 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Britt Hanley can be reached at (571) 270-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EDWARD CHIN/Primary Examiner, Art Unit 2893 1 Cao discloses the thinner portion 104 of the barrier layer under gate 103 increases the value of the positive threshold voltage V.sub.Th. As shown in FIG. 1, the gate 103 extends the entire width of the gate contact recess 104. Similarly, to modulate the threshold voltage V.sub.Th of the depletion mode device 201, the barrier layer 304 includes thinner portion 204 (i.e., a gate contact portion 204) under the gate 203, relative to the portions of the barrier layer 204 not disposed under the gate 203. The thinner portion 204 of the barrier layer under the gate 203 decreases the value of the negative threshold voltage V.sub.Th. As shown in FIG. 1, the gate 203 extends the entire width of the gate contact recess 204. 2 Ibid.
Read full office action

Prosecution Timeline

Jun 06, 2024
Application Filed
Aug 10, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
94%
With Interview (+6.8%)
2y 5m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 697 resolved cases by this examiner. Grant probability derived from career allowance rate.

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