Prosecution Insights
Last updated: October 01, 2026
Application No. 18/736,859

SEMICONDUCTOR DEVICE STRUCTURE WITH STACKED CONDUCTIVE PLUGS AND METHOD FOR PREPARING THE SAME

Non-Final OA §102§103
Filed
Jun 07, 2024
Priority
Nov 01, 2021 — divisional of 12/051,644
Examiner
KUSUMAKAR, KAREN M
Art Unit
Tech Center
Assignee
NANYA TECHNOLOGY Corporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
854 granted / 979 resolved
+27.2% vs TC avg
Moderate +10% lift
Without
With
+9.8%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
18 currently pending
Career history
984
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
44.7%
+4.7% vs TC avg
§102
37.9%
-2.1% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 979 resolved cases

Office Action

§102 §103
DETAILED ACTION Information Disclosure Statement The information disclosure statement (IDS) submitted on 3/25/26 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-5 are rejected under 35 U.S.C. 102(a)(1) and 102(a)(2) as being anticipated by Su (US 2021/0335792). As to claim 1, Su teaches a semiconductor device structure (see annotated fig. 24 below), comprising: a first dielectric layer (143/147) disposed over a semiconductor substrate (101, [0074]); a second dielectric layer (157) disposed over the first dielectric layer (143/147, [0081]); a first conductive plug (149/151) disposed in the first dielectric layer (143/147, [0075]), wherein an upper portion (149A/151A) of the first conductive plug (149/151) extends into the second dielectric layer (157, [0078] – [0079]); a silicide layer (155) disposed in the second dielectric layer (157) and covering a top surface and sidewalls of the upper portion (149A/151A) of the first conductive plug (149/151, [0079]); and a second conductive plug (159) disposed in the second dielectric layer (157) and directly over the first conductive plug (149/151) and the silicide layer (155, [0081]). PNG media_image1.png 784 828 media_image1.png Greyscale As to claim 2, Su further teaches the silicide layer (155) is in direct contact with the first conductive plug (149/151, see fig. above). As to claim 3, Su further teaches the silicide layer (155) is in direct contact with the first dielectric layer (147, the bottom surface of the silicide contacts the top surface of the first dielectric layer.). As to claim 4, Su further teaches a first liner (151) separating the first conductive plug (149/151) from the first dielectric layer (143/147) and the semiconductor substrate (101, see fig above). As to claim 5, Su further teaches the first liner (151) extends between the silicide layer (155) and the sidewalls of the upper portion (149A/151A) of the first conductive plug (149/151, see fig. above). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over Su. As to claim 6, Su doesn’t explicitly teach a second liner separating the second conductive plug from the second dielectric layer and the silicide layer. However, depositing liners between a plug and the surrounding dielectric layer is known in the art and would have been obvious so as to prevent diffusion of the metal ions into the dielectric layer. As to claim 7, Su further teaches the second liner is in direct contact with the silicide layer (see annotated figure above, the liner would be similar to the one shown in the first conductive plug, therefore the silicide would be in direct contact with it.). Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Su in view of Pandit (US 2022/0375898). As to claim 8, Su does not teach a third conductive plug disposed in the first dielectric layer and penetrating through the second dielectric layer, wherein the first conductive plug, the silicide layer and the second conductive plug are disposed in a pattern-dense region, and the third conductive plug is disposed in a pattern-loose region; and a third liner separating the third conductive plug from the semiconductor substrate, the first dielectric layer and the second dielectric layer. However, the first and second conductive plugs of Su are contacts that connect to a pattern-dense region (i.e. they connect to source/drain regions of a transistor, [0075]). Su only shows the pattern-dense region that contains the active circuitry. Su is silent on the pattern-loose region (i.e. where there is no active circuitry to connect to). However, in the same field of endeavor, Pandit teaches first and second conductive plugs in a pattern-dense region in first and second dielectric layers and a third conductive plug in a pattern-loose region penetrating the second dielectric layer (see annotated fig. 1B below). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was filed that there would be a third conductive plug in a pattern-loose region of Su so as to enable electrical coupling between the metallization layers and the device/package substrate, as taught by Pandit ([0043]). Pandit doesn’t explicitly teach a third liner separating the third conductive plug from the surrounding dielectric layers. However, liners are very well-known in the art and would have been obvious so as to prevent metal diffusion into the dielectric layers. PNG media_image2.png 576 834 media_image2.png Greyscale Conclusion Any response to this Office Action should be faxed to (571) 273-8300 or mailed to: Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450 Hand-Delivered responses should be brought to: Customer Service Window Randolph Building 401 Dulany Street Alexandria, VA 22313 Any inquiry concerning this communication or earlier communications from the examiner should be directed to KAREN M KUSUMAKAR whose telephone number is (571)270-3520. The examiner can normally be reached on Monday – Friday from 7:30a – 4:30p EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fernando Toledo can be reached on 571-272-1867. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KAREN KUSUMAKAR/ Primary Examiner, Art Unit 2897 9/18/26
Read full office action

Prosecution Timeline

Jun 07, 2024
Application Filed
Sep 22, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12740096
SEMICONDUCTOR DEVICE
2y 6m to grant Granted Sep 15, 2026
Patent 12733468
METAL STRUCTURES WITH SEAMS
3y 7m to grant Granted Sep 08, 2026
Patent 12727493
POWER PACKAGE HAVING CONNECTED COMPONENTS AND PROCESSES IMPLEMENTING THE SAME
4y 2m to grant Granted Sep 01, 2026
Patent 12713893
CONDUCTIVE STRUCTURE IN SEMICONDUCTOR STRUCTURE AND METHOD FOR FORMING THE SAME
3y 6m to grant Granted Aug 18, 2026
Patent 12701986
WET RECESS FOR RU SUBTRACTIVE PROCESS
3y 9m to grant Granted Aug 04, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
97%
With Interview (+9.8%)
1y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 979 resolved cases by this examiner. Grant probability derived from career allowance rate.

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