Prosecution Insights
Last updated: July 17, 2026
Application No. 18/737,201

SELF-INACTIVATING LENTIVIRAL VECTOR ENCODING BETA- OR GAMMA-GLOBIN

Non-Final OA §103§112
Filed
Jun 07, 2024
Priority
Dec 04, 2009 — provisional 61/267,008 +3 more
Examiner
WILSON, MICHAEL C
Art Unit
1638
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Children's Hospital Medical Center
OA Round
1 (Non-Final)
42%
Grant Probability
Moderate
1-2
OA Rounds
1y 7m
Est. Remaining
59%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
387 granted / 933 resolved
-18.5% vs TC avg
Strong +17% interview lift
Without
With
+17.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
52 currently pending
Career history
1005
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
50.3%
+10.3% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 933 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Claims 1-26 have been canceled. Claims 27-45 are pending and under consideration. Claim Rejections - 35 USC § 112 Indefiniteness Claims 27-45 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. It is assumed the metes and bounds of chromatin insulator elements in claim 32 were well-known in the art at the time of filing as evidenced by Barkess (“Chromatin insulator elements: establishing barriers to set hetrochromatin boundaries”, Epigenomics, 2012, Vol. 4, No. 1, pg 67-80). It is assumed the metes and bounds of chromatin insulator elements that are chicken hypersensitive site 4 (cHS4) insulator elements in claim 32 were well-known in the art at the time of filing as evidenced by Arumugam (“The 39 Region of the Chicken Hypersensitive Site-4 Insulator Has Properties Similar to Its Core and Is Required for Full Insulator Activity”, PLoS One, 2009, Vol. 4, No. 9, e6995, pg 1-15). It is assumed the metes and bounds of a “viral transcription unit” in claim 37 were well-known. A) The metes and bounds of a “central” polypurine “tract” in claim 27 cannot be determined. It is unclear when a sequence of a plurality of purines is “central” or a “tract”. B) The metes and bounds of when a polyA sequence is “derived from” an SV40 late polyA signal sequence cannot be determined as required in claim 31. While a polyA sequence may be an SV40 polyA sequence, it is unclear when it is “late” or derived from an SV40 polyA signal sequence. C) The metes and bounds of a “a chromatin insulator element comprising about 400 base pairs of the distal region of a chicken hypersensitive site-4 (cHS4) element and about 250 base pairs of a core region of a cHS4 element” in claim 32 cannot be determined. The metes and bounds of nucleic acids associated with “about 400” bp distal region of a cHS4 element are not disclosed. The metes and bounds of nucleic acids associated with “about 250” bp of a core region of a cHS4 element are not disclosed. The metes and bounds of the final structure associated with the combination of the two elements cannot be determined. D) The metes and bound of when a cHS4 element is “inside the LTR” as required in claim 33 cannot be determined. It is unclear how an LTR can remain an LTR with a “cHS4 element” inside of it. E) The metes and bounds of an SV40 late polyA signal sequence cannot be determined as required in claim 32. While a polyA sequence may be an SV40 polyA sequence, it is unclear when it is “late”. F) The structure of the vector “consisting essentially of a packaging signal, the env fragment, and the 360 bp gag fragment an upstream sequence element (USE) derived from an SV40 late polyA signal sequence” in claim 34 is indefinite because the elements do not properly track with the preceding claims and because the elements are not clearly set forth. In particular, the phrase “the 360 bp gag fragment an upstream sequence element (USE) derived from an SV40 late polyA signal sequence” appears to have a grammatical error. G) The metes and bounds of HS2, HS3, and HS4 “of the locus control regions” of a β-globin gene as required in claim 40 cannot be determined. First, the metes and bounds of “the locus control regions” of a β-globin gene cannot be determined. Next, loci are positions in space on a chromosome. They may also be considered an address on a chromosome. It is unclear how the position in space or address on a chromosome further limits the structure of the nucleic acid sequence within the genome after making the hybrid globin gene. Next, the term "locus" is singular and refers to a single nucleotide on a chromosome or gene, but the genetic modification claimed occurs over a plurality of nucleotides that change the addresses of other nucleotides within the gene. Ergo, the reference point of the "address" is unclear once the polynucleotide encoding the marker has been inserted into the gene, especially when there are multiple HS regions inserted into the hybrid gene. Overall, use of the "locus" is grammatically inappropriate, confusing, and fails to capture the structure of the hybrid globin gene. H) The metes and bounds of a core sequence of a cHS4 insulator comprising about 250 base pairs linked to a distal element of the cHS4 comprising about 400 base pairs in claim 45 cannot be determined. It is unclear when a sequence is a “core” of a cHS4 insulator. It is unclear when a sequence is a “distal element” of a cHS4 insulator. Claim Rejections - 35 USC § 103 A) Claims 27, 28, 30, 31, 34-44 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Dull (J. Virol., 1998, Vol. 71, No. 11, pg 8463-8471) in view of Trono (20050014166), Persons (Blood, 2003, Vol. 101, pg 2175-2183). Dull taught a SIN lentiviral vector containing a packaging signal; 360 bp 5’ gag fragment closed by a synthetic stop codon; 700 bp of the env gene comprising an RRE and a splice acceptor; and a transgene encoding a protein (pg 8463, 2nd col., last paragraph: “In either case, the vector itself carried the HIV-derived cis-acting sequences necessary for transcription, encapsidation, reverse transcription, and integration (2, 4, 22, 24, 29, 30, 32, 35). It thus encompassed, from the 5′ to 3′ end, the HIV 5′ LTR, the leader sequence and the 5′ splice donor site, approximately 360 bp of the gag gene (with the gag reading frame closed by a synthetic stop codon), 700 bp of the env gene containing the RRE and a splice acceptor site, an internal promoter (typically the immediate-early enhancer/promoter of human cytomegalovirus [CMV] or that of the phosphoglycerokinase gene [PGK]), the transgene, and the HIV 3′ LTR”; see also Fig. 4). This is equivalent to a SIN lentiviral vector comprising a packaging signal, a gag gene fragment that is about 360 bp, an env gene fragment containing an RRE and a SA; and b) a transgene as required in claim 27. Dull did not teach the vector contained a central polypurine tract (cPPT) as required in claim 27. However, cPPTs were well-known in the art as described by Trono (paragraph 174). Thus, it would have been obvious to those of ordinary skill in the art at the time of filing to make a SIN lentiviral vector according to Dull using a cPPT described by Trono. Those of ordinary skill in the art at the time of filing would have been motivated to use a cPPT because Trono taught the cPPT was located in the pol gene, initiates synthesis of a downstream plus strand AND at the 3’ PPT. The result is double stranded DNA with a stable flap of 99 nucleotides that facilitates nuclear import. It is the basis for their ability to replicate in non-dividing cells (para 74). The combined teachings of Dull and Trono did not teach the transgene encoded γ-globin as required in claim 27. However, Persons taught a SIN lentiviral vector encoding γ-globin (Fig. 1). Thus, it would have been obvious to those of ordinary skill in the art at the time of filing to make a SIN lentiviral vector comprising the elements described by Dull and the cPPT described by Trono wherein the transgene encoded γ-globin as described by Persons. Those of ordinary skill in the art at the time of filing would have been motivated to replace the transgene of Dull with the γ-globin coding region for gene therapy as described by Persons. Those of ordinary skill in the art would have had a reasonable expectation of successfully adding the cPPT element as evidenced by Trono who used it in various vectors. Those of ordinary skill in the art would have had a reasonable expectation of successfully making the transgene of Dell a γ-globin coding sequence as evidenced by Persons who used a γ-globin coding sequence in a SIN lentiviral vector for gene therapy. Claim 40 has been included because Persons taught the vector contained HS2, HS3, and HS4 chromatin insulator elements (Fig. 1, bottom three panels). Claim 27, 35, 39 have been included because Persons taught a γ-globin coding sequence (Fig. 1A). Claim 37 has been included because Persons taught the γ-globin coding sequence was in reverse orientation of the 5’ and 3’ LTRs and the HS2, HS3, and HS4 elements (Fig. 1A, see also the caption). Persons used β-spectrin and α-globin promoters (Fig. 1 caption). This is a “promoter” as required in claim 38 because it is specific to cells that express spectrin and globin. Persons transduced bone marrow cells with the vector which is equivalent to the host cell in claims 42-43. Persons transduced bone marrow cells with the vector which is equivalent to transfecting a host cell as required in claim 44. Thus, Applicants' claimed invention as a whole is prima facie obvious in the absence of evidence to the contrary. B) Claim 29 is rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Dull (J. Virol., 1998, Vol. 71, No. 11, pg 8463-8471) in view of Trono (20050014166), Persons (Blood, 2003, Vol. 101, pg 2175-2183), Baum (20070048285) as applied to claims 27, 28, 30, 31, 34-44 and further in view of Schambach (Mol. Therap., 2007, Vol. 15, No. 6, pg 1167-1173). The combined teachings of Dull, Trono, Persons, and Baum taught a SIN lentiviral vector containing a) a backbone containing cis elements consisting essentially of: a packaging signal; 360 bp 5’ gag fragment closed by a synthetic stop codon; 700 bp of the env gene comprising an RRE and a splice acceptor; and a cPPT element; a 3’ LTR comprising an exogenous polyA sequence downstream of the endogenous polyA sequence; and b) a transgene encoding γ-globin for reasons cited above. The combined teachings of Dull, Trono, Persons, and Baum did not teach exogenous polyA sequence was a bovine growth hormone (bGH) polyA sequence as required in claim 29. However, Schambach taught polyA signal from bovine growth hormone (bGH) was strong (Figure 3C; pg 1168, col. 2, “USE improves transcriptional termination of gamma-retroviral SIN vectors”). Thus, it would have been obvious to those of ordinary skill in the art at the time of filing to make a SIN vector as described by the combined teachings of Dull, Trono, Persons, and Baum using the bGH polyA sequence described by Schambach. Those of ordinary skill in the art at the time of filing would have been motivated to modified 3’ LTR of Baum to experience the improved expression observed by Schambach using the bGH polyA sequence. Thus, Applicants' claimed invention as a whole is prima facie obvious in the absence of evidence to the contrary. D) Claims 32, 33, 45 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Dull (J. Virol., 1998, Vol. 71, No. 11, pg 8463-8471) in view of Trono (20050014166), Persons (Blood, 2003, Vol. 101, pg 2175-2183), Rivella (J. Virol., 2000, Vol. 74, pg 4679-4687) as applied to claims 27, 28, 30, 31, 34-44 and further in view of Recillas-Targa (BioEssays, 2004, Vol. 26, pg 796-807). The combined teachings of Dull, Trono, Persons, and Rivella taught a SIN lentiviral vector containing a) a backbone containing cis elements consisting essentially of: a packaging signal; 360 bp 5’ gag fragment closed by a synthetic stop codon; 700 bp of the env gene comprising an RRE and a splice acceptor; and a cPPT element; HS2, HS3, cHS4 chromatin insulator elements (Fig. 10A of Persons + teachings of Rivella); and b) a transgene encoding γ-globin for reasons cited above. The combined teachings of Dull, Trono, Persons, and Rivella did not teach the cHS4 element had a 250 bp core linked to a 400 bp distal cHS4 element as required in claims 32, 33, 45. However, Recillas-Targa taught a SIN vector with a cHS4 element with a 250 bp core linked to a 400 bp distal cHS4 element (pg 797, Fig. 1A). Thus, it would have been obvious to those of ordinary skill in the art at the time of filing to make a SIN vector as described by the combined teachings of Dull, Trono, Persons, and Rivella using the cHS4 element described by Recillas-Targa. Those of ordinary skill in the art at the time of filing would have been motivated to replace the cHS4 element of Rivella with the to protect the transgene against chromatin position effects as described by Recillas-Targa in the abstract. Replacing the HS4 element of Persons with the cHS4 element would put it in the 3’ LTR as required in claim 33. Thus, Applicants' claimed invention as a whole is prima facie obvious in the absence of evidence to the contrary. Conclusion No claim is allowed. Inquiry concerning this communication or earlier communications from the examiner should be directed to Michael C. Wilson who can normally be reached at the office on Monday through Friday from 9:30 am to 6:00 pm at 571-272-0738. Patent applicants with problems or questions regarding electronic images that can be viewed in the Patent Application Information Retrieval system (PAIR) can now contact the USPTO’s Patent Electronic Business Center (Patent EBC) for assistance. Representatives are available to answer your questions daily from 6 am to midnight (EST). The toll free number is (866) 217-9197. When calling please have your application serial or patent number, the type of document you are having an image problem with, the number of pages and the specific nature of the problem. The Patent Electronic Business Center will notify applicants of the resolution of the problem within 5-7 business days. Applicants can also check PAIR to confirm that the problem has been corrected. The USPTO’s Patent Electronic Business Center is a complete service center supporting all patent business on the Internet. The USPTO’s PAIR system provides Internet-based access to patent application status and history information. It also enables applicants to view the scanned images of their own application file folder(s) as well as general patent information available to the public. For all other customer support, please call the USPTO Call Center (UCC) at 800-786-9199. If attempts to reach the examiner are unsuccessful, the examiner's supervisor, Tracy Vivlemore, can be reached on 571-272-2914. The official fax number for this Group is (571) 273-8300. Michael C. Wilson /MICHAEL C WILSON/ Primary Examiner, Art Unit 1638
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Prosecution Timeline

Jun 07, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
42%
Grant Probability
59%
With Interview (+17.4%)
3y 8m (~1y 7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 933 resolved cases by this examiner. Grant probability derived from career allowance rate.

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