Prosecution Insights
Last updated: August 17, 2026
Application No. 18/738,371

Transistor and Method for Manufacturing Same

Non-Final OA §102§103
Filed
Jun 10, 2024
Priority
Dec 06, 2023 — provisional 63/607,072 +1 more
Examiner
WILCZEWSKI, MARY A
Art Unit
Tech Center
Assignee
Microchip Technology Incorporated
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
709 granted / 835 resolved
+24.9% vs TC avg
Moderate +10% lift
Without
With
+10.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
39 currently pending
Career history
870
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
44.2%
+4.2% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 835 resolved cases

Office Action

§102 §103
DETAILED ACTION This Office action is in response to the election submitted on 07 July 2026. Claims 1-20 are pending in the application. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of the invention of Group I, on which claims 1-10 are readable, in the reply filed on 07 July 2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5 and 10 are rejected under 35 U.S.C. 102(a)(1) as being clearly anticipated by Endo et al., US 2009/0090920, cited by applicant on the Information Disclosure Statement (IDS) submitted on 21 April 2026. With respect to claim 1, Endo et al. disclose a transistor, shown in Fig. 8 comprising: a drain layer 13; a drift layer 2 over the drain layer 13, see paragraph [0037]; a channel layer 3 over the drift layer 2; a first source layer 6 over the channel layer 3; a trench formed through the first source layer 6, through the channel layer 3 and at least partially into the drift layer 2; and a gate 9 formed within the trench, see Fig 8. . With respect to claim 2, in the transistor of Endo et al., the drain layer 13 comprises a first concentration of a first type dopant n++, as shown in Fig. 8. With respect to claim 3, in the transistor of Endo et al., the drift layer 2 comprises a second concentration of the first type dopant n, as shown in Fig. 8, the second concentration different from the first concentration, see paragraph [0037]. The drift layer has a lower concentration of the first type dopant (n) than the drain layer 13 (n++). With respect to claim 4, in the transistor of Endo et al., the channel layer 3 comprises a third concentration of a second type dopant p, as shown in Fig. 8. With respect to claim 5, in the transistor of Endo et al., the first source layer 6 comprises a fourth concentration of the first type dopant n+. With respect to claim 10, the transistor of Endo et al. further comprises an insulating layer 10 over the gate 9within the trench, see paragraph [0044].. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 6-9 are rejected under 35 U.S.C. 103 as being unpatentable over Endo et al., US 2009/0090920, as applied to claim 5 above, in view of Nakamura et al., US 9,041,006, cited by applicant on the Information Disclosure Statement (IDS) submitted on 21 April 2026. Endo et al. is applied as above. Although Endo et al. disclose a SiC transistor having a gate 9 formed in a trench, as shown in Fig. 8 of Endo et al., Endo et al. lack anticipation of a second source layer between the first source layer and the channel layer, wherein the second source layer comprises a fifth concentration of the first type dopant, the fifth concentration different from the fourth concentration, and the trench is formed through the second source layer. However, in the same field of endeavor, Nakamura et al. disclose a SiC transistor having a gate formed in a trench and having a drift region, as shown in Fig. 1, wherein the source layer comprises a first source layer 6-1 of a high impurity concentration n-type and a second source layer 6-2 of a higher impurity concentration n-type, as shown in Fig. 1, thereby preventing the generation of leak defects, see column 12, lines 15-26. Therefore, in order to prevent leakage defects in the known transistor of Endo et al., it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include a second source layer 6-1 between the first source layer 6 and the channel layer 3, wherein the second source layer 6-1 comprises a fifth concentration of the first type dopant n, the fifth concentration different from the fourth concentration n+, and the trench is formed through the second source layer, as shown in Fig. 1 of Nakamura et al.. Nakamura et al. disclose that the first source layer 6-1 has a lower n-type doping concentration than the second source layer 6-2, see column 9, lines 20-43. With respect to claim 7, the transistor of Endo et al. further comprises a shield layer 21 within the drift layer 2 and adjacent to the gate 9, wherein the shield layer comprises a sixth concentration of the second type dopant p, as shown in Fig. 8. With respect to claim 8, the transistor of Endo et al. further comprises a drift implant layer 2a formed within the drift layer 2 and adjacent to the shield layer 21, wherein the drift implant layer 2a comprises a seventh concentration of the first type dopant n+, the seventh concentration n+ different from the second concentration n, as shown in Fig. 8. The seventh concentration of the drift implant region 2a (n+) is greater than the second concentration of the drift region (n), as shown in Fig. 8. With respect to claim 9, the transistor of Endo et al. further comprises a body 5 having an eighth concentration of the second type dopant p+, as shown in Fig. 8. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The additionally cited reference discloses a transistor having a gate formed in a trench and a drift region. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARY A WILCZEWSKI whose telephone number is (571)272-1849. The examiner can normally be reached M-TH 7:30 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jessica Manno can be reached at 571-272-2339. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MARY A. WILCZEWSKI Primary Examiner Art Unit 2898 /MARY A WILCZEWSKI/Primary Examiner, Art Unit 2898
Read full office action

Prosecution Timeline

Jun 10, 2024
Application Filed
Jul 23, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
95%
With Interview (+10.1%)
2y 7m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 835 resolved cases by this examiner. Grant probability derived from career allowance rate.

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