Prosecution Insights
Last updated: October 02, 2026
Application No. 18/738,678

LOW RESISTIVITY WAFER

Non-Final OA §102§112
Filed
Jun 10, 2024
Priority
Jun 29, 2020 — divisional of 11/598,023 +1 more
Examiner
HENRY, CALEB E
Art Unit
Tech Center
Assignee
SUMCO Corporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
1093 granted / 1259 resolved
+26.8% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
36 currently pending
Career history
1294
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
55.0%
+15.0% vs TC avg
§102
35.1%
-4.9% vs TC avg
§112
5.9%
-34.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1259 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-3 in the reply filed on 8/14/2026 is acknowledged. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being incomplete for omitting essential elements, such omission amounting to a gap between the elements. See MPEP § 2172.01. The omitted elements are: claim 1 teaches a striation height (X) value of -15 mm. In physical terms, height is a positive quantity measured from a reference plane (e.g., the wafer’s flat surface). A “negative” height would imply the striation is below that reference, which is not possible in standard wafer geometry. If the “negative” value is due to a sign convention (e.g. a chosen coordinate direction in arbitrarily chosen measurement), claim must define the chosen coordinate system. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Uto (20110056428). Regarding claim 1, Uto teaches an semiconductor wafer of 200 mm in diameter (par. 32 teaches a range of wafer diameter which includes this value) cut from a single-crystal silicon (par. 10) that is doped with phosphorus (par. 49) the semiconductor wafer having a resistivity (Y) () and a striation height (X) (see fig. 4A, 4B, 5A, 5B and par. 13 and par. 34-40), wherein Y is at least Y = -1.588 x 10-6 X3 + 1.331 x 10-4X2 - 1.195 x 10-2 X + 7.649x 10-1 (please see equations seen in par. 13 and 40 which includes but is not limited to the equation above, specifically when the range of height striation, taught in Uto, is used above) for X in a range of -15 mm to 30 mm (par. 63 teaches a range that coincides with this range), the semiconductor wafer being further characterized by an edge and a center (please see fig. 1A-1D wherein wafers have a rim and a center) wherein a plurality of striation angles from the edge to the center forms the striation height (X) at the center (please see fig. 1A-1D which shows angles, specifically fig. 1D), and each of the plurality of striation angles is a positive value (please see fig. 1D which shows the striation angles on the positive axis). Regarding claim 2, Uto teaches an semiconductor wafer of 300 mm in diameter (par. 32 teaches a range of wafer diameter which includes this value) cut from a single-crystal silicon that is doped with phosphorous (par. 10 and 49), the semiconductor wafer having a resistivity (Y) of 0.8 m Q-cm or less (par. 13, 40 and 63) and striation height (X) of 13 mm or greater (par. 13 and par. 34-40), the semiconductor wafer being further characterized by an edge and a center (please see fig. 1A-1D wherein wafers have a rim and a center) wherein a plurality of striation angles from the edge to the center forms the striation height (X) at the center (please see fig. 1A-1D which shows angles, specifically fig. 1D), and each of the plurality of striation angles is a positive value (please see fig. 1D which shows the striation angles on the positive axis). Regarding claim 3, Uto teaches an semiconductor wafer of claim 2, wherein the resistivity (Y) is at least Y= 1.556 x 10-6X3 + 1.439 x 10-4X2 - 1.469 x 10-2X+ 9.700 x 10-1 (please see equations seen in par. 13 and 40 which includes but is not limited to the equation above, specifically when the range of height striation, taught in Uto, is used above). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CALEB E HENRY whose telephone number is (571)270-5370. The examiner can normally be reached Mon-Fri. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eva Montalvo can be reached at (571) 270-3829. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CALEB E HENRY/Primary Examiner, Art Unit 2818
Read full office action

Prosecution Timeline

Jun 10, 2024
Application Filed
Sep 09, 2024
Response after Non-Final Action
Aug 28, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
93%
With Interview (+6.0%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1259 resolved cases by this examiner. Grant probability derived from career allowance rate.

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