Prosecution Insights
Last updated: August 17, 2026
Application No. 18/739,548

SEMICONDUCTOR PACKAGE AND METHOD OF MANUFACTURING THE SEMICONDUCTOR PACKAGE

Non-Final OA §103
Filed
Jun 11, 2024
Priority
Jul 27, 2023 — RE 10-2023-0098285
Examiner
BULLARD-CONNOR, GENEVIEVE GRACE
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
50%
Grant Probability
Moderate
1-2
OA Rounds
1y 7m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
9 granted / 18 resolved
-10.0% vs TC avg
Strong +35% interview lift
Without
With
+35.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
33 currently pending
Career history
73
Total Applications
across all art units

Statute-Specific Performance

§103
49.0%
+9.0% vs TC avg
§102
31.5%
-8.5% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 18 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-7, 9-17, and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Yun (US 2024/0429151), Hattori et al. (“Hattori” US 2021/0387276), and Chen et al. (“Chen” US 2023/0307268). Regarding claim 1, Yun discloses a semiconductor package (10), comprising: a package substrate (100) having a first surface (upper surface) and a second surface (lower surface) opposite to each other, wherein the package substrate (100) includes a plurality of first substrate pads (150) and a plurality of second substrate pads (160) that are exposed from the first surface (upper surface, see Figure 2) and are electrically connected to each other (para. [0031]); a semiconductor device (200) mounted on the first surface of the package substrate (100) and electrically connected to the plurality of first substrate pads (150); conductive bumps (320) disposed on the plurality of second substrate pads (160); and a semiconductor element (300) mounted on the package substrate (100) via the conductive bumps (320) and spaced apart from the semiconductor device (200, see Figure 2). Yun does not disclose wherein each of the conductive bumps includes a bump body and a conductive member, wherein the bump body has a first melting point, and the conductive member at least partially surrounds the bump body and has a second melting point that is lower than the first melting point, and wherein the semiconductor element has metal oxide barriers that are provided on the conductive members and are provided on a side surface of the semiconductor element. Hattori discloses in Figure 5, however, conductive bumps (24) wherein each of the conductive bumps (24) includes a bump body (24a) and a conductive member (24c), wherein the bump body has a first melting point, and the conductive member (24c) at least partially surrounds the bump body (24a, see Figure 5) and has a second melting point that is lower than the first melting point (see para. [0041], the material used for the bump body 24a has a higher melting point than the material used for the conductive member 24c). It would have been obvious to a person having ordinary skill in the art to incorporate the teachings of Hattori into the teachings of Yun to include the conductive bumps as claimed for the purpose of decreasing costs (Hattori, para. [0067]). Further, Chen discloses in Figure 8, a semiconductor element (107) having metal oxide barriers (120) that are provided on the conductive members (124 and 202) and are provided on a side surface (lateral and lower side surfaces) of the semiconductor element (107, see Figure 8). It would have been obvious to a person having ordinary skill in the art to incorporate the teachings of Chen into the teachings of Yun and Hattori to include the metal oxide barriers as claimed for the purpose of protecting the die from moisture (Chen, para. [0040]). Regarding claim 2, Yun discloses wherein a lower surface of the semiconductor element (300) is spaced apart from the first surface of the package substrate (100, upper surface) by a first distance (D1, see Figure 4), and the first distance (D1) is within a range of about 40 µm to about 60 µm (para. [0049]). Regarding claim 3, Hattori discloses wherein the conductive bumps (24) include a Cu Core Solder Ball (CCSB) (the core/bump body 24a is made of copper and surrounded by solder/conductive member 24c, see para. [0041]). Regarding claim 4, Hattori discloses wherein a diameter of each of the bump bodies (24a) is within a range of about 20 µm to about 40 µm (see para. [0047]). Additionally, the range disclosed by Hattori overlaps the claimed range, and in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art,” a prima facie case of obviousness exists (In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976)). Regarding claim 5, Yun discloses wherein the semiconductor element (300) includes a plurality of elements pads (310) that are disposed on a lower surface of the semiconductor element (200, see Figure 4) and are electrically connected to the conductive bumps (320). Regarding claim 6, Hattori discloses wherein each of the conductive bumps (24) further includes a seed layer (24b) that is provided between the bump body (24a) and the conductive member (24c, see Figure 5). Regarding claim 7, Hattori discloses wherein the bump bodies (24a) include at least any one of nickel (Ni), bismuth (Bi), indium (In), aluminum (Al), copper (Cu), lead (Pb), gold (Au), silver (Ag), or polymer (copper, see para. [0041]). Regarding claim 9, Yun discloses wherein the semiconductor element (300) includes at least one of a passive device, a multi-layer ceramic capacitor (MLCC), a low inductance chip capacitor (LICC), a die side capacitor (DSC), a land side capacitor (LSC), an inductor, and an integrated passive device (IPD) (para. [0044]). Regarding claim 10, Yun further discloses a sealing member (550) disposed on the package substrate (100) and covering the semiconductor device (200), the conductive bumps (320) and the semiconductor element (300). Regarding claim 11, Yun discloses a semiconductor package (10), comprising: a package substrate (100) having a first surface (upper surface) and a second surface (lower surface) opposite to each other, wherein the package substrate (100) includes a plurality of first substrate pads (150) and a plurality of second substrate pads (160) that are exposed from the first surface and are electrically connected to each other (see Figure 2, para. [0031]); conductive bumps (320) disposed on the plurality of second substrate pads (160); and a semiconductor element (300) mounted on the package substrate (100) via the conductive bumps (320). Yun does not disclose wherein each of the conductive bumps includes a bump body and a conductive member, wherein the bump body has a first melting point, and the conductive member at least partially surrounds the bump body and has a second melting point that is lower than the first melting point, and wherein the semiconductor element has metal oxide barriers that are provided on the conductive members and that cover at least a portion of a side surface of the semiconductor element. Hattori discloses in Figure 5, however, conductive bumps (24) wherein each of the conductive bumps (24) includes a bump body (24a) and a conductive member (24c), wherein the bump body has a first melting point, and the conductive member (24c) at least partially surrounds the bump body (24a, see Figure 5) and has a second melting point that is lower than the first melting point (see para. [0041], the material used for the bump body 24a has a higher melting point than the material used for the conductive member 24c). It would have been obvious to a person having ordinary skill in the art to incorporate the teachings of Hattori into the teachings of Yun to include the conductive bumps as claimed for the purpose of decreasing costs (Hattori, para. [0067]). Further, Chen discloses in Figure 8, a semiconductor element (107) having metal oxide barriers (120) that are provided on the conductive members (124 and 202) and cover at least a portion of a side surface (lateral and lower side surfaces) of the semiconductor element (107, see Figure 8). It would have been obvious to a person having ordinary skill in the art to incorporate the teachings of Chen into the teachings of Yun and Hattori to include the metal oxide barriers as claimed for the purpose of protecting the die from moisture (Chen, para. [0040]). Regarding claim 12, Yun discloses wherein a lower surface of the semiconductor element (300) is spaced apart from the first surface of the package substrate (100, upper surface) by a first distance (D1, see Figure 4), and the first distance (D1) is within a range of about 40 µm to about 60 µm (para. [0049]). Regarding claim 13, Hattori discloses wherein the conductive bumps (24) include a Cu Core Solder Ball (CCSB) (the core/bump body 24a is made of copper and surrounded by solder/conductive member 24c, see para. [0041]). Regarding claim 14, Hattori discloses wherein a diameter of each of the bump bodies (24a) is within a range of about 20 µm to about 40 µm (see para. [0047]). Additionally, the range disclosed by Hattori overlaps the claimed range, and in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art,” a prima facie case of obviousness exists (In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976)). Regarding claim 15, Yun discloses wherein the semiconductor element (300) includes a plurality of elements pads (310) that are disposed on a lower surface of the semiconductor element (200, see Figure 4) and are electrically connected to the conductive bumps (320). Regarding claim 16, Hattori discloses wherein each of the conductive bumps (24) further includes a seed layer (24b) that is provided between the bump body (24a) and the conductive member (24c, see Figure 5). Regarding claim 17, Hattori discloses wherein the bump bodies (24a) include at least any one of nickel (Ni), bismuth (Bi), indium (In), aluminum (Al), copper (Cu), lead (Pb), gold (Au), silver (Ag), or polymer (copper, see para. [0041]). Regarding claim 19, Yun discloses a semiconductor device (200) mounted on the first surface of the package substrate (100) to be spaced apart from the semiconductor element (300) and electrically connected to the plurality of first substrate pads (150). Regarding claim 20, Yun discloses a semiconductor package (10), comprising: a package substrate (100) having a first surface (upper surface) and a second surface (lower surface) opposite to each other, wherein the package substrate (100) includes a plurality of first substrate pads (150) and a plurality of second substrate pads (160) that are exposed from the first surface (upper surface, see Figure 2) and are electrically connected to each other (para. [0031]); a semiconductor device (200) mounted on the first surface of the package substrate (100) and electrically connected to the plurality of first substrate pads (150); conductive bumps (320) disposed on the plurality of second substrate pads (160); and a semiconductor element (300) mounted on the package substrate (100) via the conductive bumps (320) to be electrically connected to the plurality of second substrate pads (160), wherein the semiconductor element (300) includes a multi-layer ceramic capacitor (MLCC) (para. [0044]). Yun does not disclose wherein each of the conductive bumps includes a bump body and a conductive member, wherein the bump body has a first melting point, and the conductive member at least partially surrounds the bump body and has a second melting point that is lower than the first melting point, and wherein the semiconductor element has metal oxide barriers provided on the conductive members and provided on a side surface of the semiconductor element. Hattori discloses in Figure 5, however, conductive bumps (24) wherein each of the conductive bumps (24) includes a bump body (24a) and a conductive member (24c), wherein the bump body has a first melting point, and the conductive member (24c) at least partially surrounds the bump body (24a, see Figure 5) and has a second melting point that is lower than the first melting point (see para. [0041], the material used for the bump body 24a has a higher melting point than the material used for the conductive member 24c). It would have been obvious to a person having ordinary skill in the art to incorporate the teachings of Hattori into the teachings of Yun to include the conductive bumps as claimed for the purpose of decreasing costs (Hattori, para. [0067]). Further, Chen discloses in Figure 8, a semiconductor element (107) having metal oxide barriers (120) that are provided on the conductive members (124 and 202) and are provided on a side surface (lateral and lower side surfaces) of the semiconductor element (107, see Figure 8). It would have been obvious to a person having ordinary skill in the art to incorporate the teachings of Chen into the teachings of Yun and Hattori to include the metal oxide barriers as claimed for the purpose of protecting the die from moisture (Chen, para. [0040]). Claims 8 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Yun, Hattori, and Chen as applied to claims 1 and 11 above, and further in view of Brogan et al. (“Brogan” US 2023/0260834). Regarding claim 8, Chen does not disclose that the metal oxide barriers include zinc (Zn) or nickel (Ni). Brogan discloses, however, wherein the metal oxide barriers include zinc (Zn) or nickel (Ni) (see para. [0006]). It would have been obvious to a person having ordinary skill in the art to use a metal oxide material including Zn or Ni as taught by Brogan because the selection of a known material based on its suitability for its intended use is prima facie obvious. See MPEP 2144.07. Regarding claim 18, Chen does not disclose that the metal oxide barriers include zinc (Zn) or nickel (Ni). Brogan discloses, however, wherein the metal oxide barriers include zinc (Zn) or nickel (Ni) (see para. [0006]). It would have been obvious to a person having ordinary skill in the art to use a metal oxide material including Zn or Ni as taught by Brogan because the selection of a known material based on its suitability for its intended use is prima facie obvious. See MPEP 2144.07. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Genevieve G Bullard-Connor whose telephone number is (571)270-0609. The examiner can normally be reached Mon-Fri, 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dale Page can be reached at 571-270-7877. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Genevieve G Bullard-Connor/Examiner, Art Unit 2899 /DALE E PAGE/Supervisory Patent Examiner, Art Unit 2899
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Prosecution Timeline

Jun 11, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103
Aug 15, 2026
Interview Requested

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12685163
SEMICONDUCTOR DEVICE
3y 8m to grant Granted Jul 14, 2026
Patent 12667010
SEMICONDUCTOR DEVICE
3y 6m to grant Granted Jun 23, 2026
Patent 12525517
SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING THE SAME
3y 5m to grant Granted Jan 13, 2026
Study what changed to get past this examiner. Based on 3 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
50%
Grant Probability
85%
With Interview (+35.1%)
3y 9m (~1y 7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 18 resolved cases by this examiner. Grant probability derived from career allowance rate.

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