Prosecution Insights
Last updated: July 17, 2026
Application No. 18/748,206

GATE ELECTRODE EXTENDING INTO A SHALLOW TRENCH ISOLATION STRUCTURE IN HIGH VOLTAGE DEVICES

Non-Final OA §102§103
Filed
Jun 20, 2024
Priority
Mar 05, 2021 — provisional 63/157,030 +2 more
Examiner
CHOI, CALVIN Y
Art Unit
Tech Center
Assignee
Taiwan Semiconductor Manufacturing Company, Ltd.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
698 granted / 854 resolved
+21.7% vs TC avg
Strong +17% interview lift
Without
With
+17.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
20 currently pending
Career history
882
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
91.1%
+51.1% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 854 resolved cases

Office Action

§102 §103
DETAILED ACTION This Office Action is in response to the continuation application filed on 20 June 2024. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 8 and 15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Uda (US 2019/0305129 A1; hereinafter Uda). In regards to claim 8, Uda teaches, e.g. in fig. 2, an integrated chip, comprising: a source region (18) and a drain region (20) in a substrate (12) [0031]; a shallow trench isolation (STI) structure (34) extending into the substrate [0031]; a gate electrode (28) over the substrate [0032]; and a gate dielectric layer (26) separating the gate electrode from the substrate [0032], wherein the gate electrode has a protrusion (42) directly between the source region and the drain region [0036], and wherein the protrusion protrudes into the STI structure beginning at a lower surface of the gate electrode, which is recessed relative to a top surface of the gate dielectric layer (fig. 2). In regards to claim 15, Uda teaches the limitations discussed above in addressing claim 8. Uda further teaches, e.g. in fig. 2, the limitations wherein the source region, the drain region, the gate electrode, and the gate dielectric layer form a laterally-diffused metal-oxide semiconductor (LDMOS) transistor [0002]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 16-18 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Uda, in view of Wu et al. (US 2016/0307911 A1; hereinafter Wu). In regards to claim 16, Uda teaches, e.g. in fig. 2, a method, comprising: forming a source region (18) and a drain region (20) in a substrate (12) [0031]; forming a trench isolation structure inset (34) into the substrate [0031]; and forming a gate electrode (42) within the trench (fig. 2) [0036]. Uda appears to be silent as to, but does not preclude, the limitations of performing a first etch into the trench isolation structure to form a trench directly between the source region and the drain region; forming a mask structure over the trench isolation structure, wherein the mask structure has a mask opening that overlaps with the trench and that further overlaps with a top surface portion of the trench isolation structure outside the trench; and performing a second etch into the trench isolation structure through the mask opening to expand the trench. Wu teaches the limitations of performing a first etch into the trench isolation structure to form a trench directly between the source region and the drain region [0015-0016]; forming a mask structure over the trench isolation structure, wherein the mask structure has a mask opening that overlaps with the trench and that further overlaps with a top surface portion of the trench isolation structure outside the trench [0021]; and performing a second etch into the trench isolation structure through the mask opening to expand the trench [0015-0016]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by Uda with the aforementioned limitations taught by Wu to have a desired etch profile (Wu [0016]). In regards to claim 17, the combination of Uda and Wu teaches the limitations discussed above in addressing claim 16. Wu further teaches the limitations wherein the first etch is performed by a dry etch, and wherein the second etch is performed by a wet etch [0015-0016]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by Uda with the aforementioned limitations taught by Wu to have a desired etch profile (Wu [0016]). In regards to claim 18, the combination of Uda and Wu teaches the limitations discussed above in addressing claim 16. Wu further teaches the limitations wherein the mask opening has a width that is greater than a width of the trench [0021]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by Uda with the aforementioned limitations taught by Wu to have a desired etch profile (Wu [0016]). In regards to claim 20, the combination of Uda and Wu teaches the limitations discussed above in addressing claim 16. Uda further teaches the limitations further comprising: depositing a conductive layer (28) overlying the substrate (12) and the trench isolation structure (34) and further filling the trench, wherein a top surface of the conductive layer is indented directly over the trench (fig. 2); and patterning the conductive layer to form the gate electrode from a portion of the conductive layer (fig. 2). Allowable Subject Matter Claims 1-7 are allowed. Claims 9-14 and 19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The claims of the application at hand that depend from allowable claims (or objected to as being dependent upon a rejected base claim but would be allowable) are allowable (or objected to as being dependent upon a rejected base claim but would be allowable) because they respectively depend, directly or indirectly, from the allowable claims of the application at hand. Therefore, the dependent claims in question incorporate the allowable limitations of the claims from which they depend. The following is a statement of reasons for the indication of allowable subject matter: In regards to claim 1, Uda teaches, e.g. in fig. 2, an integrated chip, comprising: a source region (18) and a drain region (20) in a substrate (12) [0031]; a trench isolation structure (34) inset into the substrate [0031]; a gate electrode (28/42) on the substrate, between the source region and the drain region (fig. 2) [0036]; and a gate dielectric layer (26) separating the gate electrode from the substrate [0032], wherein the gate electrode has a gate protrusion (42) that extends into the trench isolation structure, wherein the gate protrusion has a first sidewall (e.g. ending at (S2)) and a second sidewall (e.g. ending at (S1)) facing a common direction on a common side of the gate protrusion (fig. 2: e.g. left). Uda and the closest prior art does not teach or disclose, alone or in combination, the limitations wherein the second sidewall is over the first sidewall and has a top edge farther from a width-wise center of the gate protrusion than a bottom edge of the second sidewall, and wherein first sidewall has a top edge farther from the width-wise center than a bottom edge of the first sidewall. In regards to claims 9-14 and 19, the closest prior art does not teach or disclose, alone or in combination, the limitation wherein the bottom surface of a gate electrode is coplanar with the bottom surface of a gate dielectric, and further wherein the gate electrode is in physical contact with a top surface of a shallow trench isolation structure. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CALVIN Y CHOI whose telephone number is (571)270-7882. The examiner can normally be reached M-F 8-4 (Pacific Time). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William (Blake) Partridge can be reached at (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CALVIN CHOI Patent Examiner Art Unit 2812 /CALVIN Y CHOI/Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Jun 20, 2024
Application Filed
Jun 26, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12684769
SEMICONDUCTOR STORAGE DEVICE
4y 4m to grant Granted Jul 14, 2026
Patent 12684864
SEMICONDUCTOR DEVICE
3y 5m to grant Granted Jul 14, 2026
Patent 12684900
METHOD FOR MANUFACTURING NITRIDE SEMICONDUCTOR LIGHT-EMITTING ELEMENT
2y 6m to grant Granted Jul 14, 2026
Patent 12672391
MICRO-LED STRUCTURE AND MICRO-LED CHIP INCLUDING SAME
4y 6m to grant Granted Jun 30, 2026
Patent 12660479
ORGANIC ELECTROLUMINESCENCE DISPLAY DEVICE AND METHOD OF MANUFACTURING THE SAME
3y 1m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+17.3%)
2y 2m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 854 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month