Prosecution Insights
Last updated: April 19, 2026
Application No. 18/750,378

RECIPROCATING COMPRESSOR AND FLUID INJECTION SYSTEM

Non-Final OA §103
Filed
Jun 21, 2024
Examiner
JARIWALA, CHIRAG
Art Unit
3746
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Copeland LP
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
3y 1m
To Grant
89%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
245 granted / 399 resolved
-8.6% vs TC avg
Strong +27% interview lift
Without
With
+27.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
69 currently pending
Career history
468
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
45.5%
+5.5% vs TC avg
§102
21.8%
-18.2% vs TC avg
§112
29.0%
-11.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 399 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Invention I (Claims 1 – 6 and 8 – 19) in the reply filed on January 14, 2026 is acknowledged. The traversal is on the ground(s) that “examination of the pending claims does not present a burden to the Examiner considering the scope of the subject matter, how well-organized and defied the prior-art classifications, and search tools available to the Examiner”. This is not found persuasive because the mutually exclusive features of the inventions require at least a different text search due to their different shapes and/or features. Furthermore, even if the search were the same, it would be a burden to review every reference for all embodiments instead of just the elected embodiment. The requirement is still deemed proper and is therefore made FINAL. Information Disclosure Statement The Examiner notes that the Information Disclosure Statement (IDS) submissions (see attachments) are extremely long, citing over at least 500 references for consideration. Applicant is reminded of MPEP § 2004, paragraph 13: It is desirable to avoid the submission of long lists of documents if it can be avoided. Eliminate clearly irrelevant and marginally pertinent cumulative information. If a long list is submitted, highlight those documents which have been specifically brought to applicant’s attention and/or are known to be of most significance. See Penn Yan Boats, Inc. v. Sea Lark Boats, Inc., 359 F. Supp. 948, 175 USPQ 260 (S.D. Fla. 1972), aff ’d, 479 F.2d 1338, 178 USPQ 577 (5th Cir. 1973), cert. denied, 414 U.S. 874 (1974). But cf. Molins PLC v. Textron Inc., 48 F.3d 1172, 33 USPQ2d 1823 (Fed. Cir. 1995). Moreover, an IDS should comply with 37 CFR 1.56 (b) which states that "information is material to patentability which is not cumulative to information already of record or being made of record in the application …" [emphasis added]. The cited references, in addition to being extensive in volume, also appear to be largely cumulative, therefore, based upon the large number of references cited, the initialed references have been considered in a cumulative manner. Examination of over at least 200-references in the IDS(s) is considered burdensome without further information from Applicant. For example, if only 3 minutes are spent per reference in order to ascertain the pertinence of the reference as determined by Applicant for inclusion in the IDS, then the examination of these over 200-references would take at least one work day. If Applicant is aware of pertinent material in the references, it should be stated in a response to this Office action. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 – 4 are rejected under 35 U.S.C. 103 as being unpatentable over Lee, Hsun-Ching (US 2021/0332745 – herein after Lee) in view of Dallai, Mauro (US 2013/0230415 – herein after Dallai). In reference to claim 1, Lee teaches a compressor (see title: “air compressor”) comprising (see fig. 2): a housing (casing 10); a first compression mechanism [labeled “1st” in fig. A below: corresponds to first set of cylinders (e.g. the first two cylinders from the left in Lee’s fig. 2)] disposed in the housing and configured to compress a working fluid (air) from a suction pressure (inlet pressure) to a discharge pressure (outlet pressure), the first compression mechanism including a first cylinder housing (casing portion corresponding to asserted first compression mechanism) having a first cylinder (labeled “c1” in fig. A below), a second cylinder (labeled “c2” in fig. A below); a second compression mechanism [labeled “2nd” in fig. A below: corresponds to second set of cylinders (e.g. the remaining two cylinders in Lee’s fig. 2)] disposed in the housing and configured to compress the working fluid (air) from the suction pressure to the discharge pressure, the second compression mechanism including a second cylinder housing (casing portion corresponding to asserted second compression mechanism) having a third cylinder (labeled “c3” in fig. A below), a fourth cylinder (labeled “c4” in fig. A below). PNG media_image1.png 936 1364 media_image1.png Greyscale Fig. A: Edited fig. 2 of Lee to show claim interpretation. Lee remains silent on the compressor, comprising: “a first fluid storage plenum; a second fluid storage plenum; and a housing cover fixed to the housing and defining an intermediate-fluid port therein, the intermediate-fluid port being in fluid communication with the first fluid storage plenum via a first intermediate-fluid passage and the second fluid storage plenum via a second intermediate-fluid passage, wherein: working fluid at an intermediate pressure enters the intermediate-fluid port, the intermediate pressure is greater than the suction pressure and less than the discharge pressure, and the first fluid storage plenum and the second fluid storage plenum are configured to store the fluid at the intermediate pressure therein”. However, Dallai teaches a compressor (see figs. 2,3, 6-7), comprising: a fluid storage plenum (21); and a housing cover (6) fixed to the housing (1A) and defining an intermediate-fluid port (14C) therein, the intermediate-fluid port (14C) being in fluid communication with the fluid storage plenum (21) via an intermediate-fluid passage (14B), wherein: working fluid at an intermediate pressure enters the intermediate-fluid port (14C), the intermediate pressure is greater than the suction pressure and less than the discharge pressure (see abstract), and the fluid storage plenum (21) is configured to store the fluid at the intermediate pressure therein (the asserted storage plenum is capable of storing the fluid at the intermediate pressure therein). It would have been obvious to the person of ordinary skill in the art before the effective filing date of the invention to modify the compressor of Lee by incorporating the intermediate-pressure injection system of Dallai for the purpose of increasing the compression capacity and energy efficiency of the compressor, as recognized by Dallai (see ¶90). The proposed modification would involve organizing Lee’s four-cylinder compressor into pairs and providing each with the distribution plenums and valve taught by Dallai to ensure uniform efficiency gains throughout the device [see Dallai’s ¶30: “Clearly, a different number of pistons and/or distributors can be provided, arranged in various manner (in-line, V-shaped, or other else) in a compressor according to the requirements of the plant to be supplied”]. It has been held that mere duplication of the essential working parts (providing two mechanisms where the prior art shows one or the teaching for one) of a device involves only routine skill in the art. Thus, Lee, as modified, teaches the compressor, comprising: a first fluid storage plenum (Dallai’s 21 for Lee’s first compression mechanism); a second fluid storage plenum (Dallai’s 21 for Lee’s second compression mechanism); a valve (Dallai’s 19); and a housing cover (6 of Dallai) fixed to the housing (of Lee) and defining an intermediate-fluid port (14C) therein, the intermediate-fluid port being in fluid communication with the first fluid storage plenum via a first intermediate-fluid passage (Dallai’s 14B for Lee’s first compression mechanism) and the second fluid storage plenum via a second intermediate-fluid passage (Dallai’s 14B for Lee’s second compression mechanism), wherein: working fluid at an intermediate pressure enters the intermediate-fluid port, the intermediate pressure is greater than the suction pressure and less than the discharge pressure, and the first fluid storage plenum and the second fluid storage plenum are configured to store the fluid at the intermediate pressure therein.. In reference to claim 2, Lee, as modified above in claim 1, teaches the compressor (see Dallai), wherein the housing cover (6; see fig. 6 of Dallai) further includes (see fig. B below): a body defining an outer diameter (labeled “O.D.”) and an inner diameter (labeled “I.D.”) spaced radially inward from the outer diameter, a first surface (labeled “1st”; viewed as bottom wall surface) and a second surface (labeled “2nd”) opposite the first surface, the first surface and the second surface defining a thickness (labeled “T”) therebetween, and a third surface (labeled “3rd”) protruding axially (in ↓ direction) from the second surface, wherein the second surface and the third surface cooperate to define a cavity (14A) therebetween. PNG media_image2.png 1142 1818 media_image2.png Greyscale Fig. B: Edited fig. 6 of Dallai to show claim interpretation. In reference to claim 3, Lee, as modified above in claim 1, teaches the compressor (see Dallai), wherein the cavity (14A; in Dallai) is in fluid communication with the intermediate-fluid port (14C; in Dallai). In reference to claim 4, Lee, as modified above in claim 1, teaches the compressor (see Dallai), wherein the second surface of the housing cover (see fig. B above) defines a plurality of apertures (labeled “p1”, “p2”) positioned between the outer diameter (“O.D.”) and the inner diameter (“I.D.”), each of the plurality of apertures extending (in ↨ direction) partially through the body to a depth that is less than the thickness (“T”). Allowable Subject Matter Claims 5, 6 and 8 – 19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Other closest references, with respect to the housing cover having a port for providing fluid at intermediate pressure in a compressor, considered were: Sishtla et al. (US 2023/0041180), Theodore et al. (US 2021/0388827), Lifson et al. (US 2018/0128254), Terauchi, Kiyoshi (US 2010/0068085) and Bergman et al. (US 2014/0170006). The prior arts of record alone or in combination fails to teach the compressor having the housing cover wherein “a channel extends radially inward from each of the plurality of apertures to the inner diameter, each of the channels being in fluid communication with the cavity”, as in claim 5. Claims 6 and 8 – 19 depend on claim 5. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHIRAG JARIWALA whose telephone number is (571)272-0467. The examiner can normally be reached M-F 8 AM-5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ESSAMA OMGBA can be reached at 469-295-9278. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHIRAG JARIWALA/Examiner, Art Unit 3746 /BRYAN M LETTMAN/Primary Examiner, Art Unit 3746
Read full office action

Prosecution Timeline

Jun 21, 2024
Application Filed
Feb 03, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12595805
SEAL CONFIGURATION FOR HIGH DENSITY LUBRICATION OILS
2y 5m to grant Granted Apr 07, 2026
Patent 12584476
Method for Operating a Construction-Material and/or Viscous-Material Pump for Conveying Construction Material and/or Viscous Material, and a Construction-Material and/or Viscous-Material Pump
2y 5m to grant Granted Mar 24, 2026
Patent 12571397
PUMP DEVICE
2y 5m to grant Granted Mar 10, 2026
Patent 12480491
LIQUID PUMP AND METHOD FOR ASSEMBLING A LIQUID PUMP
2y 5m to grant Granted Nov 25, 2025
Patent 12421973
SPRING ACTUATED AXIALLY LOCKING SHAFT COUPLING FOR BI-DIRECTIONAL LOADING
2y 5m to grant Granted Sep 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
89%
With Interview (+27.2%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 399 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month