Prosecution Insights
Last updated: July 17, 2026
Application No. 18/750,407

SEMICONDUCTOR LIGHT-EMITTING APPARATUS

Non-Final OA §102§103
Filed
Jun 21, 2024
Priority
Jun 21, 2023 — JP 2023-101368
Examiner
ISAAC, STANETTA D
Art Unit
Tech Center
Assignee
Nikkiso Co., Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
48%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
824 granted / 963 resolved
+25.6% vs TC avg
Minimal -37% lift
Without
With
+-37.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
47 currently pending
Career history
1022
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
62.7%
+22.7% vs TC avg
§102
35.6%
-4.4% vs TC avg
§112
1.4%
-38.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 963 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This office action is in response to the application filed on 6/21/24. Claims 1-7 are pending. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) were submitted on 6/21/24 and 3/07/25. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Specification The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 and 7 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Miyazaki (US PGPub 2021/0098670, hereinafter referred to as “Miyazaki”). Miyazaki discloses the semiconductor device as claimed. See figures 1-8 and corresponding text, where Miyazaki teaches, in claim 1, a semiconductor light-emitting apparatus comprising: a package substrate (11); a semiconductor light-emitting element flip-chip (30) bonded on the package substrate (11); a frame body (60) provided around the semiconductor light-emitting element (30) on the package substrate (11); and a sealing member (70) that covers an upper surface of the semiconductor light-emitting element (30) on the package substrate (11), covers an upper surface of the frame body (60), and has translucency at an emission wavelength of the semiconductor light-emitting element (30), wherein the upper surface of the semiconductor light-emitting element (30) has a plurality of corner portions, and a distance from each of the plurality of corner portions to the frame body (60) is smaller than a width of the upper surface of the frame body (figures 1-8; [0046-0058]). Miyazaki teaches, in claim 2, wherein, in a plan view of the upper surface of the semiconductor light-emitting apparatus, an area occupying a space inward of the frame body is equal to or less than twice an area occupying the upper surface of the semiconductor light-emitting element (figure 1; [0046-0058]) . Miyazaki teaches, in claim 3, further comprising: a protective element (40A) bonded on the package substrate (11) and covered by the sealing member (70), wherein, in a plan view of the upper surface of the semiconductor light-emitting apparatus (A10), an area occupying a space inward of the frame body (60) is equal to or less than twice a total area of the upper surface of the semiconductor light-emitting element (30) and an upper surface of the protective element (40A) (figures 1-8; [0046-0058]) . Miyazaki teaches, in claim 4, further comprising: a protective element bonded on the package substrate and covered by the sealing member, wherein a distance from the protective element to the frame body is smaller than the width of the upper surface of the frame body, and wherein a distance from the semiconductor light-emitting element to the protective element is smaller than the width of the upper surface of the frame body (figures 1-8; [0046-0058]). Miyazaki teaches, in claim 5, wherein a gap is provided between the package substrate and the sealing member (figures 1-8; [0046-0058]). Miyazaki teaches, in claim 7, wherein the sealing member has a dome shape that is convex upward (figures 1-8; [0046-0058]). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Miyazaki (US PGPub 2021/0098670, hereinafter referred to as “Miyazaki”) as applied to claim 1 above. Miyazaki discloses the semiconductor device substantially as claimed. See the rejection above. However, Miyazaki fails to explicitly teaches, in claim 6, wherein a distance from each of the plurality of corner portions to the frame body is equal to or more than 10 μm and equal to or less than 300 μm. Miyazaki teaches, forming a case having a plurality of corner portions where the inner side surfaces functions as a reflecting surface of light emitted from the light emitting element ([0090-0099]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to incorporate wherein a distance from each of the plurality of corner portions to the frame body is equal to or more than 10 μm and equal to or less than 300 μm, in the device of Miyazaki, with the motivation of forming a reflecting surface to reflect light emitted from the light emitting element, thus would result in routine experimentation. In addition, a variable which achieves a recognized result, before the determination of the optimum or workable ranges of said variable might be characterized as routine experimentation, because "obvious to try" is not a valid rationale for an obviousness finding. In KSR International Co. v. Teleflex Inc., 550 U.S. 398 (2007). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STANETTA D ISAAC whose telephone number is (571)272-1671. The examiner can normally be reached M-F 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Leonard Chang can be reached at 571-270-3691. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STANETTA D ISAAC/Examiner, Art Unit 2898 June 26, 2026
Read full office action

Prosecution Timeline

Jun 21, 2024
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677449
SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF
4y 1m to grant Granted Jul 07, 2026
Patent 12672498
METHOD OF MANUFACTURING SEMICONDUCTOR STRUCTURE
4y 11m to grant Granted Jun 30, 2026
Patent 12672367
SOLID-STATE IMAGING DEVICE AND ELECTRONIC DEVICE
2y 9m to grant Granted Jun 30, 2026
Patent 12667003
LIGHT-EMITTING PANEL, METHOD FOR FABRICATING SAME, AND DISPLAY DEVICE
3y 11m to grant Granted Jun 23, 2026
Patent 12648440
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4y 2m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
48%
With Interview (-37.1%)
2y 5m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 963 resolved cases by this examiner. Grant probability derived from career allowance rate.

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