Prosecution Insights
Last updated: August 17, 2026
Application No. 18/753,335

STEERING APPARATUS HAVING A STEERING SHAFT AND HAVING AN END STOP DEVICE FOR LIMITING A STEERING ANGLE OF ROTATION, AND STEER-BY-WIRE STEERING SYSTEM HAVING SUCH A STEERING DEVICE

Non-Final OA §102§112
Filed
Jun 25, 2024
Priority
Jun 26, 2023 — DE 10 2023 206 002.7
Examiner
KNUTSON, JACOB D
Art Unit
Tech Center
Assignee
ZF Friedrichshafen AG
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
849 granted / 1069 resolved
+19.4% vs TC avg
Strong +21% interview lift
Without
With
+20.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
19 currently pending
Career history
1089
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
48.1%
+8.1% vs TC avg
§102
21.1%
-18.9% vs TC avg
§112
25.6%
-14.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1069 resolved cases

Office Action

§102 §112
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 1 and 10 are objected to because of the following informalities: Claim 1, line 4 recites the limitation “the longitudinal center axis” which should be changed to “a longitudinal center axis”. Claim 10, line 3 recites the limitation “butts against” which should be changed to “buts against”. Claim 10, lines 8 – 9 recites the limitation “butts against” which should be changed to “buts against”. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 3 – 16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 3, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 3, line 5 -6 recites the limitation “a plurality of annular rotational elements”, however, line 3 explicitly recites “at least one rotational element”. Therefore, it is unclear whether the “a plurality of annual rotation elements” and the “at least one rotational element” ar ethe same limitations. Claim 4, line 2 recites the limitation “its”, however, such limitation is unclear and indefinite as to what “its” refers to. Claim 4, line 6 recites the limitation “like”, the addition of the word “like” to an otherwise definite expression extends the scope of the expression so as to render the expression indefinite. Regarding claim 4, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 5, line 5 recites the limitation “a plurality of pairs of guide ribs”, however, claim 4 line 3 explicitly recites “a plurality of guide ribs”. Therefore, it is unclear whether the “plurality of pairs of guide ribs” is part of the “plurality of guide ribs”. Regarding claim 5, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 6, line 2 recites the limitation “each guide slot”, however, claim 4, line 5 explicitly recites “a guide slot”. Therefore, there is no antecedent basis for “each” guide slot and the claims provides for “a” guide slot. Claim 6 recites the limitation "the sliding surface" in line 3. There is insufficient antecedent basis for this limitation in the claim. Regarding claim 7, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 8 recites the limitation "the rotational device" in line 2. There is insufficient antecedent basis for this limitation in the claim. Regarding claim 9, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 10, lines 1 – 2 recites the limitation “at least one mating entrainment surface”, however, claim 7, lines 3 – 4 recites “a mating entrainment surface”. Therefore, there is not antecedent basis for “at least one” mating entrainment surface and the claims provide for “a” mating entrainment surface. Claim 10, lines 3 – 4 recites the limitation “at least one entrainment surface”, however, claim 7, lines 2 – 3 recites “an entrainment surface”. Therefore, there is not antecedent basis for “at least one” entrainment surface and the claims provide for “an” entrainment surface. Regarding claim 10, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 10, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 11 recites the limitation "the rotational device" in line 2. There is insufficient antecedent basis for this limitation in the claim. Claim 11 recites the limitation "the at least one rotational element" in line 3. There is insufficient antecedent basis for this limitation in the claim. Regarding claim 11, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 11, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 12 recites the limitation "the rotational device" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 12 recites the limitation "the at least one rotational element" in line 3 – 4. There is insufficient antecedent basis for this limitation in the claim. Regarding claim 12, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 12 the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 13, the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 14 the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim 15 recites the limitation "for the one part" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim 15 recites the limitation "the transmission element" in line 4. There is insufficient antecedent basis for this limitation in the claim. Claim 15 recites the limitation "for the other part" in line 4. There is insufficient antecedent basis for this limitation in the claim. Regarding claim 15 the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 16 the phrase "in particular" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Regarding claim 16, the phrase "preferably" renders the claim indefinite because it is unclear whether the limitation following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 11, Claims 1 – 3, 8, 11, 16, and 17 are rejected under 35 U.S.C. 102(a)(1) and (a)(2) as being anticipated by Buker (US 2022/0396304 A1).. For claim 1, Buker discloses a steering apparatus having a steering shaft 2 and having an end stop device 10 for limiting a steering angle of rotation, the end stop device having a first blocking element 19, and [the first blocking element being movable in an axial direction of the longitudinal center axis of the steering shaft in order to limit the steering angle of rotation] (page 6, paragraph [0066]), [the first blocking element cooperating with a positionally fixed further blocking element 20] (page 4, paragraph [0047]) [in order to stop rotation of the steering shaft about the longitudinal center axis and with regard to two directions of rotation of the steering shaft that are directed in opposite directions to one another] (page 4, paragraph [0044], “the locking device 8, the rotation device 7, and the annular body 6 form an end stop device 10 for stopping a rotational movement of the shaft 2 about the central longitudinal axis 3 and with respect to the two directions of rotation oriented away from each other”), [wherein the movement of the first blocking element is guided by means of an entrainment device 6] (page 6, paragraph [0057], “the engagement contour 34 of the locking element 19 and the receiving contour 47 of the annular body 6 come into engagement with one another”), the entrainment device [being connected to the steering shaft in a positionally fixed manner in order to rotate conjointly with the steering shaft] (page 4, paragraph [0043]). For claim 2, Buker discloses the steering apparatus [wherein the first blocking element makes direct contact with the entrainment device, and in particular the entrainment part is formed in one part or a plurality of parts] (page 6, paragraph [0057]). For claim 3, Buker discloses the steering apparatus wherein the entrainment device is connected to a rotational device 7, the rotational device having at least one rotational element 15, 16, 17 [which is rotatable about the longitudinal center axis of the steering shaft and/or conjointly with the steering shaft] (page 5, paragraph [0054]), and in particular the rotational device has a plurality of annular rotational elements 15, 16, 17 [which are arranged in succession in the axial direction of the longitudinal center axis] (fig. 5), [each rotational element having at least one stop portion 28 for cooperating with the respectively adjacent rotational element] (page 5, paragraph [0054]). For claim 8, Buker discloses the steering apparatus wherein, [in a rotary mode of the rotational device, when the steering shaft is rotated about the longitudinal center axis by means of the entrainment device] (page 4, paragraph [0050]), [the first blocking element is rotatable conjointly with the steering shaft in one of the two directions of rotation about the longitudinal center axis of the steering shaft] (page 6, paragraph [0066]), and in particular, in the rotary mode of the rotational device, [a sliding surface of the guide rib 30 bears against a portion, facing the further blocking element] (fig. 3), [of a mating sliding surface of the first blocking element] (page 5, paragraph [0052]). For claim 11, Buker discloses the steering apparatus wherein the rotational device has a rotation stopper 18 which limits rotation of the at least one rotational element 15, 16, 17 [both in the first direction of rotation and in the second direction of rotation] (page 5, paragraph [0054]), [in particular the rotation stopper is held in a rotationally fixed manner and/or formed in an annular manner] (page 5, paragraph [0052]), and preferably [the rotation stopper is mounted so as to be displaceable in the axial direction with respect to the longitudinal center axis] (page 5, paragraph [0054]). For claim 16, Buker discloses the steering apparatus [wherein the steering shaft extends through the end stop device] (fig. 3), [a first end of the steering shaft being designed for the arrangement of a steering handle and/or the end stop device being arranged within an, in particular telescopic, steering column] (page 4, paragraph [0042]), and preferably the tubular end stop device is arranged between the steering shaft and a tubular steering column housing. For claim 17, Buker discloses a steer-by-wire steering system (page 4, paragraph [0042]) [having a steering apparatus as claimed in claim 1] (page 4, paragraph [0042]). Allowable Subject Matter Claims 4 – 7, 9, 10, and 12 – 15 would be allowable if rewritten to overcome the rejections under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art fails to disclose: For claims 4 – 7 and 10: wherein the entrainment device has about an outer circumference, a plurality of guide ribs, the guide ribs extending parallel to the longitudinal center axis; the guide ribs cooperating with a guide slot in the first blocking element; For claim 9: the first blocking element, in the stop mode of the rotational device, being movable by means of the entrainment device, upon further rotation of the steering shaft in the same direction of rotation, only in the axial direction with respect to the longitudinal center axis, with the result that the first blocking element engages in the further blocking element; For claims 12 – 14: wherein a transmission arranged between the first blocking element and the rotational device, the transmission element having a first end portion and a second end portion; For claim 15: wherein at least one portion of the entrainment device, or of a spring receiving element, and at least one portion of the transmission element, form a return device for reversing cooperation of the first blocking element and the further blocking element, the transmission has a first inclined surface and a second inclined surface, the entrainment device or the spring receiving element having a first mating inclined surface for cooperating with the first inclined surface and a second mating inclined surface. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US-20230135320 – comprising a rotation-limiting assembly having a housing; a shaft portion; a first sliding guide sleeve; and a second sliding guide sleeve; and EP-3925857 – comprising a torque limiter having a control piece; at least one locking piece; a housing; at least one guide link and at least one stop. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jacob D. Knutson whose telephone number is (571)270-5576. The examiner can normally be reached 8:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Valentin Neacsu can be reached at (571)-272-6265. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JACOB D KNUTSON/Primary Examiner, Art Unit 3611
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Prosecution Timeline

Jun 25, 2024
Application Filed
Jul 20, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+20.7%)
2y 6m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1069 resolved cases by this examiner. Grant probability derived from career allowance rate.

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