Prosecution Insights
Last updated: April 19, 2026
Application No. 18/753,528

MANAGING RACE CONDITIONS FOR DRAM SELF-REFRESH

Non-Final OA §103
Filed
Jun 25, 2024
Examiner
HUANG, MIN
Art Unit
2827
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
743 granted / 824 resolved
+22.2% vs TC avg
Moderate +10% lift
Without
With
+9.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
18 currently pending
Career history
842
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
54.3%
+14.3% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 824 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claim 6, 13 and 20 is/are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5, 7-12, 14-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tomita (Patent 6324113), hereinafter as Tomita, in view of Sethi et al. (PGPUB 20240203476), hereinafter as Sethi. Regarding claim 1, Tomita teaches a system for managing dynamic random-access memory (DRAM) self-refresh (col 7, line 2-3), comprising: to prevent entry into DRAM self-refresh mode while the at least one register indicates DRAM subsystem write activity associated with the DRAM client subsystem (claim 19); but not expressly polling circuitry configured to detect initiation of DRAM self-refresh mode entry, to poll the at least one register in response to detection of initiation of DRAM self-refresh mode entry, nor one register configured to store at least one indication of DRAM subsystem write activity associated with a DRAM client subsystem; Sethi teaches polling circuitry configured to detect initiation of DRAM self-refresh mode entry, to poll the at least one register in response to detection of initiation of DRAM self-refresh mode entry, nor one register configured to store at least one indication of DRAM subsystem write activity associated with a DRAM client subsystem ([0031] “a mode register read (MRR) command to a particular mode register…control…the refresh operations, write operations”, and Fig 2, register 230); Since Sethi and Tomita are both from the same field of semiconductor memory device, the purpose disclosed by Sethi would have been recognized in the pertinent art of Tomita. It would have been obvious, before the effective filing date of the claimed invention, to a person having ordinary skill in the art to use mode register as in Sethi into the device of Tomita for the purpose of managing the different operations of the memory device. Regarding claim 2, Sethi teaches a register in a self-refresh control subsystem, and the register is configured to receive the indication from the DRAM client subsystem ([0031]). The reason for combining the references used in rejection of claim 1 applies. Regarding claim 3, Sethi teaches the register is configured to store a plurality of the indications received from a corresponding plurality of DRAM client subsystems ([0031]), Tomita teaches to prevent entry into DRAM self-refresh mode while at least one of the plurality of indications indicates DRAM subsystem write activity associated with the DRAM client subsystem (claim 19). The reason for combining the references used in rejection of claim 1 applies. Regarding claim 4, Sethi teaches the at least one register comprises a register in the DRAM subsystem, and the register is configured to receive the indication from a DRAM controller of the DRAM subsystem (Fig 2). The reason for combining the references used in rejection of claim 1 applies. Regarding claim 5, Sethi teaches a first register in a self-refresh control subsystem, the first register configured to receive a first indication from the DRAM client subsystem; and a second register in the DRAM subsystem, the second register configured to receive a second indication from a DRAM controller of the DRAM subsystem (Fig 2); Tomita teaches the polling circuitry is configured to prevent entry into DRAM self-refresh mode while at least one of the first register and the second register indicate DRAM subsystem write activity associated with the DRAM client subsystem (claim 19). The reason for combining the references used in rejection of claim 1 applies. Regarding claim 7, it is well known in the field that a DRAM subsystem write activity associated with the DRAM client subsystem comprises writing error-correcting code (ECC) metadata or writing data associated with the ECC metadata (e.g. 20240331794 by Suzuki para[0030]). Regarding claim 8, Tomita teaches a method for managing dynamic random-access memory (DRAM) self-refresh, comprising: preventing entry into DRAM self-refresh mode while the at least one register indicates DRAM subsystem write activity associated with the DRAM client subsystem (Claim 19); Sethi teaches storing, by at least one register, at least one indication of DRAM subsystem write activity associated with a DRAM client subsystem (Fig 2); and detecting, by polling circuitry, initiation of DRAM self-refresh mode entry ([0031]); polling, by the polling circuitry, the at least one register in response to detection of initiation of DRAM self-refresh mode entry ([0031]). The reason for combining the references used in rejection of claim 1 applies. Regarding claim 9 or 16, Sethi argument used in rejection of claim 2 applies. Regarding claim 10 or 17, Sethi argument used in rejection of claim 3 applies. Regarding claim 11 or 18, Sethi argument used in rejection of claim 4 applies. Regarding claim 12 or 19, Sethi argument used in rejection of claim 5 applies. Regarding claim 14, Sethi argument used in rejection of claim 7 applies. Regarding claim 15, Sethi teaches a system for managing dynamic random-access memory (DRAM) self-refresh, comprising: means for storing at least one indication of DRAM subsystem write activity associated with a DRAM client subsystem (Fig 2); and means for detecting initiation of DRAM self-refresh mode entry ([0031]); means for polling the means for storing in response to detection of initiation of DRAM self-refresh mode entry ([0031]); Tomita teaches means for preventing entry into DRAM self-refresh mode while the means for storing indicates DRAM subsystem write activity associated with the DRAM client subsystem (claim 19). The reason for combining the references used in rejection of claim 1 applies. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MIN HUANG whose telephone number is (571)270-5798. The examiner can normally be reached M-F 9-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amir Zarabian can be reached at (571)272-1852. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MIN HUANG/ Primary Examiner, Art Unit 2827
Read full office action

Prosecution Timeline

Jun 25, 2024
Application Filed
Jan 12, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603114
MEMORY DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12597464
SRAM WITH PUF DEDICATED SECTOR STANDING-BY
2y 5m to grant Granted Apr 07, 2026
Patent 12597465
MEMORY DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12592273
Usage-Based Disturbance Mitigation
2y 5m to grant Granted Mar 31, 2026
Patent 12586652
ESTIMATING PEAK SOURCE CURRENT USING MEMORY DIE SUBSTRATE TEMPERATURE DETECTION
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+9.9%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 824 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month