Prosecution Insights
Last updated: May 29, 2026
Application No. 18/753,576

POLISHING METHOD FOR GALLIUM NITRIDE WAFER

Non-Final OA §102
Filed
Jun 25, 2024
Priority
Jun 27, 2023 — JP 2023-104721
Examiner
GOLIK, ARTHUR PAUL
Art Unit
3745
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Disco Corporation
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
60 granted / 86 resolved
At TC average
Strong +46% interview lift
Without
With
+46.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
24 currently pending
Career history
122
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
70.6%
+30.6% vs TC avg
§102
6.9%
-33.1% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 86 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Examiner’s note: "Ceric ammonium nitrate" aka "CAN" aka "Diammonium cerium(IV) nitrate" aka "Ammonium cerium(IV) nitrate" aka "Cerium ammonium nitrate", per https://en.wikipedia.org/wiki/Ceric_ammonium_nitrate, and https://www.sigmaaldrich.com/US/en/substance/ammoniumceriumivnitrate5482216774213, and https://pubchem.ncbi.nlm.nih.gov/compound/Ceric-ammonium-nitrate. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-2 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by US 20250197675 A1 (Nakagai). Regarding claim 1, Nakagai discloses: A polishing method for a gallium nitride wafer (para 0095: object to be polished is gallium nitride), comprising: a holding step of holding a first surface side of the gallium nitride wafer by a holding table (e.g. para 0103 describes holding); and a polishing step of polishing the gallium nitride wafer while supplying a polishing liquid to an area between a polishing pad and the gallium nitride wafer in a state in which the polishing pad is in contact with a second surface located on a side opposite to the first surface side of the gallium nitride wafer held by the holding table (e.g. para 0103 describes polishing), wherein the polishing liquid contains dissolved therein permanganate (abstract: “The polishing composition includes water, sodium permanganate”) and a water-soluble ionic compound including one of or both nitrate ions (0029: “The polishing composition disclosed herein contains a transition metal salt C”, then para 0033 identifies the type of salt in the transition metal salt C may include nitrate ion) and cerium(IV) ions (0026 "Other than sodium permanganate, the polishing composition disclosed herein may or may not contain other oxidant(s). Specific examples of compounds possibly selected as the other oxidant(s) include... cerium ammonium nitrate"). Regarding claim 2, Nakagai discloses: the permanganate is sodium permanganate (abstract: “The polishing composition includes water, sodium permanganate”), and the water-soluble ionic compound is diammonium cerium(IV) nitrate (0026 "Other than sodium permanganate, the polishing composition disclosed herein may or may not contain other oxidant(s). Specific examples of compounds possibly selected as the other oxidant(s) include... cerium ammonium nitrate"). Conclusion The following prior art, made of record and not relied upon, is considered pertinent to applicant's disclosure: US 20170342298 A1 - cited for teaching polishing a gallium-nitride substrate wherein the polishing solution 17 may comprise permanganate or cerium ammonium nitrate. US 20220033684 A1 - cited for teaching polishing via a pad and work table. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Art Golik whose telephone number is (571)272-6211. The examiner can normally be reached Mon-Fri 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathaniel Wiehe can be reached at 571-272-8648. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Art Golik/Examiner, Art Unit 3745 /NATHANIEL E WIEHE/Supervisory Patent Examiner, Art Unit 3745
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Prosecution Timeline

Jun 25, 2024
Application Filed
Feb 25, 2026
Non-Final Rejection mailed — §102
May 21, 2026
Applicant Interview (Telephonic)
May 21, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+46.4%)
2y 2m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 86 resolved cases by this examiner. Grant probability derived from career allowance rate.

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