Prosecution Insights
Last updated: October 25, 2026
Application No. 18/754,389

COMPOSITIONS OF PLANT-BASED FLOUR DELIVERY PARTICLES

Non-Final OA §103
Filed
Jul 18, 2024
Priority
Jun 28, 2023 — provisional 63/510,720
Examiner
LE, HOA T
Art Unit
1788
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Encapsys LLC
OA Round
2 (Non-Final)
73%
Grant Probability
Favorable
2-3
OA Rounds
7m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
800 granted / 1101 resolved
+7.7% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
30 currently pending
Career history
1148
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
42.4%
+2.4% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1101 resolved cases

Office Action

§103
DETAILED ACTION The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Applicant’s amendment has overcome the rejection under 35 USC 112, second paragraph. However, new grounds of art-based rejection are discussed below. Claim Rejections - 35 USC § 103 Claims 1, 2, 4-8, 11-16 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over POPPLEWELL (WO 2020/209908). Claim 1: Popplewell teaches delivery particles comprising a core and shell surrounding the core, wherein the core comprises a benefit agent, i.e. an active material and the shell comprises a polymeric material which is biopolymer crosslinked with a crosslinking agent (para. 0006); wherein the biopolymer comprises plant-based fluor (para. 0009) and the crosslinking agent includes isocyanate (para. 0010, 0056 & 0063), thus, the shell comprises a reaction product of an isocyanate and a plant-based flour; and wherein the plant-based flour includes soya, chickpea, lentil and rice flour (para. 0020) which flour satisfies the claimed content as follows: a) a protein content, of at least 15% by weight of the flour, b) a structural polysaccharide content of at least 10% by weight of the flour, c) a starch content of less than 50% by weight of the flour, and, d) a portion of the protein comprising at least one glycoprotein; See instant specification, page 31, Table 3, that shows content analysis of soybean flour, chickpea flour, lentil flour and rice flour. In light of Popplewell's teaching biopolymer to include plant-based material which includes specific flours such as soya, chickpea, lentil and rice as equivalent components to other plant-based materials, it would have been obvious as matter of choice to select those specific flours as components for the plant-based biopolymer material that forms the shell of the delivery particles. With regards to the shell structure, the method of forming the shell as disclosed in the instant specification is from the formation of reaction product of the crosslinking agent which is an isocyanate with a plant-based flour, and the shell is formed with an internal surface of the crosslinking agent and the external surface of a polymer without any specific process step(s). As Popplewell teaches the formation of the shell is exactly the same mechanism, i.e. crosslinking isocyanate with a plant-based flour; therefore, the shell naturally and inherently forms with an internal surface of isocyanate and external surface of polymer as claimed. Popplewell teaches the core comprises an active material which includes fragrance (para. 0007 and 0085-0086) and thus the core includes a fragrance material. Claim 2: Popplewell teaches the plant-based flour includes soya, chickpea, and lentil flour (para. 0020) which flours inherently have a N-content of 4% to 8.65% (See instant specification, page 31, Table 3, where N-content of soybean flour, chickpea flour and lentil flour is reported, which meets the claimed nitrogen content of from 2.5 to 10% by weight. Claim 4: The plant-based comprises a structural carbohydrate having a molecular weight of from about 10,000 Da to 40,000,000 Da (para. 0026) which overlaps the claimed range of 5000 kDa to about 35,000 kDa, Claim 5: Popplewell teaches the plant-based flour comprised of structural carbohydrates comprising arabinogalactan polysaccharide consisting of arabinose and galactose units and uronic acids i.e. glucuronic acid (para. 0039-0040). No reports as to the concentration in the plant-based flour; however, without showing criticality of the concentration, it would have been obvious through routine experimentations. Claim 6: Popplewell teaches delivery particles comprising a core and shell surrounding the core, wherein the core comprises a benefit agent, i.e. an active material and the shell comprises a polymeric material which is biopolymer crosslinked with a crosslinking agent (para. 0006); wherein the biopolymer comprises plant-based fluor (para. 0009) and the crosslinking agent includes isocyanate (para. 0010, 0056 & 0063), thus, the shell comprises a reaction product of an isocyanate and a plant-based flour; and wherein the plant-based flour includes soya, chickpea, lentil and rice flour (para. 0020) which flour satisfies the claimed content as follows: a) a protein content, of at least 15% by weight of the flour, b) a structural polysaccharide content of at least 10% by weight of the flour, c) a starch content of less than 50% by weight of the flour, and, d) a portion of the protein comprising at least one glycoprotein; See instant specification, page 31, Table 3, that shows content analysis of soybean flour, chickpea flour, lentil flour and rice flour. In light of Popplewell's teaching biopolymer to include plant-based material which includes specific flours such as soya, chickpea, lentil and rice as equivalent components to other plant-based materials, it would have been obvious as matter of choice to select those specific flours, e.g. soybean flour, as components for the plant-based biopolymer material that forms the shell of the delivery particles. Popplewell teaches the plant-based flour comprised of structural carbohydrates comprising arabinogalactan polysaccharide consisting of arabinose and galactose units and uronic acids i.e. glucuronic acid (para. 0039-0040). No reports as to the concentration in the plant-based flour; however, without showing criticality of the concentration, it would have been obvious through routine experimentations. Claim 7: Popplewell teaches the isocyanate comprising a polyisocyanurate of toluene diisocyanate, a trimethylol propane adduct of toluene diisocyanate, a trimethylol propane adduct of xylylene diisocyanate, methylene diphenyl isocyanate, toluene diisocyanate, tetramethylxylidene diisocyanate, naphthalene-1,5- isocyanate, phenylene diisocyanate and combinations thereof (para. 0064-0065). Claim 8: Popplewell teaches delivery particles comprising a core and shell surrounding the core, wherein the core comprises a benefit agent, i.e. an active material and the shell comprises a polymeric material which is biopolymer crosslinked with a crosslinking agent (para. 0006); wherein the biopolymer comprises plant-based fluor (para. 0009) and the crosslinking agent includes isocyanate (para. 0010, 0056 & 0063), thus, the shell comprises a reaction product of an isocyanate and a plant-based flour; and wherein the plant-based flour includes soya, chickpea, lentil and rice flour (para. 0020) which flour satisfies the claimed content as follows: a) a protein content, of at least 15% by weight of the flour, b) a structural polysaccharide content of at least 10% by weight of the flour, c) a starch content of less than 50% by weight of the flour, and, d) a portion of the protein comprising at least one glycoprotein; See instant specification, page 31, Table 3, that shows content analysis of soybean flour, chickpea flour, lentil flour and rice flour. In light of Popplewell's teaching biopolymer to include plant-based material which includes specific flours such as soya, chickpea, lentil and rice as equivalent components to other plant-based materials, it would have been obvious as matter of choice to select those specific flours, e.g. soy flour, as components for the plant-based biopolymer material that forms the shell of the delivery particles. With regards to the content of the soy flour and the isocyanate crosslinker, the ratio as claimed is a necessary result for the reaction to take place, and thus the ratio range as claimed would have been resulted from routine experimentation. Claim 11: The delivery particles have a mean particle size of 9-49 µm (Page 133, Table 30) which falls within the claimed range of 1 to about 50 µm. Claim 12: See claim 8 above. With regards to the process limitations, claim 12 is a product-by-process claim; therefore, how the delivery particle is made is not given patentable weight unless it can be shown that the process limitations as claimed results in a product distinct from the delivery particle taught by Popplewell. Claim 13: Because the particles taught by Popplewell comprises the shell formed from the same reaction product as that of the claimed invention: namely a reaction product of isocyanate and plant-based flour; see the rejections to claims 1 and 8 above, it necessarily follows that the shell would possess the same degradation rate as claimed. Claim 14: The delivery particles are added as an aqueous slurry (para. 00146- 00147). Claims 15-16: Popplewell teaches an article comprising the core-shell delivery particles of claim 1, wherein the article includes a soap, a surface cleaner, a laundry detergent, a fabric softener, a shampoo, a textile, paper towel, an adhesive, a wipe, a diaper, a feminine hygiene product, a facial tissue, a pharmaceutical, a napkin, a deodorant, a heat sink, a foam, a pillow, a mattress, bedding, a cushion, a cosmetic, a medical device, packaging, an agricultural product (para. 0008). Claim 19: The delivery particles have a mean particle size of 9-49 µm (Page 133, Table 30) which falls within the claimed range of 1 to about 10 µm. Claims 10, 17 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Popplewell in view of Teixeira (EP 3919044 A1). Popplewell teaches the claimed delivery particles comprising a fragrance material in the core as discussed above. However, Popplewell does not teach a partitioning agent in particular isopropyl myristate as the partitioning agent. In the same field of endeavor, namely a fragrance composition, Teixeira teaches adding isopropyl myristate in the fragrance material enhance intensity of the fragrance (abstract). As the core of Popplewell contains fragrance material, it would have been obvious for the POSITA to incorporate isopropyl myristate in order to enhance the perceived fragrance intensity of the particles. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOA (Holly) LE whose telephone number is (571)272-1511. The examiner can normally be reached Monday to Thursday, 10:00 am to 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alicia Chevalier can be reached at 571-272-1490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. HOA (Holly) LE Primary Examiner Art Unit 1788 /HOA (Holly) LE/Primary Examiner, Art Unit 1788
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Prosecution Timeline

Jul 18, 2024
Application Filed
Mar 05, 2026
Non-Final Rejection mailed — §103
Jul 02, 2026
Response Filed
Oct 06, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
73%
Grant Probability
85%
With Interview (+11.9%)
2y 11m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1101 resolved cases by this examiner. Grant probability derived from career allowance rate.

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