Prosecution Insights
Last updated: July 17, 2026
Application No. 18/759,686

COCHLEAR IMPLANT ELECTRODE ARRAYS AND ELECTRODE ARRAY COVER ASSEMBLIES FOR USE WITH THE SAME

Non-Final OA §102§103§112
Filed
Jun 28, 2024
Priority
Jun 30, 2023 — provisional 63/511,622
Examiner
OKONAK, ELIZABETH LOUISE
Art Unit
3792
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Advanced Bionics AG
OA Round
1 (Non-Final)
50%
Grant Probability
Moderate
1-2
OA Rounds
1y 10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
1 granted / 2 resolved
-20.0% vs TC avg
Strong +100% interview lift
Without
With
+100.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
27 currently pending
Career history
23
Total Applications
across all art units

Statute-Specific Performance

§103
89.2%
+49.2% vs TC avg
§102
4.6%
-35.4% vs TC avg
§112
6.2%
-33.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 45 is objected to because of the following informalities: “wherein” is repeated twice (lines 1-2). Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 39-41, 45, 47-53 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The term “hard” in claim 39 is a relative term which renders the claim indefinite. The term “hard” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. It is unclear what materials would be deemed suitably “hard” for construction of the device. The term “resilient” in claims 39, 47, 49, 51-53 is a relative term which renders the claim indefinite. The term “resilient” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. It is unclear what materials would be deemed suitably “resilient” for construction of the device. The term “firmly” in claim 45 is a relative term which renders the claim indefinite. The term “firmly” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. It is unclear how much force would be required to “firmly” hold the electrode array body. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 37-38, 42-45, 47, 51, 53, 49 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Walling et al. (US Pre-Grant Publication 2023/0414932), hereinafter ‘Walling’. Regarding claim 37, Walling teaches an apparatus comprising: a cochlear implant (cochlear implant 100, Fig. 1A) including an electrode array (electrode array 146, Fig. 5) with an array body that defines an outer surface and a plurality of electrically conductive contacts on the array body (electrodes 1-3, Fig. 5); and a case (conductive apparatus 622, Fig. 9), in which at least the array body is located, that is configured to maintain the array body in straight state ([0176], cochlear implant is shipped with electrode array in straight orientation). Regarding claim 38, Walling teaches the device of claim 37, further comprising: wherein the case includes first and second members (unlabeled) that are movable between an open state (Fig. 19) and a closed state (Fig. 18); and in the closed state, the first and second members together define a volume (passage 624, Fig. 6) having the same size and shape as the array body ([0077], passage is sized/dimensioned to receive electrode array). Regarding claim 42, Walling teaches the device of claim 37, further comprising: wherein the case (conductive apparatus 1822, Fig. 18) includes an enclosure (portion 622, Fig. 18) and a carrier (portion 1821, Fig. 18) that supports the electrode array ([0116-0117]); and the carrier is movable between an open position where the electrode array body is located outside the enclosure (Fig. 19) and a closed position where the electrode array body is located inside the enclosure (Fig. 18). Regarding claim 43, Walling teaches the device of claim 42, further comprising: wherein the electrode array body defines a length; and the enclosure includes an electrode array contact surface ([0082], inner surface of passage 624) that engages the electrode array body along the length of the electrode array body when the carrier is in the closed position (Fig. 18) ([0117], Fig. 19 depicts when the interior surface is no longer in contact with electrode array). Regarding claim 44, Walling teaches the device of claim 42, further comprising: wherein the carrier includes a channel in which the electrode array body is located (interior 1824, Fig. 19). Regarding claim 45, Walling teaches the device of claim 43, further comprising: wherein the electrode array body is at least firmly held between the carrier and the electrode array contact surface when the carrier is in the closed position ([0082], electrodes held in contact with passageway 624). Regarding claim 47, Walling teaches the device of claim 37, further comprising: wherein the array body has a size and a shape (Fig. 5); the case (conductive apparatus 2422, Fig. 24) includes a resilient base with a base recess having a size and shape that corresponds to the size and shape of one-half of the array body; the case includes a resilient cover, that is separable from the resilient base, with a cover recess having a size and shape that corresponds to the size and shape of one-half of the array body ([0140], Fig. 24, two portions of conductive apparatus 2422 are separable from each other); and the base recess and the cover recess together form a storage volume in which the array body is located ([0140], two portions are placed around electrode array). Regarding claim 51, Walling teaches the device of claim 47, further comprising: wherein the resilient base is formed from hydrophobic material; and the resilient cover is formed from hydrophobic material ([0079], conductive apparatus is made of rubber, silicone, etc.). Regarding claim 53, Walling teaches the device of claim 47, further comprising: wherein the resilient base and the resilient cover together form a seal when the case is in a closed state (Fig. 24, two portions are attached). Regarding claim 49, Walling teaches the device of claim 47, further comprising: a tray (package 410, Fig. 11) including a plurality of compartments; wherein the resilient base and the resilient cover are located within one of the compartments (Fig. 11, conductive apparatus 622). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 39, 41, 50 are rejected under 35 U.S.C. 103 as being unpatentable over Walling et al. (US Pre-Grant Publication 2023/0414932). Regarding claim 39, Walling teaches the device of claim 37, further comprising: wherein the array body has a size and a shape (Fig. 5); the case (conductive apparatus 2422, Fig. 24) includes a base and a cover that are movable between an open state and a closed state ([0140], Fig. 24, two portions of conductive apparatus 2422 are separable from each other); the base includes a hard exterior portion and a resilient interior portion with a base recess having a size and shape that corresponds to the size and shape of one- half of the array body; the cover includes a hard exterior portion and a resilient interior portion with a cover recess having a size and shape that corresponds to the size and shape of the other half of the array body; and the base recess and the cover recess together form a storage volume in which the array body is located ([0140], two portions are placed around electrode array). Walling does not teach that the base and cover are pivotably connected to one another. It would have been an obvious matter of design choice to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Walling to pivotably connect the two portions, since applicant has not disclosed that a pivotable connection solves any stated problem or is for any particular purpose and it appears that the invention would perform equally as well with a pivotable connection. Regarding claim 41, Walling teaches the device of claim 39, further comprising a base and cover maintained in a closed state (Fig. 24, two portions are attached). Walling does not teach that the base and cover are closed via a latch (due to being pivotably connected). It would have been an obvious matter of design choice to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Walling to include a latch to secure the pivotably connected portions, since applicant has not disclosed that a pivotable connection solves any stated problem or is for any particular purpose and it appears that the invention would perform equally as well with a pivotable connection. Regarding claim 50, Walling teaches the device of claim 47, further comprising: wherein the case is press fit into one of the compartments (Fig. 11) ([0091], conductive apparatus 622 is located in package 410). Walling does not teach the tray has outer/inner components and a tray top. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to separate the tray into an outer tray, inner tray, and tray top, since it has been held that constructing a formerly integral structure in various elements involves only routine skill in the art. Nerwin v. Erlichman, 168 USPQ 177, 179. Claims 40, 46, 48 are rejected under 35 U.S.C. 103 as being unpatentable over Walling et al. (US Pre-Grant Publication 2023/0414932) in view of Hoffman et al. (US Pre-Grant Publication 2024/0325732), hereinafter ‘Hoffman’. Regarding claims 40, 48, Walling teaches the device of claims 39 and 47, respectively, further comprising: wherein the base recess has a size and shape that corresponds to the size and shape of one-half of the array body; the cover recess has a size and shape that corresponds to the size and shape of the other half of the array body; and the base recess and the cover recess together form a storage volume in which the array body is located ([0140], Fig. 24, two portions of conductive apparatus 2422 are separable from each other). Walling does not teach that the electrode array includes a wing, or that the base/cover have recesses to fit the wing. Hoffman teaches a method of forming a cochlear implant electrode array (abstract), further comprising: wherein the electrode array includes a wing, with a size and a shape, at one end of the array body (Fig. 2, wing 128). It would have been prima facie obvious before the effective filing date of the claimed invention to have modified Walling to incorporate the teachings of Hoffman to include a wing. Doing so would provide a handle for the surgeon during implantation surgery and tension relief for lead wires, as recognized by Hoffman [0110]. Neither Hoffman or Walling teach that an electrode array case can accommodate a wing. Regarding claim 46, Walling teaches the device of claim 42, but does not teach that the electrode array includes a wing, or that the wing is located outside the enclosure when the carrier is closed. Hoffman teaches a method of forming a cochlear implant electrode array (abstract), further comprising: wherein the electrode array includes a wing at one end of the array body (Fig. 2, wing 128). It would have been prima facie obvious before the effective filing date of the claimed invention to have modified Walling to incorporate the teachings of Hoffman to include a wing. Doing so would provide a handle for the surgeon during implantation surgery and tension relief for lead wires, as recognized by Hoffman [0110]. Neither Hoffman or Walling teach that an electrode array case can accommodate a wing and that the wing is located outside the enclosure when the carrier is closed. Allowable Subject Matter Claims 54-56 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Walling et al. (US Pre-Grant Publication 2023/0414932) is the closest prior art, teaching an electrode array (146) with a case (conductive apparatus 622, Fig. 9), but does not teach a cobalt dichloride-based moisture detector located on the case. Therefore, the limitation is novel and non-obvious. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELIZABETH L OKONAK whose telephone number is (571)272-1594. The examiner can normally be reached Monday-Friday 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin Klein can be reached at (571) 270-5213. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /E.L.O./ Examiner, Art Unit 3792 /SHIRLEY X JIAN/Primary Examiner, Art Unit 3792 May 29, 2026
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Prosecution Timeline

Jun 28, 2024
Application Filed
Jun 01, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
50%
Grant Probability
99%
With Interview (+100.0%)
3y 10m (~1y 10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 2 resolved cases by this examiner. Grant probability derived from career allowance rate.

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