Prosecution Insights
Last updated: April 19, 2026
Application No. 18/770,783

Epitaxies of a Chemical Compound Semiconductor

Final Rejection §103
Filed
Jul 12, 2024
Examiner
PHAM, LONG
Art Unit
2897
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
National Chiao-Tung University
OA Round
2 (Final)
91%
Grant Probability
Favorable
3-4
OA Rounds
2y 6m
To Grant
97%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
1493 granted / 1633 resolved
+23.4% vs TC avg
Moderate +6% lift
Without
With
+5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
38 currently pending
Career history
1671
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
39.9%
-0.1% vs TC avg
§102
41.8%
+1.8% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1633 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lau et al. (US pub 20140209979) in combination with Lutgen et al. (US pat 9773896) and Koo et al. (US pub 20110279146). With respect to claim 1, Lau et al. teach a structure comprising (see figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2): a barrier layer (buffer 1) including one of GaAs and InGaAs; wherein the barrier layer is between a substrate (n type silicon (100) substrate) and a channel layer (undoped Ga0.47In0.52As, channel). Lau et al. teach the barrier layer having a dopant concentration but fail to the dopant concentration is about 1017 cm-3. Lutgen et al. teach doping a barrier layer with a dopant having a concentration of about 1017 cm-3. See col. 5, lines 5-20. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to incorporate the teaching of Lutgen et al. into the device of Lau et al to achieve adjustment of the threshold voltage without loss in electrical properties. See col. 5, lines 5-20. Further with respect to claim 1, how the dopant is introduced or doped into the barrier layer has not given patentable weight since claim is directed to the device. With respect to claim 2, Lau et al. fail to teach the channel layer includes an InAs layer sandwiched between 2 layers with different composition than InAs. Koo et al. teach a channel comprises of an InAs sandwiched between Ga layers. See para 004. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to incorporate the teaching Koo et al. into the device of Lau et al. to achieve high electron mobility. See para 0040. With respect to claim 3, Lau et al. teach the channel layer is disposed within a transistor. See figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2. With respect to claim 4, Lau et al. in combination with Lutgen et al. teach the barrier layer is P-type or N-type. See col. 5, lines 5-20 of Lutgen e tal. With respect to claim 5, Lau et al. teach the prelayer includes arsenic. See figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2. Claims 6-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lau et al. (US pub 20140209979) in combination with Lutgen et al. (US pat 9773896) and Koo et al. (US pub 20110279146). With respect to claim 6, Lau et al. teach a structure comprising (see figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2): a barrier layer (buffer 1); wherein the barrier layer is between a substrate (n type silicon (100) substrate) and a channel layer (undoped Ga0.47In0.52As, channel). Lau et al. teach the barrier layer having a dopant concentration but fail to the dopant concentration is about 1017 cm-3. Lutgen et al. teach doping a barrier layer with a dopant having a concentration of about 1017 cm-3. See col. 5, lines 5-20. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to incorporate the teaching of Lutgen et al. into the device of Lau et al to achieve adjustment of the threshold voltage without loss in electrical properties. See col. 5, lines 5-20. With respect to claim 7, Lau et al. fail to teach the channel layer includes an InAs layer sandwiched between 2 layers with different composition than InAs. Koo et al. teach a channel comprises of an InAs sandwiched between Ga layers. See para 004. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to incorporate the teaching Koo et al. into the device of Lau et al. to achieve high electron mobility. See para 0040. With respect to claim 8, Lau et al. teach the channel layer includes AlSb or III-V material. See para 0031. With respect to claim 9, Lau et al. teach the channel layer includes AlGaSb or III-V material. See para 0031. With respect to claim 10, Lau et al. teach the channel layer includes AlInSb or III-V material. See para 0031. With respect to claim 11, Lau et al. teach the channel layer includes InAs or III-V material. See para 0031. Claims 12-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lau et al. (US pub 20140209979) in combination with Lutgen et al. (US pat 9773896) and Koo et al. (US pub 20110279146). With respect to claim 12, Lau et al. teach a structure comprising (see figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2): a barrier layer (buffer 1); and a channel layer including a heterostructure comprising InAs (see para 0031); wherein the barrier layer is between a substrate (n type silicon (100) substrate) and the channel layer. Lau et al. teach the barrier layer having a dopant concentration but fail to the dopant concentration is about 1017 cm-3. Lutgen et al. teach doping a barrier layer with a dopant having a concentration of about 1017 cm-3. See col. 5, lines 5-20. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to incorporate the teaching of Lutgen et al. into the device of Lau et al to achieve adjustment of the threshold voltage without loss in electrical properties. See col. 5, lines 5-20. Further with respect to claim 12, how the dopant is introduced or doped into the barrier layer has not given patentable weight since claim is directed to the device. With respect to claim 13, Lau et al. fail to teach the channel layer includes an InAs layer sandwiched between 2 layers with different composition than InAs. Koo et al. teach a channel comprises of an InAs sandwiched between Ga layers. See para 004. It would have been obvious to one of ordinary skill in the art of making semiconductor devices to incorporate the teaching Koo et al. into the device of Lau et al. to achieve high electron mobility. See para 0040. With respect to claim 14, Lau et al. teach the channel layer includes AlSb or III-V material. See para 0031. With respect to claim 15, Lau et al. teach the channel layer includes AlGaSb or III-V material. See para 0031. With respect to claim 16, Lau et al. teach the channel layer includes AlInSb or III-V material. See para 0031. With respect to claim 17, Lau et al. teach the channel layer includes InAs or III-V material. See para 0031. With respect to claim 18, Lau et al. teach the channel layer is disposed within a transistor. See figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2. With respect to claim 19, Lau et al. in combination with Lutgen et al. teach the barrier layer is P-type or N-type. See col. 5, lines 5-20 of Lutgen e tal. With respect to claim 20, Lau et al. teach the prelayer includes arsenic. See figs. 1-2 and associated text, para 0005, 0006, 0007, claims and tables 1 and 2. Response to Arguments Applicant's arguments filed 8/15/25 have been fully considered but they are not persuasive. See below. In response to the applicant’s argument that Lau et al of the primary reference ‘979 teach away from doping the barrier layer with a dopant as suggested by the combination of Lau et al. and Lutgen et al. in the pending rejection. However, the combination of Lau et al. and Lutgen et al. merely teach doping the barrier layer with a dopant to achieve the benefit of controlling of the threshold-voltage because “a prior art reference is evaluated by what it suggests to one versed in the art, rather than by its specific disclosure. In re Bozek, 163 USPQ 545 (CCPA 1969)”. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LONG PHAM whose telephone number is (571)272-1714. The examiner can normally be reached Mon-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jacob Choi can be reached at 469-295-9060. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LONG . PHAM Examiner Art Unit 2823 /LONG PHAM/ Primary Examiner, Art Unit 2897
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Prosecution Timeline

Jul 12, 2024
Application Filed
May 12, 2025
Non-Final Rejection — §103
Aug 15, 2025
Response Filed
Feb 26, 2026
Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
91%
Grant Probability
97%
With Interview (+5.6%)
2y 6m
Median Time to Grant
Moderate
PTA Risk
Based on 1633 resolved cases by this examiner. Grant probability derived from career allow rate.

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