Prosecution Insights
Last updated: October 02, 2026
Application No. 18/770,905

MAGNETORHEOLOGICAL EMULSIONS AND METHODS OF MAKING AND USE THEREOF

Non-Final OA §102§103§112
Filed
Jul 12, 2024
Priority
Sep 13, 2023 — provisional 63/538,138
Examiner
HIGGINS, GERARD T
Art Unit
Tech Center
Assignee
The Board of Trustees of The University of Alabama
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
1y 1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
549 granted / 867 resolved
+3.3% vs TC avg
Strong +39% interview lift
Without
With
+39.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
53 currently pending
Career history
906
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
37.3%
-2.7% vs TC avg
§102
18.9%
-21.1% vs TC avg
§112
33.5%
-6.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 867 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 Claim 15 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 15 contains the trademark/trade name Triton X-100. Where a trademark or trade name is used in a claim as a limitation to identify or describe a particular material or product, the claim does not comply with the requirements of 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph. See Ex parte Simpson, 218 USPQ 1020 (Bd. App. 1982). The claim scope is uncertain since the trademark or trade name cannot be used properly to identify any particular material or product. A trademark or trade name is used to identify a source of goods, and not the goods themselves. Thus, a trademark or trade name does not identify or describe the goods associated with the trademark or trade name. In the present case, the trademark/trade name is used to identify/describe a specific compound and, accordingly, the identification/description is indefinite. Claim Rejections - 35 USC § 102 Claims 1, 2, 4-9, 11-14 and 17-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Park et al. (6,692,650). With regard to claims 1, 7-9, 11, 13, 14 and 17-20, Park et al. disclose a magnetorheological fluid that is made by emulsifying water in oil using a sorbitan fatty acid ester, which reads on applicants’ dispersing a plurality of discrete emulsion droplets that form an internal fluid phase encapsulated by an emulsifier, and then dispersing magnetic particles in the mobile phase, which reads on dispersing the plurality of magnetic particles in the non-magnetic carrier fluid (col. 3, lines 10-43). The sorbitan fatty acid ester reads on applicants’ surfactant or detergent (col. 4, lines 23-29). The mineral oil reads on applicants’ non-magnetic carrier fluid and has a viscosity of 0.02 Pas, i.e. 20 cP, and water has a viscosity of 1 cP, which means the final magnetorheological fluid will inherently have the viscosity of claim 18 (col. 4, lines 22-40). Given that the composition is identical, it will inherently have a greater yield stress compared to a magnetorheological fluid that does not have an emulsion. The composition can be used in a clutch, which reads on applicants’ use in a magnetorheological device (col. 1, lines 29-35). With regard to claims 2, 4 and 5, Figure 4 shows that the magnetic particles are added at 5% by volume, and the Span is added at 5 wt% by weight of the mobile phase, which means it will inherently have a vol% in the amount claimed (col. 4, lines 22-25, col. 5, lines 32-41 and Figure 4). Please note there is a typographical error as the water is present at volume fractions of 0.1, 0.2 and 0.3, which is 10, 20 and 30 vol % (col. 4, lines 42-45). With regard to claims 6 and 12, the magnetic particles have a particle size of 1 to 5 microns and the water emulsion droplets have a droplet size of 0.1 to 100 microns, which means they will have the average diameters as claimed (col. 3, lines 20-22 and col. 4, lines 48-52). Claim Rejections - 35 USC § 103 Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Park et al. (6,692,650). Park et al. teach all of the limitations of claim 1 above. They also show in Figure 4 how the yield stress changes at different magnetic particle volume fraction. They do not teach away from volume percentages other than the examples shown; however, they do not specifically teach a volume fraction of magnetic particles as claimed. It would have been obvious to one having ordinary skill to have made magnetorheological fluid having any magnetic particle volume percentage, including from 0.1 to 2.5 vol% as claimed. The rationale is to design the magnetorheological fluid to have the desired yield stress for the magnetic field that the fluid is to be used in. Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Park et al. (6,692,650) in view of “Tween vs. Span” (https://www.venus-goa.com/article-tween-vs-span-guide.php) as evidenced by “Merck Span 20” (https://www.merckmillipore.com/IL/en/specification-sheet/SPEC/MDA/CHEM/8.40119/8401190000). Park et al. teach all of the limitations of claim 1 above, including the use of the Span, e.g. sorbitan fatty acid ester surfactant (col. 4, lines 23-29); however, they do not specifically teach the emulsifier claimed. “Tween vs. Span” teaches the Span line of emulsifiers, including Span 20, which is a lauric acid based sorbitan ester and is the same as sorbitan monolaurate (pg. 1). As evidenced by Merck, Span 20 was available at least since 2021 (pg. 1). Since Park et al. and “Tween vs. Span” are both drawn to emulsifiers of the Span family of products, it would have been obvious to one having ordinary skill in the art to have substituted any of the Span sorbitan fatty acid esters, including Span 20, as the Span emulsifier of Park et al. This results of such a substitution would have been predictable to one having ordinary skill. Potential Allowable Subject Matter Claims 10 and 16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach a magnetorheological emulsion that is an oil-in-water emulsion or a Pickering emulsion having a “Pickering emulsifier comprising a plurality of non-magnetic particles” in combination with the rest of the limitations claimed. The closest prior art to claim 10 is Yang et al. (CN 108364743). However, the magnetic particles are not “dispersed in a non-magnetic carrier fluid” with a plurality of emulsion droplets dispersed in the non-magnetic carrier fluid. Since the magnetic particles are inside the emulsion droplets based on how the emulsion is made, they cannot be said to have the structure of being dispersed in the non-magnetic carrier fluid. The closest prior art to claim 16 is Colloids Surf. A Physicochem. Eng. Asp. 2012, vol. 412, pg. 20-28; however, the Pickering emulsifier in this reference are magnetic particles, which teaches the opposite of what is claimed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GERARD T HIGGINS whose telephone number is (571)270-3467. The examiner can normally be reached M-F 9:30-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571) 272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Gerard Higgins/Primary Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Jul 12, 2024
Application Filed
Aug 20, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+39.4%)
3y 4m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 867 resolved cases by this examiner. Grant probability derived from career allowance rate.

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