Prosecution Insights
Last updated: October 02, 2026
Application No. 18/775,357

LIGHT EMITTING DIODE

Non-Final OA §102§103
Filed
Jul 17, 2024
Priority
Jan 16, 2024 — TW 113101665
Examiner
FARMER, EMILY NICOLE
Art Unit
Tech Center
Assignee
Taiwan-Asia Semiconductor Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
43 granted / 48 resolved
+29.6% vs TC avg
Moderate +6% lift
Without
With
+6.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
16 currently pending
Career history
59
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
62.1%
+22.1% vs TC avg
§102
23.2%
-16.8% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 48 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-11 are pending. Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d) to TW113101665 for 01/16/2024. Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 07/17/2024, have been considered by the examiner. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: STACKED LIGHT EMITTING DIODES HAVING TWO-DIMENSIONAL CONTACT LAYERS Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 4, 5, 7-9, and 11 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Cao (US PGPub 2007/0170444; herein known as Cao). Regarding claim 1, Cao teaches (annotated Fig. 3 below), a light emitting diode, comprising: a substrate (301, [0023]), a buffer layer (302, [0023]), stacked on the substrate, and at least two light emitting units (LE1, LE2, LE3, [0023]), sequentially layered on the buffer layer in a stacked manner ([0023]), wherein each light emitting unit includes a semiconductor light emitting structure (306, 315, 322, [0023]) and a two-dimensional material layer (306, 307, 308; 314, 315, 316; 322, 323, 324, [0023]), and the two-dimensional material layer is stacked on the semiconductor light emitting structure, and wherein each light emitting unit emits light with a specific wavelength through the semiconductor light emitting structure respectively (red, green, and blue, respectively, [0023]), wherein the specific wavelength corresponding to one of the at least two light emitting units, which is closer to the substrate, is not smaller than the specific wavelength corresponding to the other of the at least two light emitting units, which is farther from the substrate (red is closest to the substrate, blue is farther). PNG media_image1.png 413 521 media_image1.png Greyscale Regarding claim 2, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 1, wherein the at least two light emitting units include a first light emitting unit (LE1) and a second light emitting unit (LE2), wherein the first light emitting unit is stacked on the buffer layer (302, [0023]), the second light emitting unit is stacked on a two-dimensional material layer (308, [0023]) of the first light emitting unit, and wherein a semiconductor light emitting structure of the first light emitting unit is different from a semiconductor light emitting structure of the second light emitting unit (LE1 is a red emitting structure, LE2 is a green emitting structure). Regarding claim 4, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 2, wherein a cross-sectional area of the first light emitting unit (LE1) along a horizontal direction is smaller than a cross-sectional area of the buffer layer (302) along the horizontal direction (LE1 is fully stacked on the buffer layer, and the buffer layer extends further beyond the edge of LE1) , and a cross-sectional area of the second light emitting unit (LE2) along the horizontal direction is smaller than the cross-sectional area of the first light emitting unit (LE2) along the horizontal direction (LE2 is fully stacked on LE1 and LE1 extends further beyond the edge of LE2). Regarding claim 5, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 1, wherein when a quantity of the light emitting units is not less than three (LE1, LE2, LE3, [0023]), the semiconductor light emitting structure of any light emitting unit of the at least two the light emitting units is different from the semiconductor light emitting structure of another adjacent light emitting unit (LE1 is red, LE2 is green, LE3 is blue). Regarding claim 7, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 1, wherein the buffer layer (302, [0023]) is made of a two-dimensional material ([0019]). Regarding claim 8, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 1, further comprising a base electrode, (310, [0023]) wherein the base electrode is electrically connected to the buffer layer and a horizontal spacing is retained between the base electrode and the at least two light emitting units (see Fig. 3). Regarding claim 9, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 1, wherein each light emitting unit of the at least two light emitting units further includes an additional electrode respectively (309, 317, 325, [0023]) and each additional electrode is electrically connected to the two-dimensional material layer correspondingly (308, 316, 324, [0023]), and wherein each additional electrode of the light emitting unit retains a horizontal spacing relative to the adjacent light emitting unit (See Fig. 3). Regarding claim 11, Cao teaches (annotated Fig. 3 above), the light emitting diode as claimed in claim 1, wherein the substrate is made of sapphire ([0019]). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Cao as applied to claims 2 and 5 above, and further in view of Chae et al. (US PGPub 2019/0164945; herein Chae). Regarding claim 3, Cao teaches the light emitting diode as claimed in claim 2, wherein each semiconductor light emitting structure has a first-type semiconductor epitaxial layer (305, 313, [0023]), a light emitting layer (306, 314, [0023]) and a second-type semiconductor epitaxial layer (307, 315, [0023]), but does not explicitly teach wherein an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of any light emitting unit is reverse relative to an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of the second light emitting unit. In analogous art, Chae teaches (Figs. 16-17) wherein an epitaxial stacking sequence of the first-type semiconductor epitaxial layer (221, [0429]), the light emitting layer (233, [0429]) and the second-type semiconductor epitaxial layer (235, [0429]) of the first light emitting unit (230, [0430]) is reverse relative to an epitaxial stacking sequence of the first-type semiconductor epitaxial layer (241, [0434]), the light emitting layer (243, [0434]) and the second-type semiconductor epitaxial layer (245, [0434]) of the second light emitting unit (240, [0432]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Cao and of Chae to include wherein an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of any light emitting unit is reverse relative to an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of the second light emitting unit in order to independently drive the respective light emitting units (Chae, [0437]). Regarding claim 6, Cao teaches the light emitting diode as claimed in claim 5, wherein each semiconductor light emitting structure has a first-type semiconductor epitaxial layer (305, 313, 322, [0023]), a light emitting layer (305, 313, 322, [0023]) and a second-type semiconductor epitaxial layer (307, 315, 323, [0023]), but does not explicitly teach wherein an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of any light emitting unit is reverse relative to an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of another adjacent light emitting unit. In analogous art, Chae teaches wherein an epitaxial stacking sequence of the first-type semiconductor epitaxial layer (221, [0429]), the light emitting layer (233, [0429]) and the second-type semiconductor epitaxial layer (235, [0429]) of any light emitting unit (230, [0430]) is reverse relative to an epitaxial stacking sequence of the first-type semiconductor epitaxial layer (241, [0434]), the light emitting layer (243, [0434]) and the second-type semiconductor epitaxial layer of another adjacent light emitting unit (240, [0432]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Cao and of Chae to include wherein an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of any light emitting unit is reverse relative to an epitaxial stacking sequence of the first-type semiconductor epitaxial layer, the light emitting layer and the second-type semiconductor epitaxial layer of another adjacent light emitting unit in order to independently drive the respective light emitting units (Chae, [0437]). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Cao as applied to claim 1 above, and further in view of Nikam et al. (Epitaxial growth of vertically stacked p-MoS2/n-MoS2 heterostructures by chemical vapor deposition for light emitting devices, Nano Energy; herein known as Nikam). Regarding claim 10, Cao teaches the light emitting diode as claimed in claim 1, but does not explicitly teach wherein a material of the two-dimensional material layer is selected from a group of molybdenum disulfide, tungsten disulfide, molybdenum diselenide and tungsten diselenide. In analogous art, Nikam teaches a material of the two-dimensional material layer is molybdenum disulfide (p. 460, Col 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Cao and of Nikam to include wherein a material of the two-dimensional material layer is molybdenum disulfide in order to fabricate atomically thin light sources with white-light emission for low-cost display, lighting, and optical communication (Nikam, p. 461, Conclusion). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to EMILY N FARMER whose telephone number is (703)756-1472. The examiner can normally be reached Monday-Friday 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Davienne Monbleau can be reached at 571-272-1945. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EMILY FARMER/Examiner, Art Unit 2812 /DAVIENNE N MONBLEAU/Supervisory Patent Examiner, Art Unit 2812
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Prosecution Timeline

Jul 17, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
96%
With Interview (+6.3%)
3y 0m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 48 resolved cases by this examiner. Grant probability derived from career allowance rate.

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