Prosecution Insights
Last updated: August 15, 2026
Application No. 18/777,765

NOVEL METHODS

Non-Final OA §DP
Filed
Jul 19, 2024
Priority
Jul 07, 2019 — provisional 62/871,170 +2 more
Examiner
SHIAO, REI TSANG
Art Unit
Tech Center
Assignee
Intra-cellular Therapies Inc.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
46%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
1643 granted / 2059 resolved
+19.8% vs TC avg
Minimal -34% lift
Without
With
+-33.7%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
54 currently pending
Career history
2082
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
29.2%
-10.8% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
30.0%
-10.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2059 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Priority and Status of the Claims 1. This application is a CON of 18494754 10/25/2023 PAT 12090155, which is a CON of 16/922,893 07/07/2020, ABN, which claims benefit of 62/871,170 07/07/2019. 2. Claims 1-28 are pending in the application. Double Patenting 3. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. See In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321 (c) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent is shown to be commonly owned with this application. See 37 CFR 1.130(b). Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claim 1 is rejected under the judicially created doctrine of obviousness- type double patenting as being unpatentable over claim 1 of Mates et al. US 12,090,155, and over claims 1, 6 and 9 of Davis et al. US 12,478,623 respectively. Although the conflicting claims are not identical, they are not patentably distinct from each other and reasons are as follows. Applicants claim a method for the treatment of Bipolar II Disorder, comprising administering to a patient in need thereof, a therapeutically effective amount of lumateperone, in free or pharmaceutically acceptable in mono-tosylate salt form, wherein the method comprises once daily administration of the lumateperone mono-tosylate in an amount equivalent to 6 to 60 mg of lumateperone free base, see claim 1. Mates et al. ‘155 claims a method for the treatment of a major depressive episode associated with Bipolar II Disorder, comprising administering to a patient in need thereof, a therapeutically effective amount of lumateperone in mono-tosylate salt form, wherein the method comprises once daily administration of a tablet or capsule comprising about 60 mg of lumateperone mono-tosylate in combination or association with a pharmaceutically acceptable diluent or carrier, see claim 1 in column 14. Davis et al. ‘623 discloses a compound/composition cpmprising a compound of formula (I), i.e., PNG media_image1.png 372 440 media_image1.png Greyscale , wherein Y is -C(=O)-, X is -N(CH3)-, in free , or pharmaceutical acceptable salt selected from monotosylate, and methods of use for treating bipolar disorder, see claims 1, 6 and 9 in columns 32-34. The difference between instant claims and Mates et al. ‘155 and Davis et al. ‘623 is that the instant claim is embraced within the scope of Mates et al. ‘155 and Davis et al. ‘623. One having ordinary skill in the art would find the claim 1 prima facie obvious because one would be motivated to employ the methods of use of Mates et al. ‘155 and Davis et al. ‘623 to obtain instant invention. Moreover, the amount of a specific amount of ingredient lumateperone mono-tosylate the instant composition is clearly a result effective parameter that a person of ordinary skill in the art would routinely optimize, optimization of parameters (dose, administration strategy) from known compositions and methods of use of Mates et al. ‘155 and Davis et al. ‘623 is a routine practice that would be obvious for a person of ordinary skill in the art to employ and reasonably would expect success. It would have been customary for an artisan of ordinary skill to determine the optimal amount of each ingredient to add in order to best achieve the desired results based on factors such as the severity of the condition being treated for Bipolar II disorder, see MPEP 2144.05. Therefore Mates et al. ‘155 and Davis et al. ‘623 render obviousness over the instant invention. The motivation to make the claimed methods of use derived from the known methods of use of Mates et al. ‘155 and Davis et al. ‘623 would possess similar activity to that which is claimed in the reference. Claim Objections 4. Claims 2-28 are objected to as being dependent on rejected claim 1. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to REI TSANG SHIAO whose telephone number is (571)272-0707. The examiner can normally be reached on 8:30 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Claytor can be reached on 571-272-8394. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /REI TSANG SHIAO/ Rei-tsang Shiao, Ph.D.Primary Examiner, Art Unit 1691 July 27, 2026
Read full office action

Prosecution Timeline

Jul 19, 2024
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
46%
With Interview (-33.7%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 2059 resolved cases by this examiner. Grant probability derived from career allowance rate.

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